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In Search of Strategy(s), a Voice, a Narrative because, ‘Gentlemen, We Have Run Out Of Money; Now We Have to Think’

Friday, December 13th, 2013

[by J. Scott Shipman] [Warning: Maritime in flavor]

No matter how far humanity may go in seeking to foster the arts of civilization and the ideals of civic peace, there will come times when acts of war are required in order to defend world order and sustain the peace of civilized peoples. Charles Hill’s, Grand Strategies, Literature, Statecraft, and World Order, page 48

The lift quote in the title is attributed to Winston Churchill, and in this period of uncertainty with sequestration and deep cuts in defense commanding the attention of military leadership, one thing is becoming crystal clear: we have no cogent or explainable military strategy. Sure, we have “concepts” like Air-Sea/Air-Land Battle, A2/AD, and Off-Shore Control, but our most recent unclassified Navy strategy document A Cooperative Strategy for 21st Century Seapower was written in 2007 may be a bit dated.

This week I attended the U.S. Naval Institute’s annual Defense Forum, Shaping the Maritime Strategy and Navigating the Budget Gap Reality and given the title, there was a lot of talk about funding and in that light/context, strategy was that thing “we’re in the process of doing.” Several people I spoke with expressed concern about “telling the navy’s story,” “why we have a navy,” and one member of Congress encouraged us to build an engaged constituency to put pressure on Congress to knock-off the schizophrenic approach to appropriations, so that a bit of certainty will allow the development of a strategy. Since DoD hasn’t been successfully audited in a long, long time (if ever), I wouldn’t hold out hope for a grass-roots rescue. As Mr. Churchill wisely advises, “now we have to think.”

Strategy Defined

Since strategy is a hot topic, offered here are several definitions ranging from the classic to practitioners and academics, with the goal of framing the elegant simplicity of strategy as a theory, and challenge of defining in reality. As Colin Gray points out in his National Security Dilemmas: “The United States has shown a persisting strategy deficit.” (page 170) Dilemmas, written in 2009 before the budget axe fell in earnest he offers: “One would think that the following definition and explanation must defy even determined efforts of misunderstanding:” (he then quotes Clausewitz)

Strategy is the use of engagement for the purpose of war. The strategist must therefore define an aim for the entire operational side of the war that will be in accordance with its purpose. In other words, he will draft the plan of the war, and the aim will determine the series of actions intended to achieve it: he will, in fact, shape the individual campaigns and, within these, decide the individual engagements.” (On War, page 177)

The definition of strategy from the Department of Defense Dictionary of Military and Associated Terms, Joint Publication 1-02:

strategy — A prudent idea or set of ideas for employing the instruments of national power in a synchronized and integrated fashion to achieve theater, national, and/or multinational objectives. (JP 3-0)

Other definitions:

J.C. Wylie, RADM, USN, Ret., Military Strategy, page 14

“A plan of action designed in order to achieve some end; a purpose together with a system of measures for its accomplishment” 

Henry E. Eccles, RADM, USN, Ret., Military Concepts and Philosophy page 48:

Strategy is the art of comprehensive direction of power to control situations and areas in order to attain objectives. (emphasis in original)

Bernard Brodie, Sea Power in the Machine Age, page 78

“Tactics may be distinguished from strategy by the criterion proposed by Mahan—the fact of contact. “Tactics” refers to localized hostilities that occur where the adversaries are in contact; “strategy” refers to those basic dispositions in strength which comprise the entire conduct of a war.” 

General André Beaufre, Introduction á la stratégie, 1963, page 16. (note: I don’t read/speak French, I found the quote in Edward Luttwak’s Strategy, The Logic of War and Peace)

“…the art of the dialectics of wills that use force to resolve their conflict.” 

Paul Van Riper, LtGen, USMC, Ret, Infinity Journal, Volume 2, Issue 3, Summer 2012

“…strategy is specifically about linking military actions to a nation’s policy goals, and ensuring the selected military ways and means achieve the policy ends in the manner that leaders intend.”

From John Boyd’s Strategic Game of ?And?

What is strategy?

A mental tapestry of changing intentions for harmonizing and focusing our efforts as a basis for realizing some aim or purpose in an unfolding and often unforeseen world of many bewildering events and many contending interests.

What is the aim or purpose of strategy?

To improve our ability to shape and adapt to unfolding circumstances, so that we (as individuals or as groups or as a culture or as a nation?state) can survive on our own terms. (emphasis added)

Our own Lynn Rees

Politics is the division of strength. Strategy, its tool, squares drive, reach, and grip while striving for a certain division of strength.

Drive falls between too weak and too strong. Reach falls between too short and too far. Grip falls between too loose and too tight.

How strategy squares the three is open ended and ongoing. Outside friction, deliberate or not, always conspires with inside friction, intentional or not, to keep things interesting for strategy.

Drive is the certainty you want. Reach is the certainty you try. Grip is the certainty you get. Grip can be a little sway over certain minds. It can be big hurt carved in flesh and thing. Amid uncertainty, strategy strives for certain grip. The varying gulf between certain want, uncertain try, and not certain getting is the father of strategy.

Observations

Paradoxically, complexity is easy to design.  Colin S. Gray, The Strategy Bridge, page 25

All of these definitions have merit, and most coalesce around: power, conflicting wills, violence, and control. Lynn recently had a post on “Grip” where he offers a guide to physically grasp strategy (I do admire his imagery). Admiral Eccles also has a similar and complementary list:

A strategic concept is best expressed in explicit statements of

What to control,

What is the purpose of this control,

What is the nature of the control,

What degree of control is necessary,

When the control is to be initiated,

How long the control is to be maintained,

What general method or scheme of control is to be used. (page 48)

Both of these lists are unambiguous. (One of the biggest complaints about Air-Sea Battle and A2/AD is the ambiguity. Sam Tangredi wrote a book on the latter which I’ll review soon.) Bernard Brodie in A Layman’s Guide to Naval Strategy, page 14-15 (emphasis added), reminds us:

There is no need for a complicated terminology. However, to say that the basic principles of war are easy to understand is not to say that it is easy to comprehend the finer points, or what is more important, to determine upon a wise plan of strategy and then carry it out. The great commander must of course have a profound insight into all the ramifications of strategic principle, but that is only the first requirement of military leadership. He must thoroughly understand tactics, which with modern arms is bound to be exceedingly complex and require long training and experience. He must know how to solve problems of supply or “logistics,” he must know human nature, and he must have certain qualities of character and personality which transcend mere knowledge. He must be able to stick to his course despite a thousand distractions and yet be sufficiently elastic to recognize when a change in circumstances demands a change in plan. He must above all be able to make adjustments to the inevitable shocks and surprises of war.

Unfortunately, the very preoccupation of commanders with specific and inevitably complex problems sometimes tends to make them impatient with the age old verities. Long-tested doctrines which are utterly simple are rejected in part because of their very simplicity, and in part too because of the dogma of innovation so prevalent in our age. The French High Command in the summer of 1940 found out too late that the side which carries the ball makes the touchdowns, and that all the maxims of great military leaders of the past relative to the merits of initiative had not been outmoded by modern arms. We live in an age when basic theories of naval warfare are being rejected out of hand by responsible officials on the wholly unwarranted assumption that they do not fit modern conditions. One can say about theory what Mahan said about materiel: “It is possible to be too quick in discarding as well as too slow in adopting.”

There’s a lot to digest in those two paragraphs, but one take away is that whatever the Navy presents as a strategy should be easy to understand and explain. The strategy should also explain how it plans to maintain control or “command the seas.” And finally, as Wylie reminds the planner:

Wylie’s assumptions in a General Theory of War:

Despite whatever effort to prevent it, there will be war

The aim of war is some measure of control over the enemy

We cannot predict with certainty the pattern of the war for which we prepare ourselves

The ultimate determinate in war is the man on the scene with a gun

As we build our strategies and plans, these decidedly old-fashioned and many cases very simple guides can help us get it right.

Spirals, a quick revisit

Thursday, November 14th, 2013

[ by Charles Cameron — spiraling costs — same pattern, different mechanism, closer to home ]
.

Back in Serpent logic and related, I featured this spiral from Louisa Lombard:

Ha, funny.

How’s this, in today’s opening salvo from Rosa Brooks at POLITICO Magazine?

“If you believe the mission truly requires 50,000 troops and $50 billion, but you know that the White House is going to automatically cut every number in half, you’ll come in asking for 100,000 troops and $100 billion,” says the aforementioned former White House official. “The military eventually starts playing the very game the White House has always suspected them of playing.”

Not for nothing does the phrase “spiraling out of control” garner 7,840,000 hits on Google.

Zen at War on the Rocks on China and Avoiding War

Thursday, November 14th, 2013
Chinese Navy

Chinese Navy

[by Mark Safranski, a.k. a. “zen“]

The editors of the excellent War of the Rocks invited me to post a short rebuttal to the op-ed “How Not to Go to War With China”, by Scott Cheney-Peters, which appears in their “Hasty Ambush” section:

UNDERSTANDING CHINA: THE REAL KEY TO AVOIDING WAR

….A place to begin our efforts in avoiding war with China might be avoiding engagement in some of the same incorrect mirror-imaging assumptions we once made about the Soviet Union, not least of which was MAD.  As a doctrine, Soviet leaders never accepted MAD and the Red Army general staff ignored it in drafting war plans to fight and prevail in any nuclear war. While the Soviets had no choice but to tackle the logic of deterrence as we did, the operative Soviet assumptions were predicated on a different strategic calculus, a different force structure and above all, different policy goals from their American counterparts.  A dangerous gap between American assumptions of Soviet intentions and the reality of these intentions came to light when in 1983 the Reagan administrationdiscovered to their alarm that Soviet leaders had interpreted the NATO exercise Abel Archer 83 as preparations for a real, imminent nuclear first strike on the USSR and ordered Soviet nuclear forces on high alert.

The military-to-military confidence-building initiatives outlined by Cheney-Peters intended to construct “habits of cooperation” are not entirely useless. There is some value in ensuring that high-ranking American military officers have personal and limited operational familiarity with their Chinese counterparts in the People’s Liberation Army (PLA), but as potential game-changers, they need to be taken with a grain of salt. Such a policy misses the essential strategic and political centers of gravity in the Sino-American relationship.  Namely that for the first time in 600 years, China is building a blue water Navy that will foster power projection as far away as the Indian ocean and Australia.  Secondly, this naval expansion, coupled with a new Chinese foreign policy, aggressively presses grandiose territorial demands on nearly all of its neighbors, including India and Japan.  These are fundamental conflicts with American interests that cannot be explained away or papered over by banquet toasts with visiting delegations of Chinese admirals. […]

Read the rest here.

Also read another WotR  China piece “99 Red Balloons: How War with China would Start” by Matthew Hipple

The Myhrvold Report and Understanding Strategic Threats

Monday, October 7th, 2013

[by Mark Safranski, a.k.a. “zen“]

Several weeks ago, Cheryl Rofer wrote an important post analyzing the report “Strategic Terrorism: A Call to Action” by Microsoft billionaire, venture capitalist, theoretical mathematician and cookbook author, Dr. Nathan Myhrvold. I found Cheryl’s argument quite persuasive and would like to add a few points of my own; because while some of the concerns raised by Myhrvold are valid and his intent is no doubt well-meaning, the approach he suggests is, at times, problematic.

If in the past ten years you have been a serious student of terrorism studies, insurgency and COIN, national security, counter-terrorism policy, counter-proliferation policy,  intelligence community affairs and military theory, there is little that will be new for you in the first part of the report. Many of these problems had previously been raised (at least in part) by figures as disparate as Michael Scheuer, John Robb, Martin van Creveld, Thomas P.M. Barnett, William Lind,  Robert Bunker and dozens if not hundreds, of thinkers, practitioners and scholars. In addition, this ground was also covered by government agencies like the National Intelligence Council in its periodic Global Trends reports, and in classified analysis by the Office of Net Assessment and various three letter agencies. The blogosphere also had a lively discussion of catastrophic WMD terrorism, superempowered individuals, 4GW/5GW, apocalyptic Mahdism and related subjects throughout the mid to late 2000’s.  Diffusion of society-shifting power into the hands of small groups and individuals was a theme of Alvin and Heidi Toffler back in the 70’s and 80’s, so this is an old rather than new problem.

Dr. Myhrvold is a polymathic character, but his original area of specialization was mathematical research so it is not surprising that his approach to things “strategic” is dominated by scalar considerations. Namely, a threat taxonomy based upon potential magnitude of  disaster events up to the extinction of the human race (High M 10).  Wondering here, as the bibliographic references of this report are extremely scanty, if Myhrvold was influenced by Herman Kahns ideas on escalation or game theory based literature on deterrence or something else. Regardless, while there’s some merit to this definition – obviously if your civilization is destroyed or everyone is dead you have suffered the ultimate in strategic defeat – there are weaknesses too as the linear progression of destruction implies an apolitical environment and inevitable process. That’s not how things work with strategy in the real world, neither today nor back in the era of Cold War superpower nuclear brinksmanship. Even John Foster Dulles and Vyacheslav Molotov were more politically nuanced than that.

This is an important point. Myhrvold is focused on capacity alone rather than in conjunction with political purpose in defining strategic threats.  Capacity in bad hands is worth worrying about and Myhrvold is right when he criticizes the government for their obstinate refusal to develop a robust threat detection system for shipping to US ports of entry ( that’s boring, hard work with little payoff from a political perspective, but the NSA building a system for surveilling all Americans is fun and gives government bureaucrats great potential power to ruin anyone they wish); that said, outside of comic books and James Bond movies, people do not historically initiate violence on an epochal scale out of a Joker-like admiration of nihilism, not even terrorists. Instead, they have a political end in mind for which violence is a tool. This variable appears to be absent from Myhrvold’s thinking.

More troubling, Myhrvold’s solution to the potential threat of bioweapon terrorism would appear to be, as I infer it, even greater centralization of power in the hands of a national security surveillance state. As I expect Dr. Myhrvold is a great respecter of data-driven, probabilistic logic, he might want to consider that nearly every man-made, high magnitude, lethal event in the past century and a quarter years has been initiated by governments for reasons of policy, up to and including the auto-genocide of tens of millions of their own citizens. Most people on this planet are in far greater danger of harm at the hands of the state than they are as a result of terrorism or foreign attack and it would seem foolish, in light of such statistics, to increase our risk by delegating greater grants of power to the entity most likely to cause us harm. In the words of the late defense and security expert Dr. Fred Ikle, we would be risking Annihilation from Within.

Ikle anticipated years ago much of what Myhrvold wrestled with in his report and, in my view, prescribed better answers.

Vlahos: Forty years of the Fighter Mafia

Wednesday, September 25th, 2013

[by Mark Safranski a.k.a “zen”]

Kelly Vlahos, the often sharp-penned defense columnist at The American Conservative, has written an excellent tribute to Colonel John Boyd and his Acolytes:

40 years of the Fighter Mafia

….Boyd and Christie started the group on a very small scale in Florida, fueled more by beer and frivolity than anything else. Things got serious when Boyd and later Christie were brought to work at the Pentagon. They met Pierre Sprey, a self-described “subversive” in the Office of the Secretary of Defense, then occupied by Robert McNamara. Sprey was one of the “whiz kids,” but he believed the Air Force was doing everything wrong in Vietnam. He was an early proponent of close air support, which led to the development of the A-10 Thunderbolt II “Warthog.”

“We were bureaucratic guerrilla warriors, fighting the system and deploying whatever underground means we could use,” including whistleblowing, leaking, and “suborning” members of Congress, Sprey says, half-joking.

“John Boyd came in as a maverick,” Sprey recalled. Initially, Boyd was brought to the Pentagon in the 1960s by a general who disliked Sprey’s ideas on close air support and was pulling together a group of eggheads to “disgrace” him. When the general left Boyd alone in the room with Sprey they “became fast friends, co-conspirators.” The rest is history.

By the time the group held its first Washington meeting in 1973, Sprey, Boyd, Christie, and test pilot Col. Everest Riccioni had designed the concept that was directly implemented as the F-15 and F-16 fighter programs—which have served as the core of American air power for the past 40 years. The group came to be known as the “Fighter Mafia” and expanded their circle to include other like-minded individuals with the same goals for reforming programs and building better weapons systems for the military.

“I’m proud of what we achieved, but it was only a drop in the bucket” relative to the massive size of the Pentagon’s budget and operations, says Sprey. “At least we got a few things done.”

Today, he adds, “we’re a network of subversives trying to cut the defense budget and campaigning against things that don’t work.”

Nice piece.  Read the rest here.

Addendum:

This would also be a good time to remind everyone that the Boyd & Beyond 2013 conference will be at Quantico on October 11th and 12th.  It’s free, but you must RSVP Scott Shipman or Colonel Stan Coerr. 


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