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Seydlitz89: “The US Needs to Re-discover the Concept of Strategy”

Wednesday, April 23rd, 2014

[by Mark Safranski a.k.a. "zen"]

Our Clausewitzian friend, Seydlitz89 commented on my recent post on politics and strategy and has a new one of his own that accurately frames a solution to the geopolitical disarray in which the United States finds itself today. Seydlitz89 asked for my comments so I will be making some where appropriate [ in regular text]:

The US Needs to Re-discover the Concept of Strategy

by Seydlitz89

 

There are various definitions of strategy. Basically what I mean here is expressed by a simplified example from Homer. The ten unsuccessful years of the Greek seige of Troy was carried out by force driven by notions of being led by heros/exceptionalism resulting in failure. Compare that to the subsequent Trojan Horse strategy which is far more than a simple ruse. The Greeks are able to turn the Trojan’s own belief system/narrative against them, and the horse is taken into the city to strategic effect. Had the Greeks been able to conquer Troy with force and notions of exceptionalism alone, then strategy would have been unnecessary, but since they were not, strategy became a necessity.

This particular symbolism chosen by Seydlitz89, of Achilles vs. Odysseus representing antipodes in strategy – of brute power vs. metis – were themes in Charles Hill’s Grand Strategies and Sir Lawrence Freedman’s Strategy: A History and the question of relying more on force or stratagem echoes in many contexts of military history and diplomacy. The “heroic” comment is particularly interesting to me. Homer’s Greeks in the archaic period  lived in aristocratic societies that had replaced the petty monarchies of the Greek Dark Ages in which The Illiad was set, but predated the Greeks of the polis of classical antiquity with which most people are more familiar.  The highest value of the the archaic Greek aristocracy (and for many classical Greeks as well) was “Arete” – an epitome of excellence in spirit and action, a virtuous nobility of character.

The Trojan Horse is a turning point for the Greeks, as Seydlitz correctly notes.  While all the major leaders of the Greeks in The Illiad are presumed to have arete, the stress on individual action, like the unstoppable battle-madness of Achilles outside Troy, makes unified action difficult and gives rise to bitter quarrels over place and spoils. Adopting the strategy of the Trojan Horse legitimizes collective action in light of arete; this shift in the direction of metis and strategy morally reinforced the iron discipline required for the phalanx, which became common Greek military practice in the century or two after Homer. So much so that while classical Greeks  marveled at the prowess of the legendary Achilles, the death of Aristodemus at Plataea received a far more grudging recognition from the Spartans. Strategy trumped heroics in terms of arete.

Lets consider strategy as a complex concept of at least three distinct aspects: the first is political context and contingency; the second is dialogue supported by a coherent strategic narrative; and the third is the combined application of various sources of power to achieve an effect greater than the sum of those sources, that is strategic effect. If we combine these three aspects we can conceptualize a test of opposing wills interacting over time applying various moral and material resources within a specific political context. The environment they operate in is one of uncertainty, violence and danger adding to the friction of the entire sequence. The goal is imposing one’s will over that of the enemy, but for the whole complex interaction to be coherent, certain criteria have to be met. Is the political purpose attainable by military means? Are other forms of power more appropriate? Is the purpose worth the possible cost? Who is the enemy exactly? A modern state? A tribe? An ideology?

A good riff here.

If you don’t care to take the time to understand the context in which you propose to operate, if you are unwilling to make rational choices about allocating your sources of power, if you are unwilling to acknowledge who (or what) constitutes “the enemy”, then your strategic narrative will be incoherent, unpersuasive and your effects anything but strategic (unless perhaps we count a debacle as being “strategic”).  Asking what the political purpose of military force  being used is for, much less the probability of success, seems to be the questions the Beltway prefers to ignore rather than answer.

Following Clausewitz, war belongs to political relations, so the enemy is by nature a political one, representing a political community. What is the nature of this political community, is it cohesive or fragmented to the point that it is the foreign presence which actually calls it into being? Dialogue is the interaction of both sides, but narrative includes all audiences involved including the home front, the enemy population and neutral political communities. One can see here how the moral and material cohesion of the two or more political communities influences the number of audiences we are dealing with.

Seydlitz here has written a paragraph to which Col. John Boyd would readily assent. The moral position your use of force communicates matters greatly to a variety of audiences, particularly if your actions contradict your words and your strategic narrative. Boyd argued for a grand strategy that would “Pump-up our resolve, drain-away our adversary’s resolve, and attract the uncommitted” , a task made impossible when marrying hypocrisy to cruelty while boasting of our own virtues. It is hard to lose a popularity contest with a ghoulish, beheading, paramilitary cult of sociopathic fanatics, or a brutal movement of unlettered zealot hillmen who throw acid in the faces of women, but at times the United States government managed to do exactly that. If the current and previous administrations had run WWII, we’d have had half the people of occupied Europe weighing their chances with the SS.

So based on our conceptual model, we can deduce that strategy requires a clear and specific political context, you cannot have a strategy to simply remain the only superpower on earth, or engage against methods such as terrorism or extremism. All of these are simply too abstract to be engaged in any way by strategy since the political contexts are too broad or nonexistent. How could the lone superpower prepare against any conceivable challenge from any rising political community, let alone engage a method of violence, strategically?

Declaring that we were in “The War on Terrorism” was the American elite’s way of finessing two aspects of the conflict they found most disturbing – the inconvenient reality that two American allies, Saudi Arabia and especially Pakistan, had done much to create the radical jihad movement from which our enemy had come and the elite’s own enormous political and psychological revulsion at grappling with the enemy’s sincere religious motivations and claim to defend Islam.  Not being willing to identify your enemy, even to yourself, will make discerning his center of gravity rather tough. Nor will anyone be impressed with demonstration of moral cowardice in fearing to do so.

Maintaining your strategic position relative to others?  This is more of a political task to emphasize the fundamentals, especially economic growth and moral confidence in the legitimacy of the model we present to the world, that make up the various aspects of national power of which military force is but one. A society that is ill-governed, corrupt and enduring social decay might be relatively more powerful than others (for a time) but it is unlikely to use its advantages effectively, much less wisely or decisively.

Re-discovering strategy allows us to look more critically at both our recent wars in terms of political context. What was the political purpose which we expected to achieve by especially military means in Afghanistan and Iraq? It seems to have been to remake both the Afghan and Iraqi political identities, since only that would have assured the success of the new governments we wished to impose.

From this perspective, not only Afghanistan and Iraq, but also more recent possible US military action regarding Syria, Iran or in support of the current Ukrainian government are all astrategic. None of them are coherent in any of the three aspects I have introduced

Complete agreement. The Bush administration based its claim to strategy on a narrow worldview of preemptive unilateralism, while the Obama administration has appointees who actively promote anti-strategic/astrategic models of national security decision making and disdain strategy altogether.

To illustrate this, let’s quickly consider Iraq. Iraq was initially portrayed as a looming threat. Operations commenced in 2002, although for some reason US and coalition air activity over Iraq was uniquely not considered military action. In the following spring, the country was quickly overrun, but the political purpose of imposing a new Iraqi political identity (as symbolized by the white, blue and yellow flag they were expected to adopt) was quite radical requirring sustained and extensive US moral and material support. An Iraqi resistance movement quickly spread with the US leadership caught by surprise. No strategy went into the planning of this campaign, instead it was based on a preference on organized violence linked with ideological assumptions regarding the market system as well as US exceptionalism.
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What we have experienced since 9/11 is not strategy, but the collapse of strategy as a coherent concept in US policy formulation producing a series of astrategic spasoms involving organized violence but to no US strategic effect. Instead we only have the aftereffects, the knock off of the corruption of these events contributing to a dissolution of US political standing in the world.

“Collapse” is an apt description.

Let us be clear that the supreme responsibility for this cognitive, cultural and moral collapse lies with the self-congratulatory, bipartisan elite, inside and out of the executive and legislative branches. They make policy that the military strives to carry out, they craft the strategic narrative or refuse to do so and they decide whether or not to focus on strategy and the exigencies of war or their ideological trivialities, they set the national moral example of careerism and brazen efforts to game the system for the personal enrichment of their relatives and cronies.

They are failing us and have been doing so for nearly a quarter-century.

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The Darkness behind Colonel Nightingale’s Two Great Truths

Saturday, April 12th, 2014

[by Mark Safranski, a.k.a. "zen"]

Colonel Keith Nightingale, was featured  at Thomas Rick’s Best Defense blog  ”future of war” series at Foreign Policy.com. It is a strong piece, well worth reading:

The seven ingredients of  highly adaptive and effective militaries  

The there are two great truths about the future of war.
The first is that it will consist of identifying and killing the enemy and either prevailing or not. We can surmise all sorts of new bells and whistles and technologies yet unknown, but, ultimately, it comes down to killing people. It doesn’t always have to happen, but you always have to prepare to make it happen, and have the other guy know that.
The other great truth is that whatever we think today regarding the form, type, and location of our next conflict, will be wrong. Our history demonstrates this with great clarity.
Well then, how do we appropriately organize for the next conflict if both these things are true? There are a number of historical verities that should serve as guides for both our resourcing and our management. In no particular order, but with the whole in mind, here are some key points to consider that have proven historically very valuable in times of war. The historic degree of support for any one or all within the service structures usually indicated the strengths and shortfalls of our prior leadership vision, preparation, and battlefield successes or failures at the time…..
Read the rest here.
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Nightingale goes on to explain the important variables of technology, intelligence, personnel quality eccentric or maverick thinkers, linguistic and cultural expertise, deployability and leadership. His points are sound and I recommend them with general agreement.
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One area I wish he had spent more time expounding upon was the part “prevailing or not“. We face a major problem here in that the current generation of  American leaders, our bipartisan elite, our ruling class – call them whatever you will – do not seem to care if America wins wars or not.
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Certainly, our civilian leaders stand ever ready to claim political credit from any tactical success or bask in the reflected glory of the admirable heroism of individual soldiers, Marines, pilots and sailors. And no one wants to be the guy blamed for an overseas disaster (“Who lost China?”, the Vietnam Syndrome, Desert One,  Iraq) or losing a war, but winning one? Victory in a strategic sense? Not really a priority for this administration or its prominent GOP critics. Not even close.
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While the Beltway elite are generally fairly enthusiastic about starting wars, once begun the orientation of our officials appears to be one of “management” rather than “leadership”. The war is perceived a problem to be “managed” – like unemployment, sex scandals or high gas prices – in terms of how short term public perceptions of the war impact domestic politics and the fortunes of politicians, donors, lobbyists and other credentialed, upjumped ward heelers. Victory, if it comes, is as likely to be a product of chance rather than design. Few nations as fantastically wealthy and militarily puissant as the United States could lose a war to an enemy as backward and impoverished as the Taliban without an impressively clueless political culture wallowing in narcissism and moral retardation.
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Perhaps this astrategic or anti-strategic posture is merely the natural course of cultural evolution in complex, imperial powers.  Did Roman senators,  patricians or the plebian masses living on the dole in Rome circa 180 ad trouble themselves to look beyond the pleasures of the bath house or the table and worry overmuch about the sacrifices of the legions manning the the forts on the Rhine that kept them safe? Did the British aristocracy and gentry of Hanoverian Great Britain cease their addictions to gambling and whoring long enough to preserve their empire in North America?
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Has human nature changed enough in the last two hundred or two thousand years that it is reasonable to expect that we are any different?
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There is time to turn away from the path of decline, oligarchy and creeping authoritarianism – America is an incredibly wealthy and powerful nation, blessed in many ways, which is why we can survive periodic bouts of corruption and gross mismanagement. However, this time we have raised a new class among us; children of the sixties and seventies, now turning gray, and this Manhattan-Beltway nomenklatura have the ethical compass of the locust and the spirit of the courtier as a form of class solidarity. They seem to view their fellow Americans with a mixture of paternalism, disdain and fear,
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They will go neither easily nor quietly.
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Lind on “the Navy’s Intellectual Seppuku”

Saturday, February 22nd, 2014

William Lind had a very important piece regarding an extraordinarily ill-considered move by the Navy brass:

The Navy Commits Intellectual Seppuku 

The December, 2013 issue of the Naval Institute’s Proceedings contains an article, “Don’t Say Goodbye to Intellectual Diversity” by Lt. Alexander P. Smith, that should receive wide attention but probably won’t. It warns of a policy change in Navy officer recruiting that adds up to intellectual suicide. Lt. Smith writes, “Starting next year, the vast majority of all NROTC graduates will be STEM majors (science, technology, engineering, and mathematics) with minimal studies in the humanities … As a result of the new policy, a high school senior’s best chance of obtaining a Navy scholarship is to apply for Tiers 1 and 2 (engineering, hard sciences, and math), since CNO guidance specifies that not less than 85 percent of incoming officers will come from this restricted pool.”

….The engineering way of thinking and the military way of thinking are not merely different. They are opposites. Engineering, math, and other sciences depend on analysis of hard data. Before you make a decision, you are careful to gather all the facts, however long that may take. The facts are then carefully analyzed, again without much regard for the time required. Multiple actors check and re-check each others’ work. Lowest-common-denominator, committee-consensus decisions are usually the safest course. Anything that is not hard data is rejected. Hunches have no place in designing a bridge.

Making military decisions in time of war could not be more different. Intuition, educated guessing, hunches, and the like are major players. Hard facts are few; most information is incomplete and ambiguous, and part of it is always wrong, but the decision-maker cannot know how much or which parts. Creativity is more important than analysis. So is synthesis: putting parts together in new ways. Committee-consensus, lowest-common-denominator decisions are usually the worst options. Time is precious, and a less-than-optimal decision now often produces better results than a better decision later. Decisions made by one or two people are often preferable to those with many participants. There is good reason why Clausewitz warned against councils of war.

Read the whole thing here.

Rarely have I seen Lind more on target than in this piece.

Taking a rank-deferential, strongly hierarchical organization and by design making it more of a closed system intellectually and expecting good things to happen should disqualify that person from ever being an engineer because they are clearly too dumb to understand what resilience and feedback are. Or second and third order effects.

STEM, by the way, is not the problem. No one should argue for an all-historian or philosopher Navy either. STEM is great. Engineers can bring a specific and powerful kind of problem solving framework to the table. The Navy needs a lot of smart engineers.

It is just that no smart engineer would propose to do this because the negative downstream effects of an all-engineer institutional culture for an armed service are self-evident.

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Pavers of Roads with Good Intentions: R2P Debate Rising Part II.

Tuesday, February 18th, 2014

As I mentioned previously, I needed to make a more substantive reply to Victor Allen’s claims for R2P.  I am very tardy in doing so, for which I apologize to Mr. Allen but better late than not at all. While addressing some of Victor’s specific points, I want to be very clear that in my view:

1. R2P’s status in international law, despite grandiose claims by advocates, is weakly grounded, highly controversial and conflicts with accepted norms of state sovereignty

2.  The concept of R2P is a covert revival of the pre-WWI sovereign right to  wage aggressive war, albeit (usually) under some kind of collective imprimatur

3,  If regarded as a serious legal moral principle entailing an obligation to act, R2P is inherently anti-strategic, injurious to national interest and anti-democratic in nature

I will tackle point #1 today and points # 2 and #3 in successive posts.

In Victor’s original piece he argued that R2P is part and parcel of a (theoretical) “new sovereignty”:

That R2P does not violate sovereignty stems from the evolution of sovereignty from its Westphalian form in the mid 17th century to the “sovereignty as responsibility” concept advanced by Deng, et al. Modern sovereignty can no longer be held to give states carte blanche in their internal affairs regardless of the level of suffering going on within their borders. This does not diminish state agency for internal affairs, but rather holds them responsible and accountable for their action and inaction regarding the welfare of their populations. 

“Sovereignty as responsibility”  is a theory put forth by a Sudanese diplomat and minor UN bureaucrat and an American academic that proclaimed:

The authors assert that sovereignty can no longer be seen as a protection against interference, but as a charge of responsibility where the state is accountable to both domestic and external constituencies.

The “…and external constituencies” clause is an Orwellian negation of the traditional meaning of sovereignty where the state has sole de jure authority over such matters as their internal affairs, including the political character of their regime,  with very narrow exceptions mandated by treaty or customary international law ( ex. diplomatic immunity of heads of state).  The latter, is based on consent and derives from the history of the diplomatic norms adhered to, interpreted and practiced by sovereigns and such rulings of IGO to whose authority sovereigns have voluntarily submitted themselves through a binding covenant ( ex. World Court via the UN charter).

Of course, being sovereign, states differ on how such rulings are to be interpreted or even whether they will accept jurisdiction of bodies  like the World Court, the ICC or special international  tribunals of justice in specific cases. Furthermore, in signing covenants, states often, quite legally, make reservations or exceptions to specific treaty clauses as part of their agreement to adhere to the rest of the treaty and consider it legally binding.  The United States in fact, does this regularly as do most other states having major interests at stake in negotiating an international agreement. Unless you have a granular knowledge of what country “x” formally agreed to accept as a signatory, or are willing to do your homework in this regard, you do not actually know what the law really is in many diplomatic disputes – especially when the conflict is complex and multilateral.  Broad and bombastic assertions by activists in the media that novel restrictions or obligations on states that they support are “international law” or that some act they condemn is “illegal” are almost invariably factually incorrect, at least to some degree ( barring obvious and clear violations of jus cogens, such as mass atrocities).

Beyond international law based on formal covenants, custom and legal precedents generally accepted by sovereigns, other sources of authority in international law would include resolutions of the UN Security Council, the UN General Assembly, regional bodies like the OAS or EU, some institutions like the ICRC and even the opinions of scholars learned in international law. Unlike positive law within a state, international law in its various manifestations lacks a legitimate, overarching, coercive authority that could function as a global sovereign and impartial enforcer of consistently interpreted law and justice. Sovereign states are thus not subject to international law in the same relationship that their citizens are subject to sovereign authority; sovereign states are, at least legally, a community of equals able to draw upon and interpret overlapping and at times competing sources of legal authority in making claims – including precedents they intentionally created themselves!  This makes a quick redress of violations of international law difficult when the UN Security Council is empowered to make use of military force only in cases of ” international peace and security” (i.e. aggression) and the UN Charter also assures sovereigns of their “right to self defense”.

“New Sovereignty”, in the title of Victor’s first piece, is a concept propagated by the late Harvard theorist and State Department official Abram Chayes and his wife, scholar Antonia Handler Chayes, that repudiates much of traditional sovereignty in order to aggressively re-define it as “ the capacity to participate in international institutions of all types“.  In other words, sovereignty in their view would mean a state’s membership in good standing in  a mutually interdependent ” international community” and not control over national territory free from external interference by other sovereigns. Under “New Sovereignty”, such external interference is assumed as “normal” and is a point of constant, cooperative, negotiation toward consensus on emerging and evolving legal norms. As such, if accepted, “New Sovereignty” would be a massive transfer of political power and legal authority from legitimate national governments to a transnational and international class of legal technocrats and bureaucrats, who would assume by default a managerial role over the substance of international affairs. In many ways this erosion of traditional state sovereignty would be analogous to the transfer of real power from the hands of crowned sovereigns in the early modern period to their embryonic state bureaucracies that in time rendered most monarchs mere ceremonial figureheads.

In my view, while  Chayes had many laudable goals in mind,  ”New Sovereignty” would be unworkable in practice and inherently is extremely reactionary in its anti-democratic repudiation of popular sovereignty as the basis for a state’s legitimacy. Citizens of states are effectively reduced to the position of wards under the protection of the international community as national leaders become responsive primarily to “external constituencies” in control of the eternal process of negotiation of international norms. While the problem is somewhat moot for repressive regimes whose citizens enjoy few freedoms anyway, in liberal states the “democratic deficit” produced by such a scheme runs contrary to the very foundations of their political legitimacy and independence.

In this context, we have the claim put forth for the legal basis of R2P by Victor:

 ….Indeed, the UN Security Council, having enshrined R2P in UNSCR 1674, did not subsequently authorize action under the R2P banner in the aftermath of Cyclone Nargis in Burma, with the Special Adviser to the Secretary-General stating in his report that

[i]t would be a misapplication of responsibility to protect principles to apply them at this point to the unfolding tragedy in Myanmar…the Outcome Document of the 2005 [World] Summit limited their application to four crimes and violations: genocide, crimes against humanity, war crimes and ethnic cleansing.

and in his second post:

Here Safranski and I agree on the proper role of theorists, but it wasn’t theorists that adopted R2P as a norm; it was the UN Security Council, as set forth in UNSCR 1674 in 2005, which was later utilized in the Libya intervention authorization (UNSCR 1973). Currently there are no higher authorities on interventions, peacemaking, and peacekeeping than the Security Council, which is surely not composed of academic theorists, but rather high-level diplomats that make moves, and yes, establish law, only on the explicit authorization of their countries. That the Security Council adopted the principles of R2P speaks more to the usefulness and applicability of the concepts than to any academic theorizing thereof.

First, while we should acknowledge that the UNSC resolutions that R2P advocates crow about are not nothing, their importance should not be exaggerated either. They are a precedent, but a very limited one that does not abrogate everything that has come before.

Since the inception of the UN the Security Council has passed over 2200 resolutions, which would put those devoted to R2P at a whopping .0009 %.  Moreover, of the UNSC resolutions passed, many merely take note of an event, express concern or urge restraint; other, more forcefully worded resolutions, dealing with conflict were dead letters from the moment of adoption, being ignored by warring parties exercising their sovereign rights of self-defense. The number of UNSC resolutions that led to effective action of any kind, much less decisive humanitarian military intervention envisioned by more muscular interpretations of R2P, have been few with a mixed track record of success.  Resolutions 1674 and 1973 by the Security Council exist within the much larger context of international law precedents going back centuries, most of which directly contradict the operative assumptions of “New Sovereignty”.

Furthermore, much of the text of Resolution 1674 itself is devoted to caveats reiterating traditional sovereign prerogatives and that protection for civilians occur under established conventions for the law of armed conflict before gingerly endorsing R2P provisions from the 2005 World Summit Outcome Document  of the World Health Organization. The legality of these qualifications and reservations are taken seriously by the member states of the Security Council because without them, 1674 would have never passed, nor 1973 after it ( likely to be the last of its kind for a long while in light of Russian and Chinese vetoes on Syria resolutions, which after Libya are certain to continue).  At best, in international law R2P has managed to secure only a toehold and its definition and application lack agreement (and even acceptance) among the world’s great powers.

R2P is not a secure legal scaffold on which to construct a foreign policy or decide on matters of peace and war.

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Adding to the Bookpile

Sunday, February 9th, 2014

[by Mark Safranski, a.k.a. "zen"]
  

Cultures of War: Pearl Harbor / Hiroshima / 9-11 / Iraq by John Dower 

Berlin Diary: The Journal of a Foreign Correspondent, 1934-1941 by William Shirer

Moral Combat: Good and Evil in World War II by Michael Burleigh 

Picked up a few more books for the antilibrary.

Dower is best known for his prizewinning Embracing Defeat: Japan in the Wake of World War II, which unfortunately, I have never read.  Berlin Diaries I have previously skimmed through for research purposes but I did not own a copy. Shirer’s The Rise and Fall of the Third Reich: A History of Nazi Germany was an immensely bestselling book which nearly everyone interested in WWII reads at some point in time. I would put in a good word for Shirer’s lesser known The Collapse of the Third Republic: An Inquiry into the Fall of France in 1940 . It was a very readable introduction to the deep political schisms of France during the interwar and Vichy years which ( as I am not focused on French history) later made reading Ian Ousby’s Occupation: The Ordeal of France 1940-1944 more profitable.

I am a fan of the vigorous prose of British historian Michael Burleigh, having previously reviewed  Blood and Rage: A Cultural History of Terrorism here and can give a strong recommendation for his The Third Reich: A New History.  Burleigh here is tackling moral choices in war and also conflict at what Colonel John Boyd termed “the moral level of war” in a scenario containing the greatest moral extremes in human history, the Second World War.

The more I try to read, the further behind I fall!

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