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Review: The Rule of the Clan

Wednesday, April 20th, 2016

[by Mark Safranski / “zen“]

Rule of the Clan by Mark Weiner

I often review good books. Sometimes I review great ones. The Rule of the Clan: What an Ancient Form of Social Organization Reveals about the Future of Individual Freedom  by Mark S. Weiner gets the highest compliment of all: it is an academic book that is clearly and engagingly written so as to be broadly useful.

Weiner is Professor of Law and Sidney I. Reitman Scholar at Rutgers University whose research interests gravitate to societal evolution of constitutional orders and legal anthropology. Weiner has put his talents to use in examining the constitutional nature of a global phenomena that has plagued IR scholars, COIN theorists, diplomats, counterterrorism experts, unconventional warfare officers, strategists, politicians and judges. The problem they wrestle with goes by many names that capture some aspect of its nature – black globalization, failed states, rogue states, 4GW, hybrid war, non-state actors, criminal insurgency, terrorism and many other terms. What Weiner does in The Rule of the Clan is lay out a historical hypothesis of tension between the models of Societies of Contract – that is Western, liberal democratic, states based upon the rule of law – and the ancient Societies of Status based upon kinship networks from which the modern world emerged and now in places has begun to regress.

Weiner deftly weaves the practical problems of intervention in Libya or counterterrorism against al Qaida with political philosophy, intellectual and legal history, anthropology, sociology and economics. In smooth prose, Weiner illustrates the commonalities and endurance of the values of clan and kinship network lineage systems in societies as diverse as Iceland, Saudi Arabia, Kenya, India and the Scottish highlands, even as the modern state arose around them. The problem of personal security and the dynamic of the feud/vendetta as a social regulator of conduct is examined along with the political difficulties of shifting from systems of socially sanctioned collective vengeance to individual rights based justice systems. Weiner implores liberals (broadly, Westerners) not to underestimate (and ultimately undermine) the degree of delicacy and strategic patience required for non-western states transitioning between Societies of Status to Societies of Contract. The relationship between the state and individualism is complicated because it is inherently paradoxical, argues Weiner: only a state with strong, if limited, powers creates the security and legal structure for individualism and contract to flourish free of the threat of organized private violence and the tyranny of collectivistic identities.

Weiner’s argument is elegant, well supported and concise (258 pages inc. endnotes and index) and he bends over backwards in The Rule of the Clan to stress the universal nature of clannism in the evolution of human societies, however distant that memory may be for a Frenchman, American or Norwegian. If the mores of clan life are still very real and present for a Palestinian supporter (or enemy) of HAMAS in Gaza, they were once equally real to Saxons, Scots and Franks. This posture can also take the rough edges off the crueler aspects of, say, life for a widow and her children in a Pushtun village by glossing over the negative cultural behaviors that Westerners find antagonizing and so difficult to ignore on humanitarian grounds. This is not to argue that Weiner is wrong, I think he is largely correct, but this approach minimizes the friction involved in the domestic politics of foreign policy-making in Western societies which contain elite constituencies for the spread of liberal values by the force of arms.

Strongest recommendation.

Turchin on Human Sacrifice and Society

Tuesday, April 12th, 2016

[by Mark Safranski / “zen“]

Last week I posted on Human Sacrifice and State-Building, which focused on research findings published in Nature regarding the role of human sacrifice in establishing hierarchical societies. My interest was primarily in the way the gory practices of ISIS today seem to mirror this dynamic from prehistoric, ancient and chiefdom societies. Bogfriend T. Greer helpfully alerted me to the fact that noted scholar and cultural evolutionist, Peter Turchin also blogged regarding this research and took a critical posture.  Turchin, also addressed human sacrifice to some degree in his latest book, Ultrasociety, which has been on my list to read for his take on the role of warfare but which I have yet to do.

Turchin’s reasons for blogging this article are different from mine, so I suggest that you read him in full as I intend to comment only on selected excerpts:

Is Human Sacrifice Functional at the Society Level?

An article published this week by Nature is generating a lot of press. Using a sample of 93 Austronesian cultures Watts et al. explore the possible relationship between human sacrifice (HS) and the evolution of hierarchical societies. Specifically, they test the “social control” hypothesis, according to which human sacrifice legitimizes, and thus stabilizes political authority in stratified class societies.

Their statistical analyses suggest that human sacrifice stabilizes mild (non-hereditary) forms of social stratification, and promotes a shift to strict (hereditary) forms of stratification. They conclude that “ritual killing helped humans transition from the small egalitarian groups of our ancestors to the large stratified societies we live in today.” In other words, while HS obviously creates winners (rulers and elites) and losers (sacrifice victims and, more generally, commoners), Watts et all argue that it is a functional feature—in the evolutionary sense of the word—at the level of whole societies, because it makes them more durable.

There are two problems with this conclusion. First, Watts et al. do not test their hypothesis against an explicit theoretical alternative (which I will provide in a moment). Second, and more important, their data span a very narrow range of societies, omitting the great majority of complex societies—indeed all truly large-scale societies. Let’s take these two points in order.

Turchin is correct that study focuses on Austronesian islanders in clan and tribal settings and that’s a pretty narrow of a base from which to extrapolate. OTOH, the pre-Cortez estimated population of the Aztec empire begins at five million on the low end. Estimates of the population of Carthage proper, range from 150,000 to 700,000. That’s sufficiently complex that the Mexica and Carthaginians each established sophisticated imperial polities and yet both societies remained extremely robust practitioners of human sacrifice at the time they were conquered and destroyed.

Maybe a more useful approach than simply expanding the data set would be to ask why human sacrifice disappears earlier in some societies than in others or continues to be retained at high levels of complexity?

An alternative theory on the rise of human sacrifice and other extreme forms of structural inequality is explained in my recent book Ultrasociety ….

….Briefly, my argument in Ultrasociety is that large and complex human societies evolved under the selection pressures of war. To win in military competition societies had to become large (so that they could bring a lot of warriors to battle) and to be organized hierarchically (because chains of command help to win battles). Unfortunately, hierarchical organization gave too much power to military leaders and their warrior retinues, who abused it (“power corrupts”). The result was that early centralized societies (chiefdoms and archaic states) were  hugely unequal. As I say in Ultrasociety, alpha males set themselves up as god-kings.

Again, I have not read Ultrasociety, but the idea that war would be a major driver of human cultural evolution is one to which I’m inclined to be strongly sympathetic. I’m not familiar enough with Turchin to know if he means war is”the driver” or “a major driver among several” in the evolution of human society.

Human sacrifice was perhaps instrumental for the god-kings and the nobles in keeping the lower orders down, as Watts et al. (and social control hypothesis) argue. But I disagree with them that it was functional in making early centralized societies more stable and durable. In fact, any inequality is corrosive of cooperation, and its extreme forms doubly so. Lack of cooperation between the rulers and ruled made early archaic states highly unstable, and liable to collapse as a result of internal rebellion or conquest by external enemies. Thus, according to this “God-Kings hypothesis,” HS was a dysfunctional side-effect of the early phases of the evolution of hierarchical societies. As warfare continued to push societies to ever larger sizes, extreme forms of structural inequality became an ever greater liability and were selected out. Simply put, societies that evolved less inegalitarian social norms and institutions won over and replaced archaic despotisms.

The question here is if human sacrifice was primarily functional – as a cynically wielded political weapon of terror by elites – or if that solidification of hierarchical stratification was a long term byproduct of religious drivers. It also depends on what evidence you count as “human sacrifice”. In the upper Paleolithic period, burial practices involving grave goods shifted to include additional human remains along with the primary corpse. Whether these additional remains, likely slaves, concubines or prisoners slain in the burial ritual count as human sacrifices in the same sense as on Aztec or Sumerian altars tens of thousands of years later may be reasonably disputed. What is not disputed is that humans being killed by other humans not by random violence or war but purposefully for the larger needs of a community goes back to the earliest and most primitive reckoning of what we call “society” and endured in (ever diminishing) places even into the modern period.

This also begs the question if burial sacrifices, public executions of prisoners and other ritualistic killings on other pretexts conducted by societies of all levels of complexity are fundamentally different in nature from human sacrifices or if they are all subsets of the same atavistic phenomena binding a group through shared participation in violence.

….The most complex society in their sample is Hawaii, which is not complex at all when looked in the global context. I am, right now, analyzing the Seshat Databank for social complexity (finally, we have the data! I will be reporting on our progress soon, and manuscripts are being prepared for publication). And Hawaii is way down on the scale of social complexity. Just to give one measure (out of >50 that I am analyzing), polity population. The social scale of Hawaiian chiefdoms measures in the 10,000s of population, at most 100,000 (and that achieved after the arrival of the Europeans). In Afroeurasia (the Old World), you don’t count as a megaempire unless you have tens of millions of subjects—that’s three orders of magnitude larger than Hawaii!

Why is this important? Because it is only by tracing the trajectories of societies that go beyond the social scale seen in Austronesia that we can test the social control hypothesis against the God-Kings theory. If HS helps to stabilize hierarchical societies, it should do so for societies of thousands, tens of thousands, hundreds of thousands, millions, tens of millions, and so on. So we should see it persist as societies grow in size.

Well, human sacrifice persisted into the classical period of Greece and Rome, though becoming infrequent and eventually outlawed, though only during the last century of the Roman republic. That’s a significant level of complexity, Rome having become the dominant power in the Mediterranean world a century earlier. Certainly human sacrifice did not destabilize the Greeks and Romans, though the argument could be made that it did harm Sparta, if we count Spartan practices of infanticide for eugenic reasons as human sacrifice.

What muddies the waters here is the prevalence of available substitutes for human sacrifice – usually animal sacrifice initially – that competed and co-existed with human sacrifice in many early societies for extremely long periods of time. Sometimes this readily available alternative was sufficient to eventually extinguish human sacrifice, as happened with the Romans but other times it was not, as with the Aztecs. The latter kept their maniacal pace of human sacrifice up to the end, sacrificing captured Spanish conquistadors and their horses to the bloody Sun god. Human sacrifice did not destabilize the Aztecs and it weakened their tributary vassals but the religious primacy they placed on human sacrifice and the need to capture prisoners in large numbers rather than kill them in battle hobbled the Aztec response to Spanish military assaults.

Comments? Questions?

Human Sacrifice and State-Building

Tuesday, April 5th, 2016

[by Mark Safranski / “zen“]

A while back I had a longish post that argued that the mass executions practiced by ISIS drew from the long pagan tradition of ritualistic human sacrifice. Today in the news, some social scientists see evidence of human sacrifice as the catalyst for establishing and maintaining stratified, hierarchical and (usually) oppressive societies:

Human sacrifice may seem brutal and bloody by modern social standards, but it was a common in ancient societies.

Now, researchers believe the ritualised killing of individuals to placate a god played a role in building and sustaining stable communities with social hierarchies.In particular, a study of 93 cultures across Asia, Oceana and Africa, has found the practices helped establish authority and set up class-based systems.

Human sacrifice was once widespread throughout these Austronesian cultures, which used it as the ultimate punishment, for funerals and to consecrate new boats.Sacrificial victims were typically of low social status, such as slaves, while instigators were of high social status, such as priests and chiefs, installing a sense of fear in the lower classes.

….Analysis revealed evidence of human sacrifice in 43 per cent of cultures sampled.

Ritualistic killing of humans was practiced in 25 per cent of egalitarian societies studied, 37 per cent of moderately stratified societies and 67 per cent of highly stratified societies.The researchers constructed models to test the co-evolution of human sacrifice and social hierarchy and found that human sacrifice stabilises social hierarchy once the system has arisen. They said it also promotes a shift to strictly inherited class systems, so that people of a high social class will continue to stay important over time, because of ritualistic killing.

‘In Austronesian cultures human sacrifice was used to punish taboo violations, demoralise underclasses, mark class boundaries, and instill fear of social elites  – proving a wide range of potential mechanisms for maintaining and building social control,’ they wrote. ‘While there are many factors that help build and sustain social stratification, human sacrifice may be a particularly effective means of maintaining and building social control because it minimises the potential of retaliation by eliminating the victim, and shifts the agent believed to be ultimately responsible to the realm of the supernatural.’

Supernatural forces….like for example, because Allah wills it.

This Austronesian study conclusions sounds remarkably similar to the role of (allegedly) Sharia sanctioned horrific punishments meted out by ISIS and fetishistically recorded and widely disseminated in video propaganda. A religiously ritualistic rein of terror as a mechanism to reengineer Sunni Arab society in areas under the group’s control and cement the state-building efforts of ISIS.

For details of ISIS use of extremely ghoulish violence for propaganda and state-building, I heartily recommend ISIS: the State of Terror by Jessica Stern and J.M. Berger.

Anne Smedinghoff Didn’t Have to Die Part 2

Wednesday, March 30th, 2016

[ Last week, Zen hosted Pete Turner’s guest post, PRT and State Department Ignorance Fails Us All. Here is part 2 of that article — posted by Charles Cameron for Zen ]
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pete turner header

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Last week I wrote about the tragedy of Anne Smedinghoff, who died on a patrol in Qalat Afghanistan.  This is part 2 of the story–

My intention here is to illustrate HOW? rather than “what” we (Dr. Rich Ledet and I) did regarding the proper means to improve education in rural Afghanistan.  I submit that our method is more reliable, predictable, measurable and can be replicated; yay scientific method.  

Dr. Ledet and I leveraged an unusually strong partnership with a key Afghan political-religious leader.  More than simply believing that we had a great relationship, we’d taken steps to build and validate the strength of our partnership, leveraging tools I had personally developed over years of immersion in conflict environments.  

To begin with, we avoided the common US “crutch” of dominance, never assuming that we were “in charge.”  Not only did we share many meals and tea with him, but we socialized with him and his family apart from any other American military elements. We also invited this leader to our dining facility to eat with us on numerous occasions.  We shared our relevant reports (normally made for US elements only, these reports dealt with our evaluation of his region) with him (unclassified or FOUO) so that he could better understand our role and how the US was attempting to support him–This post is long enough already. I’ll have to come back to this particular topic later.

As a side note, I thought I had a great relationship with this leader after working with him almost daily for months.  One day, he sat back, put his hand above his head and said, “I get what you are doing now.  I understand that you are truly helping me with the Americans.”  This breakthrough was surprising, as I thought we already had a good partnership.  But I had misjudged what was previously accomplished, and the lesson I learned was that not only is trust VERY hard to earn, but also that there are different forms of trust to be accounted for when attempting to partner with leaders in conflict environments.  Only after this point did I realize that I had earned an additional level of trust, and that he allowed me more latitude and access than he afforded any other American.  In fact, I could come to him for advice, as he knew that I was genuinely working to support the Afghans in a way that was within the bounds of their customs.

We brought our research problem regarding education to our partner, and asked him how to best work toward a solution.  He immediately identified the other elders with whom we needed to discuss and work, while providing us with the new Provincial Minister of Education’s (MoE) personal phone number (which we did not previously have on record) and advised us to mention his name when we talked.  He noted that he was also attempting to work with the MoE on education in his district, and although they hadn’t always agreed, he felt the MoE was an honest man.

This process of partnering, and acquiring information about other leaders and the MoE, demonstrated a measure of trust indicating that our partner indeed valued us and our efforts.  Further his validation through providing us with an introduction to other key decision-makers in the province which gave us unique access to a set of leaders that didn’t typically interact with US elements.  We had truly entered through a more culturally appropriate door, as our partner trusted that we would not expose him in a negative light to the other leaders.  

Once we were able to make contact with the recommended leaders, we were careful to explain the agenda, set up appointments, and accommodate their schedules as best as possible.  We never showed up unannounced, or uninvited.  With the safety of all involved in mind, we took time to determine their preferred place of meeting, which was critical considering that we lived on an American forward operating base, and could move in heavily protected convoys.  We were remarkably “safer” than those leaders, as they lived in constant threat.  We displayed a respect for their safety when we considered their venue preference.  While these logistical steps seem obvious, we found this level of respect nonexistent in DoS, PRT and US forces attempting to work with local leaders, again relying on domination to achieve goals; US forces prefer to show up unannounced, unscheduled and take over the Afghan leader’s schedule as we set fit.  

When we met, the recommended leaders were also accompanied by multiple religious elders.  We didn’t ask them to do this, by the way, but it was something that was required in their culture.  This was also an indicator to us that we approached the problem from the most culturally appropriate angle known to us (and recommended by our Afghan partner who originally set us up for success).  Afghan leaders, when not influenced by Americans, will have a religious leader (mullah) present as they make decisions.  

Over the course of several meetings, and after deliberation between the MoE and other family and religious leaders, we were able to ascertain what was expected in terms of US assistance.  Keep in mind that what we were also doing was helping to link family, religious, and political leaders with a valid MoE backed plan to improve education throughout all of Zabul province; a critical element of creating stability wins.  

These leaders never asked for money. They never asked us to build another school.  They recognized that we could help, and they also wanted us to help them determine if these programs were working.  They knew we had the capacity, which they knew they did not, to help them measure the success of the program.  

What is most telling is that these leaders noted a lack of security, which is a common theme throughout my time in conflicted areas.  Security concerns are superior, and every other effort is subordinate.  This is where you need to pay attention DoS–The MoE asked that he never be seen engaging with the US at his office, as US patrols could only expose him to harm, he and other leaders wanted to reduce the amount of contact between US forces and their children for the same reason.  Moreover, leaders in the district wanted us in the background, as they wanted to see the Afghan government and the MoE doing their job.  They wanted the people living in Zabul Province to see the same–This is setting the stage for believable, culturally based stability win…and there is no photo op.

Our work established the beginnings of a clear plan that meets the requirements for creating stability. It satisfies a test we developed that indicates potential success when conducting non-lethal missions or operations…Is the operation Afghan inspired, Afghan led, Afghan provisioned, and sanctioned by a Mullah?  

Is it possible that if DoS had bothered to teach Anne this test or heed our report, that she would still be alive?

New Book- The Envoy: From Kabul to the White House

Friday, March 25th, 2016

[by Mark Safranski / a.k.a  “zen“]

The Envoy: From Kabul to the White House […] by Zalmay Khalilzad

Just received a courtesy review copy of The Envoy, the memoir of Ambassador Zalmay Khalilzad, from Christine at St. Martin’s Press.

Khalilzad was part of a small group of diplomatic troubleshooters and heavy hitters for the second Bush administration, whose numbers included John Negroponte, Ryan Crocker and John Bolton who were heavily engaged during the wars in Afghanistan and Iraq. Like the others, Khalilzad had held a variety of important policy posts at State, the NSC and the Department of Defense before assuming ambassadorial duties; the bureaucratic experience, ties to senior White House officials and the exigencies of counterinsurgency warfare would make these posts more actively proconsular than was typical for an American ambassador.   Indeed, the endorsements on the book jacket, which include two former Secretaries of State, a former Secretary of Defense and a former CIA Director testify to the author’s political weight in Khalilzad’s years of government service.

It’s been a while since I have read a diplomatic memoir, so I’m particularly looking forward to seeing how Khalilzad treats Afghanistan’s early post-Taliban years, given that he personally is a bridge from the Reagan policy of supporting the anti-Soviet mujahedin to the toppling of the Taliban in the aftermath of 9/11 and helping to organize the new Afghan state. Khalilzad is also, of course, an Afghan by birth, giving him greater insight into that country’s complex political and social divisions than most American diplomats could muster.

I will give The Envoy a formal review in the future but Khalizad has given a synopsis of where he thinks American policy went awry in Afghanistan over at Thomas E. Rick’s Best Defense blog.


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