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Elkus on Mad Dogs and Military History

Friday, May 10th, 2013

Adam Elkus has a lengthy and meaty post at Abu Muqawama, inspired by General Mattis, one that you should really read in full:

The Mattis Book Club

….But while gaining an understanding of the nature of war is useful, there are a lot of things it won’t do. This becomes most apparent in the section of the email where Mattis makes specific claims. Mattis repeatedly states that nothing is new under the sun, makes comparisons across big temporal zones (Alexander the Great in Persian Iraq vs. 2004 iraq), and advances specific analytical arguments about military theories. He does so on the basis of a sweeping generalization that 5,000 years of warfare tells us in aggregate that war has not changed. While this makes for a rousing line, it is also a fairly problematic statement. How do we really know that the nature of war has not changed in 5,000 years?

We should recognize that this is an isolated quote, and strive to not take out of context what was a heartfelt letter to a colleague in need of guidance. But the argument itself—as the cumulative product of a process of self-education in the nature of warfare, does merit some critical analysis. It is part of a humanistic conception of war that stresses the unity of military experience across the ages, and puts the fighting man’s will first. What Mattis dashed off in an email has been repeated by others in journal articles, blog posts, essays, and books. The military historian Brian McAllister Linn, in his seminal study of the Army’s cultures, dubbed it the “heroic” style of war. Linn constrasts this humanistic style this with technocratic Managers, defensive Guardians, and other military tribes with differing values and approaches.

So what do we know about 5,000 years of constant violence?

Often times the answer is that it depends. As my Fuller and Liddell-Hart examples illustrate, the quality of historical accounts is extremely uneven. Military history as a modern discipline only started with Hans Delbruck, a civilian who did some basic math and discovered that many of the most prominent chroniclers of pre-modern warfare were flat-out wrong about ancient history’s greatest battles and campaigns. Anthropologists still argue today about the nature of violence in the evolutionary state of nature and whether it can be mapped to violence in settled states. Second, it may be true that war is war in the Clausewitzian sense. But while it is technically true that Alexander’s Iraqi opponents and Sadrist mobs are both humans seeking to use force to impose their will, this in and of itself is not very useful. There are fairly prominent shifts in the character of politics, the international system, techology, wealth, and society that matter too.  

What constitutes politics is a very important point.

Take for example, the Romans. There was a definite shift between the Early-Middle Republican eras and the Late Republic in elite politics and the socioeconomic conditions upon which Roman assumptions about war and the organization and supply of Legions rested.  Growing inequality of wealth was making it harder for Plebian citizens to afford to muster for a campaign, the need for longserving “professional” Legates to maintain “institutional memory” of the “arts of war” of the Legions expanded even as the highly coveted opportunities for Patricians to command decreased. These trends clashed with what the Romans liked to  believe about themselves and the friction between advocates of reforms (often necessary and practical) and the upholders of  centuries of honored tradition made Roman politics increasingly bitter, dysfunctional and subsequently lethal. The early Romans would have been horrified by Marius and Sulla, to say nothing of Antony and Octavian.

In the end, the politics of the Romans, along with their battlefield experiences, changed how they organized and manned their Legions, why and how they fought the wars as they did and continued to shape Roman warfare as long as the empire lasted. Julius Caesar would have been as startled by Late Antiquity’s semi-barbarian “Roman” Magister Militiums as his own career would have dismayed Decius Mus.

Adam goes on to have some useful things to say about the need for combining historical and quantitative  social science  methodologies and the limitations of each. Delbruck’s overstated skepticism of the ancients aside, sometimes we moderns do not count any better in war or politics – or at times,  even worse

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On Socrates and his Legacy, Part II: Stone, Socrates and Religion

Tuesday, March 26th, 2013

This is the second in a series of posts regarding Socrates and his modern legacy that began with a discussion of the books and authors involved - The Trial of Socrates by I.F. Stone and Socrates: A Man for Our Times by Paul Johnson . We are also getting some direction from a foremost academic authority on Socrates and Plato, the late Gregory Vlastos in the form of  his last book,  Socrates: Ironist and Moral Philosopher

The greatest divergence between Johnson and Stone is on the matter of Socrates and religion. This is is some importance because one of the charges leveled at Socrates by his accusers Anytus and Meletus was not believing in “the gods of city”and introducing new ones.

The sincerity of this specific charge is an interesting question. As both authors indicated, the century of pre-Socratic philosophers in Athens laid the cornerstone of empirical and rational thought about nature that were the forerunners of both materialism as well as science in the form of natural philosophy. This coincided with the rise of Athens to greatness and empire and a possible change in Athenian civic culture, not so much a secularization but an emphasis on humanism over mysticism in political affairs. This point Johnson was at pains to emphasize as the core nature of “the cultural revolution” wrought by “the Periclean regime” , where Protogoras was prominent sophist. Stone regards the transition to one where religion was “demoted…reduced to venerable fables and metaphorical personifications of natural forces and abstract ideas” which renders the religious question at Socrates’ trial a “distraction”.  The primitive awe in which the Greek gods were held during archaic times, gave way to a more ritualistic and cultural reverence in the classical period, or so this line of argument goes.

I am not certain this interpretation is correct to that exaggerated degree. It strikes me far more likely as a representation of the beliefs of  educated elite Athenians at the time than those of the middle classes or the thetes, or of Greeks from other cities. Pagan folk religion probably retained the same influence over public and private life in Athens as Christianity does in America in our own times. That is to say there were likely differences in religiosity between the aristocratic elite and the masses in democratic Athens and between political factions (democratic, moderate and extreme oligarchic).

Some contrasting examples: Nicias, whose political reputation with the Assembly was anchored in trust of his admirable piety, brought final disaster upon the Sicilian Expedition and himself with his obstinate, superstitious, deference to religious signs and soothsayers when the path of escape still remained open. Xenophon, in delicately rebuffing calls to accept rulership over the 10,000 in The Anabasis of Cyrus used pious arguments with the soldiers that he himself probably viewed with some degree of cynicism because they were an effective excuse to pass the leadership to a Spartan. Speaking of the Spartans, they were known in this time as “the craftsmen of war” not because of battle art but because of their zealous adherence to military religious ceremonials and divination of sacrificial animals to discern the will of the gods.

That does not sound much like a people for whom Zeus and Apollo were merely enjoyable campfire fables for children, figures of comic sport in the theater or convenient metaphors for chance or the weather.

Stone argued that Athenian religion had been “demoted” but did so for purposes of rebutting the claim of Socrates that decades of comic poets lampooning him in their plays (like The Clouds, by Aristophanes) had prejudiced the jury against him. Stone was also writing  The Trial of Socrates after the time when standards of  ”traditional morality” had been challenged culturally and theologically during the sixties and seventies and were rejected by a significant part of the Baby Boom generation:

….As for not believing in gods, the Athenians were accustomed to hearing the gods treated disrespectfully in both the comic and the tragic theater. For two centuries before Socrates, the philosophers had been laying the foundations of natural science and metaphysical inquiry. Their gigantic pioneering in free thought still awes us as we pore over the fragments of these so-called pre-Socratics. Almost all the basic concepts of science and philosophy may be found there in embryo. They first spoke of evolution and conceived the atom. In the process the gods were not so much dethroned as demoted and bypassed. They were reduced to venerable fables or metaphorical personifications of natural forces and abstract ideas.

These philosophers were rationalists and rarely bothered with what we call “theology”. The very term was unknown to them. Indeed it does not appear in Greek until the century after Socrates. The word theologia – talk about gods – turns up for the first time in the Republic when Plato is explaining what the poets in utopia will not be allowed to say about the divine powers. In his ideal society a Socrates would have indeed been punishable for deviating from the state-sanctioned theologia, but not in Athens.

….Polytheism was, by it’s pluralistic nature, roomy and tolerant, open to new gods and new views of old ones. It’s mythology personified by natural forces and could be adapted easily, by allegory, to metaphysical concepts. These were the old gods in a new guise, and commanded a similar but fresh reverence.

Atheism was little known and difficult for a pagan to grasp because he saw divinity all about him, not just on Olympus but in the hearth and boundary stone, which were also divinities though of a humbler sort…..

….It was the political, not the philosophical or theological views which finally got Socrates into trouble. The discussion of religious views diverts attention from the real issues. 

Stone develops this theme further in his explanation of how Socrates might have won acquittal, had the old philosopher not been determined to antagonize his jury:

The indictment’s two counts are equally vague. No specific acts against the city are alleged. The complaints are against the teaching and beliefs of Socrates. Neither in the indictment – nor at the trial – was there any mention of any overt act of sacrilege or disrespect to the city’s gods or any overt attempt or conspiracy against it’s democratic institutions. Socrates was prosecuted for what he said, not for anything he did.

In other words, the charges against Socrates were of a very different character than the ones which had been made during the Expedition to Syracuse against the close associate and student of  Socrates, the ambitious demagogue Alcibiades. The latter had been charged with sacrilege, specifically defaming and vandalizing the Eleusinian Mysteries, forcing his recall as joint strategos over the expedition and summoning him back to Athens for trial. This ill-fated and poorly timed indictment may or may not have been false, but it had certainly been politically motivated and was the catalyst for the subsequent treason of Alcibiades and the military disaster in Sicily, both so damaging to Athens. That charge, unlike the one against Socrates however, was based upon real acts that had taken place, whether Alcibiades had been the culprit or not.

….on the impiety charge, Socrates is as vague as the indictment. He never discusses the accusation that he did not respect or believe in – the Greek verb used, nomizein, has both meanings – the gods of the city. Instead, he traps the the rather dim-witted Meletus into accusing him of Atheism, a charge he easily refutes. But there was no law against atheism in ancient Athens either before or after the trial. Indeed, the only place we find such a law proposed is in Plato’s Laws. In this respect, Plato was the exception to the tolerance that paganism showed to diverse cults and philosophic speculation about the gods.

….it was monotheism that brought religious intolerance into the world. When the Jews and Christians denied divinity to any god but their own, they were attacked as atheos or “godless”. This explains how – to borrow Novalis’s characterization of Spinoza – a “God-intoxicated” Jew and Christian like St. Paul could be called an “atheist” by pious and indignant pagans.” 

We will see later that Johnson takes a normatively very different, but logically complementary view to Stone on “Socratic monotheism”, who concludes:

By trapping Meletus into calling him an atheist, Socrates evaded the actual charge in the indictment. It did not accuse him of disbelief in Zeus and the Olympian divinities, or in gods generally. It charged disbelief in ‘the gods of the city”.

This was in the ancient Greek sense, a political crime, a crime against the gods of the Athenian polis. This is a crucial point often overlooked.

In Athens, Democracy was itself deified and personified, at least to the extent of having it’s own ritual priest in the annual theater of Dionysus – and what was old Socrates in the view of Stone but the teacher of antidemocratic and antipolitical doctrines in a city where the Democracy had been overthrown by the Thirty?

End Part II.

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Sixty Years after Stalin

Wednesday, March 6th, 2013

Sixty years ago one of the greatest monsters in history, a mass-murderer of tens of millions many times over, the yellow-eyed, “Kremlin mountaineer”  breathed his last.

We live, deaf to the land beneath us,
Ten steps away no one hears our speeches,
All we hear is the Kremlin mountaineer,
The murderer and peasant-slayer.
His fingers are fat as grubs
And the words, final as lead weights, fall from his lips,
His cockroach whiskers leer
And his boot tops gleam.
Around him a rabble of thin-necked leaders -
fawning half-men for him to play with.
They whinny, purr or whine
As he prates and points a finger,
One by one forging his laws, to be flung
Like horseshoes at the head, to the eye or the groin.
And every killing is a treat
For the broad-chested Ossete.
- Osip Mandelstam

So great was the terror he had inflicted that many of his victims, dazed and bloodied by decades of fear, savage oppression and war, openly wept. The greatest fear of the late dictator’s closest henchmen and accomplices, who had more than likely escaped the conveyor belt of torture, gulag and execution only by their master’s death, was that the people would think that they had murdered their dear vozhd and would storm the Kremlin and tear them to pieces.

The former Georgian seminarian and bank robber Joseph Djugashvilli Stalin did more to shape Russia than any man in history except Peter the Great and Genghis Khan. Ivan the Terrible, the tsar whom Stalin much admired and imitated in killing off his own “boyars”, could not hold a candle to his Bolshevik successor in either cruelty or statesmanship. Stalin entered power as Lenin’s chief clerk in a failed state wracked by civil war and ended it as master of the Communist world, possessor of the atomic bomb and the implacable victor of Berlin.

Stalin sent thirty million of his countrymen to their deaths at the hands of buffoons, sexual sadists and deranged dwarfs, yet was a sensitive and gifted poet of no mean talent who could discuss Clausewitz, the intricacies of Marxist theory or the classics when he chose. Stalin was an avid writer of marginalia in books, making comments one scholar termed “insightful” as well brutal.

An artist of the vendetta, Stalin personally lingered over lengthy death lists, making annotations, sparing one here and drawing out the torment of others there. Some estimates are that he signed some thirty thousand such death lists of prominent Soviet and pre-Revolutionary figures, often consigning their families to arrest, torture and exile. Endless ordinary Soviets accused of “wrecking” or “trotskyite counter-revolutionary activity” or “espionage” went to the Gulag or the grave by quota. Not merely in the terrible year of 1937, but throughout Stalin’s long, grim reign; and after the war, it was the turn of the Eastern Europeans, especially suspected “cosmopolitan” Communists, like Ana Pauker and Rudolf Slansky and the usual litany of “class enemies” and “fascists”.

Stalin’s archenemy in both fact and fevered imagination, Leon Trotsky, received an icepick in his brain from Stalin’s messenger, Ramon Mercader. Then for good measure, Stalin killed Trotsky’s son.

The only man Stalin seemed to fear, was Hitler, near whom he had once briefly lived in 1913 in Vienna when Stalin was a young Bolshevik revolutionary and the future Fuhrer was a struggling “artist” living in a bum’s hostel. They both frequented the Schoenbrunn park and likely, the same cheap coffee hoses and cafes. Stalin’s efforts to appease Hitler the Warlord and mad visionary proved no more successful than had Neville Chamberlain’s; the USSR survived Operation Barbarossa in part because the tyrannical Stalin could force the Russian people to spill an ocean of blood in 1941 the way Tsar Nicholas II could not in 1914.

Twenty million, perhaps more, of the Red Army died on the road to Berlin and victory over Nazism, giving Stalin, who had curried favor with Hitler and allied himself with the Third Reich, mastery over half of Europe. His sycophants called him “Generalissimo” and tried to deify him on his 70th birthday and please him, assuring themselves of safety. It was no use; Stalin ostracized them or arrested their wives or toyed with them cruelly at late night drinking sessions as Stalin’s suspicious mind turned again toward the blackness as it had in the Thirties, when his closest collaborators became dead men talking, disappearing and then reappearing suddenly, gaunt and haunted, to grovel for death at show trials.

Roy Medvedev, Soviet era dissident and Marxist historian wrote of Stalin, “Let history judge“. The judgement it must be said, is in with Russia’s tragic post-Soviet decline. A degradation so severe that even the tough and crafty siloviki ,Vladimir Putin, has been unable to reverse it.

The wounds inflicted by Stalin run too deep.

The Heirs of Stalin

Mute was the marble. Mutely glimmered the glass.
Mute stood the sentries, bronzed by the breeze.
Thin wisps of smoke curled over the coffin.
And breath seeped through the chinks
as they bore him out the mausoleum doors.
Slowly the coffin floated, grazing the fized bayonets.
He also was mute- his embalmed fists, 
just pretending to be dead, he watched from inside.
He wished to fix each pallbearer in his memory: 
young recruits from Ryazan and Kursk, 
so that later he might collect enough strength for a sortie, 
rise from the grave, and reach these unreflecting youths.
He was scheming. Had merely dozed off.
And I, appealing to our government, petition them
to double, and treble, the sentries guarding this slab, 
and stop Stalin from ever rising again
and, with Stalin, the past.
I refer not to the past, so holy and glorious, 
of Turksib, and Magnitka, and the flag raised over Berlin.
By the past, in this case, I mean the neglect
of the people’s good, false charges, the jailing of innocent men.
We sowed our crops honestly.
Honestly we smelted metal, 
and honestly we marched, joining the ranks.
But he feared us. Believing in the great goal, 
he judged all means justified to that great end.
He was far-sighted. Adept in the art of political warfare, 
he left many heirs behind on this globe.
I fancy there’s a telephone in that coffin: 
Stalin instructs Enver Hoxha.
From that coffin where else does the cable go! 
No, Stalin has not given up. He thinks he can cheat death.
We carried him from the mausoleum.
But how remove Stalin’s heirs from Stalin! 
Some of his heirs tend roses in retirement, 
thinking in secret their enforced leisure will not last.
Others, from platforms, even heap abuse on Stalin
but, at night, yearn for the good old days.
No wonder Stalin’s heirs seem to suffer
these days from heart trouble. They, the former henchmen, 
hate this era of emptied prison camps
and auditoriums full of people listening to poets.
The Party discourages me from being smug.
‘Why care? ‘ some say, but I can’t remain inactive.
While Stalin’s heirs walk this earth, 
Stalin, I fancy, still lurks in the mausoleum.

 -Yevgeny Yevtushenko

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Discovering a New Circle of Hell

Monday, March 4th, 2013

There is an understandable buzz when a historical event as well known and deeply investigated as  the Holocaust has suddenly been found to have been underestimated by an order of magnitude.

From The New York Times:

The Holocaust Just Got More Shocking 

….As early as 1933, at the start of Hitler’s reign, the Third Reich established about 110 camps specifically designed to imprison some 10,000 political opponents and others, the researchers found. As Germany invaded and began occupying European neighbors, the use of camps and ghettos was expanded to confine and sometimes kill not only Jews but also homosexuals, Gypsies, Poles, Russians and many other ethnic groups in Eastern Europe. The camps and ghettos varied enormously in their mission, organization and size, depending on the Nazis’ needs, the researchers have found.

The biggest site identified is the infamous Warsaw Ghetto, which held about 500,000 people at its height. But as few as a dozen prisoners worked at one of the smallest camps, the München-Schwabing site in Germany. Small groups of prisoners were sent there from the Dachau concentration camp under armed guard. They were reportedly whipped and ordered to do manual labor at the home of a fervent Nazi patron known as “Sister Pia,” cleaning her house, tending her garden and even building children’s toys for her.

When the research began in 2000, Dr. Megargee said he expected to find perhaps 7,000 Nazi camps and ghettos, based on postwar estimates. But the numbers kept climbing — first to 11,500, then 20,000, then 30,000, and now 42,500.

The numbers astound: 30,000 slave labor camps; 1,150 Jewish ghettos; 980 concentration camps; 1,000 prisoner-of-war camps; 500 brothels filled with sex slaves; and thousands of other camps used for euthanizing the elderly and infirm, performing forced abortions, “Germanizing” prisoners or transporting victims to killing centers.

In Berlin alone, researchers have documented some 3,000 camps and so-called Jew houses, while Hamburg held 1,300 sites.

….The lead editors on the project, Geoffrey Megargee and Martin Dean, estimate that 15 million to 20 million people died or were imprisoned in the sites that they have identified as part of a multivolume encyclopedia

Read the rest here.

Perhaps some of you will recall the controversy in the late 1990′s surrounding the release of Hitler’s Willing Executioners by Daniel Goldhagen where Goldhagen argued that Nazi genocide was only possible with the widespread complicity and often enthusiastic participation of “ordinary Germans” who were not themselves Gestapo agents or Nazi fanatics.  One of the primary charges against Goldhagen by academic historians was his generalizing indictment of a generation of Germans for Nazi policy that was, for all intents and purposes, officially a state secret.  After all, the closest thing to a “public” discussion in the Third Reich of the Final Solution was a terrifying speech by SS-Reichsfuhrer Heinrich Himmler at the Posen Conference to an assembly of Gauleiters  and Reichsleiters who constituted the aristocracy of the Nazi Party.

The sheer geographic density and social ubiquity of the Nazi machinery of repression and genocide documented by researchers severely undermines the critics of Goldhagen. While it is well documented that most Germans, unless they were political opponent or social misfits, did not personally feel the heavy hand of the Gestapo in the way Soviet citizens experienced the NKVD, Germans during the war years irrefutably lived cheek by jowl with the miserably wretched slaves of the Reich.

Some of the shock produced by this investigation is due to an artificial “parsing of genocide” by historians into distinct categories of death-dealing instead of looking at Nazi democide as a whole cloth or continuum.

In the immediate aftermath of the war, there was little interest beyond the Nuremberg  Tribunal in delving into the depths of Nazi crimes. Reconstruction of Europe and “getting on with life” or the exigencies of the Cold War and the ominous threat of the Soviets took far greater precedence. Even among Holocaust survivors themselves, there was initially an effort to “move on” from the unimaginable, or to make a anguished pretense of so doing, as expressed in the critically acclaimed Rod Steiger film, The Pawnbroker. When historians began more serious examinations of Nazi crimes in the 1960′s and 1970′s, there was a tendency to separate the Holocaust from related or similar atrocities due in part to the overriding ideological emphasis the most extreme Nazis placed upon the total and absolute elimination of all Jews – every last one – at all costs,. Even over and above winning the war.

However, that genocidal crusade by the SS against the Jews also facilitated the deaths of millions of others – including the Gypsies (marked for nearly complete extermination), the “useless eaters“, some 700,000 Serbs to please the Ustase puppet regime, political opponents who disappeared into the Night and Fog, and a vast democide of Slavic peoples to feed the Third Reich’s inexhaustible need for slave labor. Albert Speer wrote that Himmler coldly planned a further massive reduction of the Russian and Ukranian populations west of the Urals to build a post-war Nazi racial empire in vanquished Russia.

The scale of murder by totalitarian governments in the 20th century approaches the mythic, a phenomena for which the Holocaust has become a totem.

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On Socrates and His Legacy, Part I.

Thursday, February 14th, 2013

Recently, I finished two books on the iconic ancient Athenian philosopher Socrates, both of which pointed me to a third. The books were of a very different character and quality, yet together raised an important dichotomy about a man who lived 2400 years ago, whose intellectual legacy contributed to the shaping of Western civilization. The Stoics and Cynics looked back to Socrates as their forerunner; Socrates’ greatest student Plato became the most influential philosopher of the written word of all time, rivaled only by his own protege, Aristotle. So definitive was the influence of Socrates and his inexhaustible store of questions that all the Greek philosophers who came before him are reckoned “the pre-Socratics“. Yet he was put to death by the Democracy that had proudly boasted of being the “the school of Hellas“.

Who then, was the historical Socrates?

Socrates shares, to a lesser degree, the enigmatic quality of Buddha, Jesus and his own near contemporary, Confucius; we know more about Socrates than we do the others, but as with the others, it is all secondhand. Having written nothing himself, we must rely on the apologia of his disciples, the barbs of his critics, some statuary relics and the commentary of philosophers and historians from later in antiquity who had access to sources now lost to tell us of Socrates.

Here are the books:

  

The Trial of Socrates by I.F. Stone

Socrates: A Man for Our Times by Paul Johnson  

Both authors were splendid prose writers, otherwise they are a study in contrasts. The late I.F. Stone was a famous radical, an antifascist, an investigative, “muckraking” journalist of the mid twentieth century and, for a time,  a Soviet agent during the “Red decade” of the Thirties. Stone, who was noted for his diligence with using government documents as a reporter, unearthing scoops everyone else had missed, became, in his retirement, a scholar of antiquity who read deeply in the classics in the original ancient Greek.

Paul Johnson began his career as a prolific writer and popular historian on the British Left with The New Statesman and over time shifted rightward to become a leading Anglo-Catholic conservative public intellectual, an adviser to Margaret Thatcher and an author of 40 books. Johnson is most known for his best-sellers that tackled panoramic and encompassing subjects – The Birth of the Modern, Intellectuals and The History of the Jews, often written from a highly idiosyncratic, as well as a conservative, perspective.

Of the two books, Stone’s  The Trial of Socrates is by far the most substantive. Stone relies heavily, though not exclusively, upon primary sources in the original Greek to build his argument, which is that Socrates was executed because of his militant, arch-reactionary, “antipolitical” opposition to self-government, especially in the form of the Democracy; and further, that Socrates’ actions at his trial were perversely designed to inflame the jury which might easily have acquitted him.  Socrates:A Man for our Times by Johnson is based on English translations of primary sources and secondary sources, is lighter in tone and much closer to being an essay. Johnson is evaluating the importance of Socrates in a broad, civilizational, context while Stone trying to tell what really happened while simultaneously judging Socrates culpability.

One point on which both authors have agreement is the mendacity and artistry with which Plato has made this task more difficult. I.F. Stone generally sees a “sneering” antidemocratic political continuity between Socrates and all of his disciples Plato, Xenophon, Charmides, Critias, Antisthenes and Alcibiades but even Stone cannot stomach Plato’s casual misuse (or abuse) of Socrates in his later dialogues to vent petty gripes and snobbish airs. Writing of an insulting passage in The Republic:

….Plato put this into the mouth of Socrates many years after the latter’s death. There is no evidence that the historical Socrates ever spoke so unkindly or pretentiously. Otherwise Socrates could not have had the lifelong affection of his oldest disciple, the “low-born” Antisthenes; his mother was a Thracian, hence he was twitted for not being of pure Attic blood (Diogenes Laertes, 6.1). Several scholars believe this was Plato’s slur against his fourth century rival – and Socrates’ old friend – Isocrates.[255]

Paul Johnson goes much further; attributing much that scholars regard as negative in Socrates’ reputation to the machinations of Plato using his late master as “a ventriloquist’s dummy”, a caricature Johnson calls “PlatSoc” to add authority to his own views and theories in which Socrates never believed or more likely, never even had heard:

….As an intellectual he [Plato] began to formulate his own ideas. As an academic he quickly merged them into a system. As a teacher he used Socrates to spread and perpetuate it. In his earlier writings Plato presented Socrates as a living breathing, thinking person, a real man. but as Plato’s ideas took shape, demanding propagation, poor Socrates whose actual death Plato had so lamented, was killed a second time, so that he became a mere wooden man, a ventriloquist’s doll, to voice not his own philosophy but Plato’s.

….So the act of transforming a living, historical thinker into a mindless, speaking doll – the murder and quasi-diabolical possession of a famous brain – became in Plato’s eyes a positive virtue. That is the only charitable way of describing one of the most unscrupulous acts in intellectual history. Thus Plato, with no doubt the best of intentions, created like Frankenstein, an artificial monster-philosopher [11]

There are other sources of information regarding Socrates than Plato, of course.  Xenophon, also wrote an apologia; Aristophanes and other comic poets satirized Socrates in their plays, the philosopher being a “public figure” in Athens as much as was Pericles or Cleon (Socrates apparently could take a joke much better than the litigious and bloodthirsty demagogue Cleon); Aristotle had informed speculations regarding Socrates based on his long (and one suspects trying) tutelage under Plato and there are Roman writers such as Cicero who had access to sources now lost, but Plato remains the most prolific.

This is important, because the central thesis in The Trial of Socrates is that Socrates is not merely an “antidemocratic” gadfly in Athens, but an arch-reactionary teacher of “antipolitical” doctrines. That is to say that Stone argued that Socrates and his followers rejected the concept of the self-governing “polis” itself, oligarchy as much as democracy, that men were a “herd” fit only for a shepherd, an absolute Homeric ruler defined by Socrates as “the One who Knows”. Stone argues, with accuracy, that Socrates disciples, despite differences in personality and philosophy, shared a common disdain for democratic politics and furthermore, that Socrates teaching repeatedly led to cohorts of aristocratic, pro-Spartan,”Socratified youth” who twice supported the overthrow of the Democracy. In short that Socrates was tried because his activities, his “examinations”, were ultimately politically subversive to the state in a time of danger and instigated civil strife.

This means, to judge Stone’s argument requires that we discern Socrates from Plato that in turn requires some expertise on Plato. This need to sift Platonic dialogues explains why both Johnson and Stone, despite Stone’s ability to work with the primary texts in the original Greek, turned to the scholarship of Gregory Vlastos for guidance. Vlastos was a seminal figure in the field of Platonist philosophy whose work is described by other scholars as “transformative” and having “a vast influence” who best parsed Socrates from his artfully prolix disciple. Because of Stone and Johnson, I have picked up what is regarded by many as “the best book on Socrates” – Socrates: Ironist and Moral Philosopher by Gregory Vlastos.

Vlastos, in this final book, ultimately came closer to Johnson’s position in the sense that some of what  moderns find disagreeable in Socrates and what Stone criticizes in particular – the harsh antidemocratic edge – is more a product of Plato’s literary handiwork than the philosophy of the historical Socrates. Vlastos writes:

I have been speaking of a “Socrates” in Plato. There are two of them. In different segments of Plato’s corpus two philosophers bear that name. The individual remains the same. But in different sets of dialogues he pursues philosophies so different that they could not have been depicted as cohabitating in the same brain throughout unless it had been the brain of a schizophrenic

The early Socrates of the Elenctic Dialogues is the most genuine in the view of Vlastos.

End Part I.

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