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Are Insurgencies “Antifragile”?

Thursday, May 16th, 2013

I have been reading Nassim Nicholas Taleb’s latest book,  Antifragile . It’s a highly intriguing book and I will give it a full review soon, but Taleb’s core concept of antifragility is important  and lends itself to wide application. Here’s Taleb on what constitutes “antifragility” – things that gain or improve with disorder – which he was careful to distinguish not just from “fragility” but also from “robustness” and “resilience”:

Almost all people answer that the opposite of “fragile” is “robust”, “resilient” , “solid”, or something of the sort. But the resilient, robust (and company) are items that neither break nor
improve, so you would not need to write anything on them – have you ever seen a package with
“robust” stamped on it? Logically, the exact opposite of a “fragile” parcel would be a package on which one has written “please mishandle” or “please handle carelessly”. It’s contents would not just be unbreakable, but would benefit from shocks and a wide array of trauma. The fragile is the package that would be at best unharmed, the robust would at best and at worst unharmed. And the opposite of fragile is therefore what is at worst unharmed. [31]

Italics in original.

Taleb uses a number of metaphors – the Phoenix, the Hydra – as well as examples to get across the point that an antifragile entity overcompensates in reaction to stress/damage/disorder by becoming better, growing stronger, more powerful, adaptively improving itself. Think of the effects of weight training in building muscle or a wildfire spurring bountiful growth in an ecosystem. There’s more to Antifragile than this but the gist is sufficient for now.

Which brings me to the question, “Are insurgencies antifragile?”

The study of insurgency, terrorism and revolution, while important and useful tend to suffer from several drawbacks. One is compartmentalization and academic specialization. As Robert Bunker pointed out in Narcos Over the Border,  a problem like “criminal-insurgency” attracts very different reactions from Law enforcement, intelligence analysts, the military, counter-terrorism officials and other experts (to say nothing of politicians) which makes consensus over a common analytic framework very difficult. Sometimes even defining the problem across domains is frustrating. As a result, many studies are too narrow and the few admirably ambitiously broad ones are deeply stamped in the political lens of the era in which they were researched and written – i.e. imperialist Small Wars, the Cold War, the War on Terror, Pop-centric COIN of Iraq and Afghanistan wars etc.  It is a subject that requires both more (and more intellectually creative) scholarship and a greater degree of synthesis.

In the meantime, I’d like to offer some speculation in an effort to answer the question:

  • The characteristics of “antifragility” in terms of at least some kinds of insurgency bears a striking resemblance to that of “wicked problems“, which has also been used to categorize some enduring irregular conflicts. Particularly in the sense of not having natural stopping points , manifesting complex interdependencies and resistance to simple, silver bullet solutions that could destroy it.
  • Moreover, most successful insurgencies are not, contrary to Maoist theory, autochthonous  - they draw many resources from external sources – black globalization, foreign patrons, legitimate trade, fundraising – and from the very state waging counterinsurgency warfare against them. The Afghan Taliban would be a much poorer military force without the vast amount of American aid passing through the hands of Pakistan and the Karzai regime
  • An insurgency’s claim to being “antifragile” may rest as much or more upon the general political and socioeconomic environment being relatively chaotic than on the nature of the insurgent organization itself.  The Chinese, Russian and Lebanese civil wars, Mexico’s narco-insurgency, West Africa and Afghanistan in the 1990′s, the Congo basinand Iraq in the 2000′s all had polycentric and disorderly environments that allowed  irregular groups to rapidly rise and fall on a local and regional basis. By contrast, “bilateral” insurgency vs. state dynamics can stabilize conflict for decades
  • An insurgent organization may lose antifragility as it restructures itself over time to become either more robust (ex. -Hezbollah) subnational entity or to accept greater fragility in order to acquire state-like hierarchical advantages ( political discipline and specialization). Note that “fragile” does not mean “weak”, it means “vulnerable”. States can be very strong and concentrating massive amounts of resources and coercive force, yet be strangely vulnerable to internal coups, popular uprisings, economic collapse, strategic myopia or even natural disasters. One of the great dangers today are complex systems that combine epic power with extreme fragility – small disruptions by irregulars yield huge ROIs.
  • States might be able to seek a strategic advantage over insurgencies by improving their robustness and smother the relatively ineffectual kinetic attacks of guerrillas or terrorists with inertia, refusing to “feed” the growth of an antifragile insurgent opponent, starving them of material resources and political oxygen. India has trucked along with something like seventeen ongoing insurgencies and episodic acts of major terrorism for decades without the Indian state remotely being in jeopardy of being overthrown by, say, the Naxalites, Sikh extremists or Kashmiri Islamists. Compare that with the rapid collapse or retreat of the state in places like Somalia, Yemen, Libya, Mali, Syria and so on.
  • The effects of globalization and information technology, the ability to have  John Robb’sopen source” decentralized, fast-evolving, insurgencies, give an an impetus to insurgencies becoming antifragile. At a minimum, it improves the odds.
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Red lines and the credibility arms race

Friday, April 26th, 2013

[The views and opinions expressed here are solely the responsibility of Lynn C. Rees. They may not necessarily reflect the official views or opinions of Zenpundit] 

To deter, Barack Obama has publicly drawn a red line between tolerable and intolerable. We now watch to see and (perhaps) learn if open signaling of red lines has deterrent effect.

Open red lines intended to stave off the intolerable without ending in blows are as ancient as territorial instinct. Red frequents coloration of animals who’ve evolved warning signals embedded in their anatomy. Lines, though marked more by scent or suggested by signal, are also abundant among Man and nature.

“Bear”, my brother’s late Shar-Pei, vociferously defended my brother’s chain-linked fence line. All his toing and froing facing down suspicious pedestrians even wore a second line into the front lawn that paralleled the fence. His vigorous bark emerged from wolven ancestors to draw lines red in tooth and claw in wolven mind so it didn’t come to lines red in tooth and claw in wolven reality. 

But, if bluffs are called and barks prove to have more volume than bite, a red line will prove only as substantial as the bite and fight beyond it. If warning is not credibly conveyed and things fall apart, nothing may remain except bite and fight.

Bear’s bark proved a poor red line. While it sounded loud and formidable, when you opened the front gate and entered the yard, Bear would casually mosey up, sniff you, and promptly return to the barking line. Shar Peis are renowned for even-tempers. Bred as guard dogs in China, they often had to be brutalized or drugged into fight and bite. Bear was neither brutalized nor drugged so he lacked credible fierceness.

There is no certain calculus in drawing red lines. My calculus teacher wisely taught that variables have only one invariable certainty: they tend to vary. Man is not only variable, he is contrary. His contrariness not only votes present, it votes with real impact. If it were otherwise, you’d have a sort of Clausewitzian “red line by algebra: tally up one side of a red line in one column and tally the other side in another column. Then, when clearly displayed in public, those on either side would be forced to agree on how substantial the red line was and openly acknowledge its deterrent psychology.

Politics, the division of power, varies most in the intensity in which its division of power escalates confrontation toward violence. Some political contestants’ escalation is too hot. Others’ escalation is too cold. For others, their escalation will be just right. Some draw red lines and aggressively escalate political intensity based on broken red line theory: one small crack in your red line, like someone publicly urinating on it, means the entire red line will be stripped down to its bare chassis overnight if small infractions aren’t predictably and promptly punished. Others use them to draw folks along, perhaps as bait, perhaps as stalling tactics, while they do something else somewhere else. Some red lines are implicitly understood by all as being for entertainment purposes only.

Unfortunately, we’re armed with only a few rules of thumb to guide us in drawing and escalating red lining, most centered on creating intrinsic credibility:

  • …every power ought to be commensurate with its object…
  • …the means ought to be proportioned to the end…
  • …there ought to be no limitation of a power destined to effect a purpose, which is itself incapable of limitation…
  • A government ought to contain in itself every power requisite to the full accomplishment of the objects committed to its care, and to the complete execution of the trusts for which it is responsible, free from every other control but a regard to the public good and to the sense of the people.
  • As the duties of superintending the national defense and of securing the public peace against foreign or domestic violence involve a provision for casualties and dangers to which no possible limits can be assigned, the power of making that provision ought to know no other bounds than the exigencies of the nation and the resources of the community.
  • As revenue is the essential engine by which the means of answering the national exigencies must be procured, the power of procuring that article in its full extent must necessarily be comprehended in that of providing for those exigencies.
Beyond that, it’s a matter of converting intrinsic credibility into fully mobilizable and then field-deployable credibility. Angelo M. Codevilla writes:

John Quincy Adams, a student as well as a practitioner of statesmanship, believed that governments understand their own and others’ interests quite well. His involvement in diplomacy, which lasted from 1778 to the end of his presidency in 1829, convinced him not that negotiations are superfluous, but rather that they ratify the several parties’ recognition of existing realities regardless of agreements or lack thereof. Diplomacy can make it more comfortable to live with reality by clarifying mutual understanding of it. On the other hand, Adams’ magisterial notes on his 1823 recommendation that America spurn the invitation to join Britain in a declaration disapproving any attempt to recover Spain’s American colonies—that jointness would have added nothing to the reality of parallel British and U.S. opposition to such a venture—underlines the central fact about diplomacy: though it conveys reality, it does not amend it.

In 1968, Fred Ikle published How Nations Negotiate, which is used by diplomatic academies around the world. Too many graduates, however, forget its central teaching, which is that the diplomat’s first task is to figure out whether agreement is possible on the basis of “the available terms”—in short, whether both sides’ objectives, though different, are compatible. Only if they are can negotiations proceed according to what Ikle calls “rules of accommodation”—making sincere proposals, honoring partial agreements, etc. If the objectives are incompatible, the diplomats may choose to walk away, or to “negotiate for side effects”—to use the negotiations to undermine the other side’s government, sow dissention among its allies, deceive it, pocket partial agreements and renege on commitments, buy time, gather intelligence, etc. Disaster looms when one side follows the rules of accommodation while the other negotiates for side effects. The essence of Ikle’s teaching is that the negotiator’s primordial job is to judge correctly whether the other side is negotiating for “available terms” or is waging war through diplomatic means, and hence to choose whether to negotiate for agreement, walk away, or treat the diplomatic table as a battlefield. That choice is “perpetual,” he writes, because human motives are variable.

When the president publicly drew his red line:

Michelle and I have used a strategy when it comes to things like tattoos — what we’ve said to the girls is, ‘If you guys ever decide you’re going to get a tattoo, then Mommy and me will get the same exact tattoo in the same place,’” he said. “And we’ll go on YouTube and show it off as a family tattoo. And our thinking is that it might dissuade them from thinking that somehow that’s a good way to rebel.

He’s made his “primordial job” as a parent public. Under public scrutiny, he has to “judge correctly” whether Maliah or Sasha are negotiating for “available terms’ or “waging war” through tattooed means. He has to publicly choose whether to negotiate for agreement, walk away, or treat tattoos as a battlefield. As a parent, his choice is “perpetual”.

His credibility in deterring tattooed rebellion does have some fight and bite behind it. The Christian Science Monitor observes:

They’re still kind of young. Malia is 14 and Sasha is 11. They’re not marching into any tattoo parlor near Sidwell Friends School in upper northwest DC. First, there aren’t any – they can’t afford the rents there. Second, you’ve got to be 18 to get a tat in the city, we believe. The City Council approved that move recently.

This move may represent sufficient “provision for casualties and dangers to which no possible limits can be assigned” coupled with “the power of making that provision”. But whether tattoos escalate to where parent-child disagreement knows “no other bounds than the exigencies of the nation and the resources of the community” is the other half of Maliah and Sasha’s measure of President Obama’s credibility amd the deterrent quality of YouTubed shame over their coming teens.

The CSM doubts it. Conceding the president’s stratagem is “sort of based on assured mutual deterrence. Or preemption – you could call it that, too” and that it’s “interesting, in the sense that it’s a fairly coherent and intellectualized way to approach this common parental problem”, it observes:

…the real reason the preemption strategy probably appeals to the Obamas right now is that their daughters still listen to them. They can process cause and parental reaction and weigh options. They haven’t entered that period where common sense gets suspended, and they focus mostly on their own needs and wants, because that’s what teenagers do…

Once they are 18, they will be away from daily parental authority and tattoos might seem like a better idea. At that age, they don’t really think about long-term consequences, so they might get body art just to spite their parents. Or because they forgot their parents’ we-will-do-it-too vow. Or because they don’t care. Or just because… 

And then what happens? The president of the United States will probably feel obligated to get a tattoo of a butterfly at the base of his neck, because he vowed he would; and if he does not follow through, opponents will doubt his strength of will, or something like that.

I disagree. Rather than being “obligated”, the president retains his God-given agency. America’s greatest strategic thinker of the last fifty years will give him some advice:

You got to know when to hold ‘em, know when to fold ‘em,
Know when to walk away, know when to run.
You never count your money when you’re sittin’ at the table,
There’ll be time enough for countin’ when the dealin’s done

His choices as a parent are there “because human motives are variable”. As such, they will tend to vary, moment by moment, place by place, tattoo by tattoo. The president should carefully consider where and when he draws red lines, especially in public and especially when publicity is a key component of his red line’s hypothetical deterrent effect. Better to learn to gauge when to hold ‘em and when to fold ‘em now before the sarin calls of adolescence come around. Only then maybe there will be time enough for counting when the teenage years are done.

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Only Amateurs Negotiate in Public

Friday, April 26th, 2013

There is much buzz right now about whether the cruel Syrian Baathist-Alawite regime of Bashar Assad, struggling to hold on to power in the midst of civil war against rebel Sunni forces, crossed   President Obama’s “red line” by using Sarin gas, a war crime. That is not really the important point for Americans. There are two things to consider here.

First, specifically how would intervening militarily in Syria’s awful civil war be in American national interest?

It is important to get a clear cut answer here because everyone arguing that Assad has “crossed a red line” that we will “not tolerate” is making a de facto argument for some kind of intervention on our part. Maybe if no one can define such an interest it is because there isn’t any and intervening will bring the US nothing but costs in blood and treasure without gaining anything of strategic value. I’m not against intervention per se but there really ought to be a coherent reason so we can rationally measure it against the potential costs which, from where I sit, look rather large.

Secondly, in important matters of state, you don’t negotiate in public with a potential adversary if you really hope to gain a concession from them and if you reach the point of issuing a public ultimatum, you don’t bluff.

The people who have advised President Obama to make these “red line” statements to Syria through the media instead of quietly through diplomatic channels are either professionally incompetent at statecraft or they were hoping to manipulate the President by getting him to back himself into a corner with tough rhetoric so that if Assad did not blink then Obama would have the choice of looking weak and foolish or of approving some kind of action against Syria. Either way, the President was poorly served by this advice. Maybe he needs some new foreign policy and national security advisers who actually know something more about the world than domestic politics and being lawyer-lobbyists.

As a result that the President never really had any intentions of, say, invading Syria this year, we are now being treated to nervously asserted, lawyerly parsing of what really counts as “red lines” and what technical level of Sarin gas particulates constitutes “use”. It is an embarrassing climb down for the administration but also for the United States that never needed to happen. Empty posturing is not a substitute for a policy. Saying “Do something!” is not a strategy.

This is no brief for Assad’s regime. He’s definitely a bad actor and runs a nasty and now democidal police state he inherited from his mass-murdering father, Hafez Assad. I’m open to hearing why the US should aid in a regime change because the outcome will be in our interests in some concrete and definable way. Oh, yeah, and it might help if the person making the pitch knew something about Syria and regional geopolitics, or was at least consulted about it.

Let’s think long and hard this time.

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Chechnya: of flags, prayers and swords, wolves, dogs, and hyenas

Thursday, April 25th, 2013

[ by Charles Cameron -- powered by a 2009 post from Ibn Siqilli ]

**

As you know by now, I am fascinated by the oblique-angled windows on current affairs offered us by mythology, folklore, iconography… and for the record, I’ll specifically include flags under iconography.

Thus Amjad Jaimoukha‘s The Chechens: A Handbook (available here for Kindle at $135, a price every scholar can surely afford) caught my eye with the following quote:

The wolf (borz) is a potent national symbol, and its character traits are considered paragons to be emulated. Chechen men would be proud to be compared to wolves. ‘He was nursed by the She-Wolf,’ is a compliment implying adroitness and courage. Legend has it that it was the wolf that redeemed the world by standing heroically in face of the fury unleashed on doomsday. According to the Chechen ethos, the wolf is the only animal that would enter into an unequal match, making up for any disadvantage by its agility, wit, courage and tenacity. If it loses the battle, it lies down facing the foe in full acceptance of its fate — Chechen poise equivalent to the famed British ‘stiff upper lip’. This wolfish analogy is a depiction of how the Chechens have dealt with outside invaders for millennia.

According to mythology, god had created sheep for the wolf to enjoy, but man tricked it out of its ‘patrimony’, so it had to resort to ruse and robbery to reclaim its right.

That’s Chechen wolf-imagery in the upper flag, above.

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Three things to note in those two paragraphs from Jaimoukha:

What calling a Chechen a “lone wolf” does to self-esteem:

Chechen men would be proud to be compared to wolves.

the deft touch of apocalypse:

Legend has it that it was the wolf that redeemed the world by standing heroically in face of the fury unleashed on doomsday.

and asymmetric warfare:

According to the Chechen ethos, the wolf is the only animal that would enter into an unequal match, making up for any disadvantage by its agility, wit, courage and tenacity.

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As to prayers, the use of the takbir, “Allahu Akbar” above the swords in the lower flag is part of the muezzin’s call to prayer, and recited during the prayers themselves.

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It was Ibn Siqilli‘s post, Portraits of Resistance & Jihad in Chechnya & the Islamic Emirate of the Caucasus with its three flags at the head of the post that set me off on this pilgrimage — and I’d also like to pay tribute to the sincerity of belief which gives rise to such a photo as this one, also taken from that post:

We’re back at prayer again…

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On the topic of lone wolves — as I hope the quote above illustrates, word choices can have unintended impacts! Of note, Brian Michael Jenkins in Stray Dogs and Virtual Armies: Radicalization and Recruitment to Jihadist Terrorism in the United States Since 9/11 makes a distinction between stray dogs and lone wolves:

Analysts have tended to call such individuals “lone wolves,” in my view, a romanticizing term that suggests a cunning and deadly predator. A few of those recorded here display this kind of lethal determination, but others, while still dangerous, skulk about, sniffing at violence, vocally aggressive but skittish without backup. “Stray dogs,” not lone wolves, more accurately describes their behavior.

JM Berger talks about lone wolves in The Utility of Lone Wolves, or lack thereof:

If there were any doubts that lone wolves can be deadly, they were dispelled by Anders Breivik, the Norwegian anti-Muslim crusader who in July killed 69 young people in a coordinated attack using guns and a car bomb.

and again in The Boy Who Cried Lone Wolf:

Does it matter that some (but not all) of the terrorist network members described above were actually undercover law enforcement agents or informants? It doesn’t change the fact that none of these individuals was working alone. They were receiving advice, concrete assistance, and passive reinforcement from people they believed — rightly or wrongly — to be part of larger terrorist organizations.

None of this means that these guys aren’t dangerous, and none of this is to argue that they shouldn’t have been arrested. But they are not lone wolves. They are essentially al Qaeda volunteers …

But I’ll let Tim Furnish have the last word on nomenclature. In a comment here on Zenpundit he told us he’d originally entitled his HNN blog post “The Brothers Tsarnaev: Hyenas in the Service of the Mahdi” — and in the post itself he writes:

But viewing them from outside, analytically, as lone wolves may give them too much credit; while classifying them as stray dogs neutered of religious ideology gives the Islamic element too little. Perhaps a new paradigm, one of roaming hyenas, best describes the Tsarnaevs — characterized by anomie (fitting into neither domestic nor foreign contexts), the ability to feign surrender when necessary, and a propensity for attacking only the defenseless.

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And oh, by way of cosmic irrelevance, my googling brought me here:

It’s a web-wild-world we live in!

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Octavian Manea interviews MIT’s Roger D. Peterson

Friday, April 19th, 2013

Another installment of Octavian Manea’s excellent COIN interview series at SWJ. This one focuses on social science and varieties of insurgency:

Breaking Down “Hearts and Minds”: The Power of Individual Causal Mechanisms in an Insurgency 

….OM: In your research you pointed out to a spectrum of conceivable individual roles in an insurgency. What is the methodology behind this typology?

RDP: This methodology comes from my 2001 book (Resistance and Rebellion: Lessons from Eastern Europe) which focused on Lithuanian resistance to Soviets in the 1940’s. Insurgency is a complex phenomenon, especially in how violent organization and networks are created and sustained, and the methodology of that book involved breaking down this complexity into component parts and then building back up into a coherent whole. At the base of this process is the way individuals position themselves relative to the dramatic and violent events of insurgency. Most people may wish to remain neutral and just take care of their families but events push significant numbers of individuals into roles of unarmed support of insurgents, or local armed position of a militia, membership in a mobile non-local organization, or equivalent positions in support of the government.  Furthermore, individuals may move back and forth along this spectrum of roles. If one is skeptical of broad and vague theories at a high level of aggregation, as I am, then you need to get down and observe dynamics at a basic level. Observing movement along this spectrum of roles is one way to do that. 

…..Is it FM 3-24 and the whole contemporary Western COIN discourse too narrow, too much focused on rational, cost/benefit models of decision-making? Is it too restrictive when making this inventory of driving motivations or causal mechanisms?

RDP: I think there is a tendency in the Western academic analysis to focus on rational theories. Those theories are straightforward.  But they also might be too straightforward, too simple.  In Iraq, the coalition did not plan on the emotion of resentment stemming from a status reversal affecting Sunni calculations in the beginning stages of the conflict. We did not understand the revenge norms that exist in some of the places. We did not fully understand the social norms that helped to produce the tribal militias in Anbar province.  We did not understand the psychological mechanisms underlying the Sunni view of the new world they were living in. 

The last part is a curious lacuna.

The incompetence of the planning for the occupation of Iraq has been amply recorded – the high level disdain of General Tommy Franks and Secretary Rumsfeld for what befell the day after victory, the keeping of professional Arabists at arms length in preference for Beltway contractors and college kids with AEI connections, the haplessness of Jay Garner and the political obtuseness of Paul Bremer ad so on. This is not what I mean about lacuna.

I mean something more fundamental, in terms of understanding human nature as the root of political behavior and therefore political violence. We are all familiar with the Clausewitzian trinity (or should be) but less attention is paid to the motivational factors that make men decide to stand, fight and die or stand aside. Thucydides also had a trinity that did not attempt to capture the nature of war but rather explain why wars happened and it seems to me to be of particular use for evaluating the decision in small wars to pick up a gun or not, to side with the government or join the rebellion:

“Surely, Lacedaemonians, neither by the patriotism that we displayed at that crisis, nor by the wisdom of our counsels, do we merit our extreme unpopularity with the Hellenes, not at least unpopularity for our empire. That empire we acquired by no violent means, but because you were unwilling to prosecute to its conclusion the war against the barbarian, and because the allies attached themselves to us and spontaneously asked us to assume the command. And the nature of the case first compelled us to advance our empire to its present height; fear being our principal motive, though honour and interest afterwards came in. And at last, when almost all hated us, when some had already revolted and had been subdued, when you had ceased to be the friends that you once were, and had become objects of suspicion and dislike, it appeared no longer safe to give up our empire; especially as all who left us would fall to you. And no one can quarrel with a people for making, in matters of tremendous risk, the best provision that it can for its interest. 

Fear, honor and interest are ever present in “calculation” both by men and by the political communities they compose and the factions that threaten to tear them apart. All the more so in a defeated and broken country divided by ethnicity and sect where all parties were uneasily eyeing the conqueror. No special knowledge of Arab culture should have been required to anticipate that Iraqi men, if made desperate by uncertainty and circumstance, might have at least seen it in their interest to achieve some measure of security with the gun and to enact policies of carrots and sticks a priori to discourage that, before the insurgency gained critical mass.

Awareness of the universality of the Thucydidean trinity would not have in itself guaranteed success in Iraq but knowing it is a rudimentary minimum of political competence upon which you can at least build.

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