zenpundit.com

[by Mark Safranski, a.k.a. “zen“]

Octavian Manea branches out from COIN to the realm of power projection:

The Role of an Air Sea Battle-Centric Posture in Strategic Reassurance: SWJ Interview with Elbridge Colby 

SWJ: In a time when the PLA is intensively investing in anti-access/area-denial (A2/AD) capabilities, how would you characterize the Chinese way of war? What are they preparing for?

EC: My understanding of what the Chinese are trying to accomplish is the ability to effectively counter a third party intervention. If you look at the strategic landscape in the Western Pacific, more or less starting from 1945, the US dominated the aerial and maritime spheres. Obviously, we had less success on the Eurasian landmass, but the whole system was predicated on the ability of the US fleet and airpower to dominate the Pacific.

The particular contingency for which this was most relevant was Taiwan. Now, the US continues to have a policy guided by the Taiwan Act which, at the very least, suggests that we might intervene militarily. This is something that the Chinese are not comfortable with. It [the claim to Taiwan] is a core element of their regime’s legitimacy. This issue became more salient after the Taiwan Strait crisis in 1995/1996. That was a wakeup call for the Chinese, and in its aftermath they decided to build up the ability to try to effectively push back the US military. The trajectory of Chinese military development has therefore been to build forces that would potentially enable them to prevent the US from operating effectively in the areas that we need to be able to dominate if we decide to defend Taiwan in the event of Chinese military attack or attempted coercion. In this context they have spent a lot of time and resources on more accurate ballistic and cruise missiles, aerial forces and naval forces, basically with the overarching idea of creating an A2/AD bubble in order to deny the US the ability to exercise its power in the Western Pacific. That challenge to our power projection ability has been compounded because of the centralization of the US military posture following the Cold War, becoming increasingly focused on Guam and a few other nodes in the Pacific region.

SWJ: What are the implications of China’s military build-up for the United States?

EC:  As we go forward and the Chinese economy likely continues to grow, they will presumably continue to put significant resources into these military capabilities. If we think about the basic military problem, the US is trying to project its power across the greatest expense of water on the globe, very far from our shores, using naval and airpower, all while the Chinese are operating from their mainland. The Chinese basically are trying to frustrate our ability to enter, while we are trying to get there and accomplish our objectives. As the Chinese military become more sophisticated, it will become a great problem for us.

SWJ: Are the Chinese A2/AD capabilities a long-term threat to the credibility of the deterrence capital that the US is providing to the region?

EC: Absolutely. We can see this in the case of Japan, where we see a lot more interest, focus, and essentially need for a stronger military posture. Publicly the Japanese are talking about North Korea, but what they are really worried about is China. The Senkaku Islands are the tip of the iceberg. A few months ago the Chinese state-affiliated press started to talk about the Chinese claims on the Ryukyu Islands, of which Okinawa is a part. It is a classic example of the downside of accommodation or appeasement in that the potential adversary can get hungrier rather than sated due to accommodation. And Taiwan’s closer relationship with mainland China is, in part, a result of the shifting regional military balance. More broadly, in these kinds of strategic competitions, perceptions of capability and resolve are crucial. If everyone thinks we are growing weaker, then they are likely to behave accordingly. 

A lengthy interview – read the rest here.

[by Mark Safranski AKA “zen”]

Octavian Manea has two excellent interviews up at SWJ; for those interested in COIN theory and history, these are must-reads:

Learning From Today’s Crisis of Counterinsurgency

SWJ: What is the relevance of post-9/11 counterinsurgency campaigns for future Western expeditionary operations? What are the challenges you expect to see repeated in future campaigns? Is the past a prologue to the future?

Robert Egnell: In a simplified version, General David Petraeus already answered this question: “the counterinsurgency era is not over [because] the insurgency era is not over.” So long as the operating environment looks as it does today, so long as the character of conflict looks as it does today, the lessons at the tactical level of the last ten years remain highly relevant. Even if we can debate the concept of counterinsurgency and its application today and tomorrow, the lessons of operating in urban environments, foreign languages and foreign cultures will be relevant also in the future. Expeditionary powers cannot escape these challenges. It is not going to get easier: how to engage with a civilian population, how to establish and maintain civil order, how to collect and process human intelligence, how to operate in a foreign environment, how to provide basic services. These are challenges that are here to stay with us as we move forward.

David Ucko: Beyond these common operational challenges, one of the most pressing lessons from the cases discussed in the book is the need for greater strategic thinking. This sounds like a cliché these days, and becomes a catchall explanation with little substance. But despite great talk about the need for strategy, I don’t think the term or the art is widely understood. Looking at what happened in the last ten to fifteen years – whether we call it counterinsurgency, war, contingency operations, it doesn’t really matter – the ability to craft and implement a viable strategy is absolute, for any power involved in any kind of expeditionary operations. This is the relevance of the post-9/11 expeditionary operations and our book seems to place counterinsurgency within this strategic context. There are great lessons from these campaigns and we would be absolutely foolish to dismiss them as aberrations just because we don’t like the word “counterinsurgency.”

and

Gangs, Slums, Megacities and the Utility of Population-Centric COIN

SWJ: Are these trends here to stay with us? Are we heading towards a world that provides more opportunity for these dark networks to proliferate, to incubate? On one side, we see concentrated urbanization in coastal, hyper-connected areas that will need to accommodate more and more waves of rural immigrants. Presumably this will put pressure on an already overstretched city infrastructure. On the other side, we see what Moises Naim is talking in his latest book the decline/decay of power, the decoupling of power from size, the decoupling of the capacity to use power effectively from the control of a large Weberian bureaucracy.

VF-B: They will definitely stay and perhaps will intensify, partially for the reason that urbanization is taking place in a way and magnitude with which many governments struggle to cope. Much of Mexico City, a megacity of 20 millions people, for example, is really disconnected from the central government and the central business areas. Another example is Karachi: yes, the blood bath that we see there is partially instigated by state actors, but it is also a phenomenon of a very tenuous and limited control of the state in many areas of the city. I am intrigued by the Moises Naím’s suggestion of the decoupling of the effective exercising of power from the Weberian bureaucracy. I would say that the Weberian construct of power has never been as widespread as we imagine. Many areas in the world, Africa being the prime example, have had a different notion of the state, one much closer to the medieval conceptualization where the purpose of the state and the purpose of power competition for controlling the state apparatus is to make money for oneself as opposed to the public service state whose main raison d’etre is to deliver public goods to citizens in exchange for legitimacy and sustainability. In the end the social contract emerged because the self-interested elites understood that they need to offer something to the population. The notion that the state is weakening and collapsing might not be really appropriate for many parts of the world where the state has always been defined as a mafia bazaar. You take over the state so you can issue exceptions from law enforcement to your friends, so that you and your friends can make money.

In other parts of the world, the state might have also not been quite conceptualized in terms of social contract and Weber like notions.  For example, in parts of Latin America, the state lies somewhere in between the European/Western model and some of the Asian or African states. In Latin America, the state is often captured by and serves a very narrow elite. Many countries in Latin America are still highly exclusionary. Even in places like Colombia with all of its progress over the past decade, there is still a fundamental unequal society. Yes, the middle class is increasingly able to participate in state making, along with the political and economic elites, and being able to demand accountability. But still vast segments of population are really not experiencing the state in any positive manner or not experiencing the state at all. Much of Central America faces massive challenges: tax collection might be as low as 10%, and the political and economic power is enormously concentrated in the hands of narrow  elites.

All that said, the future, if troubling trends are not mitigated now, might bring some fundamental challenges. Imagine if in the long term, there is substantial global warming, major sea level rise, and large parts of Bangladesh, for example, are submerged. This will generate huge waves of immigrants, but also radically empower the non-state actors who are able to provide some sort of protection and public goods to the population.

Read the rest here.

[by Mark Safranski, a.k.a. “zen“]

Octavian Manea and SWJ are on something of a roll lately. Colonel T.X. Hammes (ret.) PhD is the respected author of the excellent The Sling and the Stone. If you have never read it, you should.

The Fallacies of Big Expeditionary Counterinsurgency: Interview with T.X. Hammes

SWJ: How different is Mao’s people’s war compared with what you call 4GW (Fourth Generation Warfare)? Is 4GW an updated, evolved form of people’s wars? In the end, isn’t 4GW focused on people and minds, on influencing people and minds?

TX: Mao is a little bit different because (in China) it was a domestic insurgency and focused on wearing down the nationalists and changing the minds of the warlords who supported them. In the case of 4GW, the focus is overseas. People you can’t reach with force, you must reach with the message. 4GW is an evolved form of insurgency. It is also important to note that Maoism is a type of insurgency that essentially fits a hierarchical society, not a tribal one. It always ends with a conventional campaign to destroy the government’s army as the final step in overthrowing the government. You can’t run a Maoist insurgency in the mountains of Afghanistan, the society won’t tolerate that kind of structure.  Nor can you do it in Iraq. 4GW covers both because its objective is not the military defeat.  4GW does not focus on the destruction of the enemy’s armed forces, but on changing the minds of the enemy’s political decision makers. 4GW directly attacks the will of enemy decision makers.  Once the outside power has been ejected, the conflict can continue until resolution. 

SWJ: Tell us about the center of gravity in a 4GW.

TX: The center of gravity in a 4GW is the will of the policymakers of the other side. 4GW war uses all available networks – political, economic, social and military – to convince the enemy’s political decision makers that their strategic goals are either unachievable or too costly for the perceived benefit. 4GW is not necessarily targeted at the people.  If the war is small enough, it can run on for years like El Salvador.  In that case, the US commitment was small enough there was no major political cost to US decision makers to continue supporting the El Salvadorian government.

When you look at the counterinsurgent side, I am more and more convinced that as a foreign power you can only do indirect counterinsurgency. You can advise and assist.  But keep it small – the host nation has to make it work. We, the United States, have done this successfully a number of times. Admittedly, we have not created the perfect nations that the nation-builders want, but that wasn’t the goal. The goal was to achieve US strategic goals. And we achieved our strategic goals in the Philippines, El Salvador, Columbia and Thailand. In a 4GW, the insurgent is not trying to win over the people as a whole. But the counterinsurgent must do so. In a tribal society, you can do what Kilcullen refers to as wholesale COIN – if you persuade the tribal chief everybody flips. In a more democratic society, you have to convince the people. It is more of a retail operation. It is critical to understand the society you are in and tailor your counterinsurgency and insurgency accordingly. 

I would add, in the 4GW theme of reasoning with the “moral level of war”, that a foreign power supporting a host nation government with FID that faces an insurgency, can probably get away with “punitive raiding”  of the non-state actors from time to time, particularly in rapid response to some heinous action committed by rebels. A heavy in-country footprint though will change the political calculus for the population – it is too easy to look lie occupiers and stringpullers. Foreign troops are rarely welcome guests for long.

Read the rest here.

[by Mark Safranski a.k.a. “zen“]

Octavian Manea has had an excellent series of COIN  interviews at SWJ and this is one of the more important ones:

Reflections on the “Counterinsurgency Decade”: Small Wars Journal Interview with General David H. Petraeus

SWJ: In his recent op-ed published in the New York Times, “The Pipe Dream of Easy War”, General H.R. McMaster warned against the fantasy of “a new era of war”, and especially about the dangers in the blind faith in the transformative effects that technology promises to have on war. He argued that over the past counterinsurgency (COIN) decade we relearned a few lessons that we really should keep in mind as we head into the future: “American forces must cope with the political and human dynamics of war in complex, uncertain environments”. His warning reminds me of an article you wrote in 1986 with General John Galvin about “uncomfortable wars”. You warned to take into consideration “the societal dimension of warfare”. To what extent do you see that prophecy still holding true post Iraq and post Afghanistan?

General Petraeus: I think the essence of the article back in 1986 with General Galvin was frankly the importance of the human terrain in each particular situation, and the importance of understanding the terrain, having a very nuanced, detailed feel for the context of each situation, not just nationally, but sub-nationally and literally all the way down to each valley and each village. That kind of knowledge was achieved in Iraq and helped us enormously during the Surge. We had a greater understanding there, earlier than we did in Afghanistan, just because we had so many more forces on the ground, 165,000 American military alone at the height of the surge. In Afghanistan at the height of our deployment, we had 100,000 US troopers and about 50,000 coalitional forces, and we maintained that level for a relatively brief period of time. As I noted on a number of occasions, we never really got the inputs close to right in Afghanistan until late 2010.

So, noting the importance of human terrain, I believe, is a fundamental aspect of crafting a counterinsurgency campaign. In fact, it was the biggest of the big ideas when we launched the Surge in Iraq, and we knew that since the human terrain was the decisive terrain, we would had to secure it as our principal focus – and to do so by living with the people, locating forward operating bases/joint security stations in the neighborhoods and villages, and specifically right on the sectarian fault-lines across which the heaviest fighting was ongoing in the capital. We ultimately established 77 additional locations just in the Baghdad area of operations alone, and many dozens more elsewhere throughout the country. There were other big ideas to be sure:  e.g., that you can’t kill or capture your way out of an industrial strength insurgency, such as we faced, therefore you need to reconcile with as many of the insurgents as was possible, seeking to maximize the number of the reconcilables; correspondingly, we also needed to intensify our campaign of targeted operations against the irreconcilables. But I think, fundamentally, it comes back to this issue, that it is all about people, counterinsurgency operations are wars in, among, and, in essence, for the people. And the first task of any counterinsurgency campaign has to be to secure those people.

Read the rest here.

[by Mark Safranski – a.k.a. “zen“]

Grand strategy in 1941

A very interesting article at Small Wars Journal by Captain Sean F.X. Barrett, USMC on the state of contemporary grand strategy. Definitely worth the time to read the whole thing:, but I am only going to make meandering comments on a few sections:

The Democratization of Grand Strategy 

Calls for a formalized strategic planning process and grand strategy have been mounting for years.  However, those sounding these calls erroneously remember a past that rarely if ever existed and overestimate the importance of a formalized process and a final product.  Most disconcertingly, they assume that government is necessarily the only supplier of grand strategy, while ignoring that those in government are not incentivized to actually produce it.  In fact, the proliferation of communications technology, which provides the means for accessing a wealth of open source intelligence and for disseminating ideas, and the plethora of academics, analysts, and other intellectuals outside of official government communities provide a more effective, democratic, and transparent substitute to the (oftentimes imagined) Project Solariums of the past.  The environment in which these intellectuals operate nurtures “real devils,” who vigorously propose policy and strategy alternatives in which they truly believe and have a stake in seeing implemented, resulting in a de facto strategic planning process, whose merits far exceed those of a de jure one. 

I think the call for a formal process, or at least an institutionalized forum for “doing grand strategy”, derives from both the lack of incentives correctly noted by Barrett and the frequently piss-poor and astrategic performance of American statesmen after the Soviet collapse. That the resulting criticism, proposals, counter-proposals, debates and domestic politics in drag relating to grand strategy are an alternative, open-source and more effective mechanism than formal planning is an intriguing idea.

Certainly, if a statesman or senior policy adviser have not done hard thinking about geopolitics and grand strategy while in the political wilderness then they won’t do it at all. Once in office, there simply is no time even if the inclination is present. Richard Nixon, who thought very seriously on these matters, as POTUS was militant about having Haldeman carve out undisturbed time for him to continue doing so in a secret “hideaway” office in the EOB. This was highly unusual and difficult even for Nixon to maintain – most presidents and senior officials faced with 18 hour days, 6-7 days a week, simply want to unwind in their off hours, see their loved ones or sleep.

….Furthermore, when formalized strategic planning processes and grand strategy have actually existed, their importance has largely been exaggerated.  For example, Richard Immerman debunks some of the myths surrounding Project Solarium, which is often referenced today as a model for grand strategy.  In referencing the intelligence that was ostensibly utilized during Project Solarium to guide the formation of grand strategy, he argues that, even though President Eisenhower—whose highest priority was to exploit the full resources of government to formulate a more effective and sustainable national strategy—was welcoming of CIA input, this input had minimal impact on President Eisenhower’s policies or grand strategy.[viii]  After such a long time serving in the Army, President Eisenhower had already developed highly formed beliefs about national security, and while intelligence has been perceived as playing a critical role by confirming his beliefs, a lack of confirmation would not have significantly impacted or altered his decisions.[ix]  Furthermore, Immerman claims that he has “never been able to locate a scintilla of evidence collected by the CIA and other agencies that changed Eisenhower’s [mind].”[x]   

While Barrett is correct that in discerning grand strategy in historical eras it is often reified and exaggerated retrospectively -that is because grand strategy, much like strategy itself, has a deeply iterative character. In facing the Soviet challenge,  Project Solarium both responded to and built upon a solid foundation laid by the post-war “wise men“ – NSC-68, Containment policy, the Marshall Plan, the National Security Act, the creation of the CIA , NSC, NATO, the Department of Defense, the Truman Doctrine, the X Article, the Long  Telegram, Bretton Woods and stretching back to WWII, the geopolitical vision of The Atlantic Charter, Potsdam and FDR’s Four Freedoms. Project Solarium was not ex nihilo but an effort to improve, shape, refine and surpass what the Eisenhower administration had inherited from it’s Democratic predecessors.

Barrett is also on target when he identifies a strong ideological-political predisposition in formulation of grand strategy. Eisenhower had not only operational/experential preferences but a worldview that he brought with him into the White House and his Secretary of State, John Foster Dulles, had even stronger convictions that, especially in regard to his fierce and almost Calvinistic anti-communism, sometimes render him a caricature today. We have to be careful though in parsing public statements and private assessments. Dulles, despite his hardline reputation, was a sophisticated and highly influential figure in American foreign policy as the senior GOP adviser through most of the 1940’s. Despite talk of “rollback”, neither Dulles nor Eisenhower had any appetite for leaping into Hungary militarily to support the anti-Soviet revolt or supporting the Franco-British-Israeli debacle in the Suez. Still less attractive was the prospect of military intervention in faraway Laos. Grand strategic ideas were applied with realism and prudence by the Eisenhower administration.

….It should come as no surprise that three of the first four members of the 2014 QDR’s “independent” panel are those that self-selected into the DOD and conformed and performed so well as to achieve flag officer rank, including retired Marine Corps Gen. James E. Cartwright, former vice chairman of the Joint Chiefs of Staff; retired Air Force Gen. Gregory S. Martin, former commander of Air Force Materiel Command; and retired Army Lt. Gen. Michael D. Maples, former Defense Intelligence Agency director.[xx]  The fourth member, Michele Flournoy, former Undersecretary of Defense for Policy, has been deemed politically palatable enough by both Congress and the Obama Administration, and one must assume the DOD well, since nominations are not made, and consent by Congress not given, without DOD’s at least tacit approval.  That we insist on calling this panel independent should be disconcerting enough in itself.  The first four members were selected by the Senate Armed Services Committee, Defense Secretary Chuck Hagel will appoint the Chairman and Vice Chairman of the panel, and the other panel appointees will be made by the chair and ranking member of the House Armed Services Committee.  This situation is not entirely dissimilar to China under the Ming emperors, wherein the emperors’ concern for stability, obedience, and conformism overlapped with the bureaucracy and their strong aversion to changing the status quo.  The imperial literary examination system of Imperial China helped breed this mutually beneficial conformism, and its effects prove quite relevant in this regard.  While the examination preserved the cultural unity and political stability of China, it also impeded originality and experimentation.[xxi]

Yes.

Arguably, the period of Ming-Q’ing decline may have been superior in the sense that the Confucian classics and the exams upon which they were based that were the gateway to the mandarinate were at least, an objective and respected yardstick, however ossified and ritualized. All we have by contrast are partisan politics, bureaucratic culture and the increasingly oligarchic client-patron networks within the Beltway and Manhattan..

….President Eisenhower commissioned Project Solarium in part to devise a strategy for coping with a lack of knowledge about the Soviets’ intentions and capabilities.  Today, however, more and more strategic intelligence is publicly available.  For example, the National Intelligence Council’s[xxiii] new Global Trends series is unclassified.  We now arguably suffer not from too little information, but from too much. This has increasingly democratized the arena of grand strategy and enabled more and more even amateur analysts to help process the wealth of information in the public domain and formulate it into alternative visions for the future.  One might argue that what these different entities focus on is simply policy or at best strategies for individual instruments of national power.  However, even individual policy or strategy analyses might instead be seen as reflections of the overarching principles that they support (and that are often enumerated in the mission statements of many of these think tanks, institutes, and analysis centers), which as Sinnreich contends, are what in fact help form the basis of an enduring grand strategy

Sort of. There are two other ways to look at this picture.

First, that we have an insufficient consensus bordering on ideological schism within the elite as to what America is and is supposed to become that executing  foreign policy, much less enunciating a grand strategy, cannot get beyond the lowest common denominators between left and right and bureaucratic autopilot. This in turn causes the cacophony of voices on grand strategy. I partially subscribe to this view.

Secondly, that our elite, whatever their divisions over political passions or personalities have a consensus grand strategy ( or at least, an ethos) for generational and class aggrandizement at the expense of the rest of us and American national interest in a way that the former 20th century governing class called the Eastern Establishment would have neither imagined nor tolerated. The resulting ferment of “bottom-up” grand strategy is a result of increasing divergence of interests between rulers and the ruled and an erosion of the former’s legitimacy as a result of their self-aggrandizing game-rigging , abandonment of the ethic of leadership as stewardship for “ubi est mea” and a deficit of competence that contrasts with their enormously inflated collective sense of self-importance.

I partially subscribe to this one as well.