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Follow-Up on the “Astrategic” Discussion

Wednesday, June 22nd, 2011

The real value was in the comment thread. Original post here.

That caused Joseph Fouche to post Overgrown Comment, Short Post from which I will excerpt relevant comments from JF, Dave Schuler and Seydlitz89:

Dave Schuler comments:

I think that the Obama Administration’s actions are less an instance of only an indirect relationship between means and ends than a disagreement with you on ends, Mark. Just as one example, the primary objective of the Obama Administration (as in all administrations) is a second term. Consider the actions through that lens.

Also, isn’t it possible that the Administration is really sincere about the “international support” trope that marked the Libyan intervention? International support will never be forthcoming for intervention against the Syrian regime. I don’t think that either the Russians or Chinese would stand for it. The Russian relationship with Syria at least is much cozier than that between Russia and Libya.

Noted Clausewitzian seydlitz89 comments:

Zen-

Good thought-provoking post, you actually got me out of my hiatus from blogs/blogging, just don’t tell anyone over at milpub ;-)>

While I agree with Joseph’s comment, I would add a few other points to consider:

First, “strategy”, is a specific concept in terms of strategic theory which can be linked to “strategic effect”, but not necessarily so.  Force and personality alone (which are not “strategy” the way I define it -see http://milpubblog.blogspot.com/2010/11/when-strategy-is-not-strategy.html) can achieve strategic effect.  So we need to be clear how we  are using this particular adjective, which need not be linked to a specific strategy at all.  Also the strategy in question might be bad, even self-defeating, as Joseph points out and still be a strategy.

Second, when has our Middle Eastern policy ever been consistent, in terms of treating all countries the same?  Perhaps under Bush I during 1990-91, but we have always treated the different Arab countries differently in line with our different interests involved.  Bahrain gets a pass, whereas Libya gets NATO intervention, and Syria gets referred to the ICC .  .  . In each case the US interest is seen as different so the response is different.

Third, the real root cause of the problem is imo our dysfunctional political system which is unable to implement policies which are in the best interests of the country as a political community.  The Iraq war was essentially a collapse of US strategic thought and rather was based on narrow and corrupt interests, deceptive politics and notions of unlimited US power (force) and exceptionalism (personality)  which triggered a still ongoing strategic disaster for US interests in the region, but not limited to it.

We have a long way to go and I don’t see us getting there any time soon, unfortunately.

The Committee comments posts:

Scottish historian Niall Ferguson, just before transmogrifying into Scottish celebrity historian Niall Ferguson, proposed an approach that serious credentialed historians could use if venturing to write the generally silly and uncredentialed genre of counter-factual history:

To produce serious counter-factual history that is not utter bollocks, your point of departure from our factual timeline has to be a documented and real credible alternative raised by a documented and real credible person at a documented and real point in time prior to the moment when factual and the proposed counterfactual timelines diverge.

As Dave Schuler alludes, how Zen, I, or seydlitz interpret what is strategic, what is astrategic, and what is antistrategic is often determined by what we individually interpret as political, apolitical, or antipolitical. We put events in boxes and eventually there is a box beyond which we do not stray because we don’t know this outer box is there. We can perhaps use Ferguson’s approach to separate which of the Administration’s factual alignment of ends to means are impossible and which are merely improbable and which of our various counterfactual alternative alignments of ends to means are impossible or merely improbable.

….I’ll close my observations on this post and its comment thread with two points:

  • Whatever framework you use to analyze human actions, especially those actions your framework categorizes as war or conflict, it should be equally capable of shedding light (and defining) “good” or “successful” actions and “bad” or “failed” actions. Categorizing one lump of actions as Actions while excluding another lump of actions as less than actions does not a good framework make. For those frameworks that aspire to pass as “strategic theory”, this means that they should be just as capable of analyzing Hitler’s strategy of dividing Germany into bloodied, burned out, and thoroughly wrecked fragments occupied by foreigners as they are of analyzing Bismarck’s strategy of creating a unified and independent Germany. A proposed strategic analytic framework that accepts some strategic phenomena into the garden of strategy while consigning others to the outer darkness of non-strategy does serve a useful purpose. Strategic effect rains on both righteous and wicked alike. Neither can be barred from opening an umbrella to shield themselves from strategic fallout because an observer runs up and commands them to stop because theory forbids it. One of the fundamental principles of strategic theory is that theory cannot absolutely forbid umbrella opening: the umbrella opener will inevitably seek to subvert any theory that seeks to unnaturally restrict their freedom to open umbrellas.

That was very interesting and thought provoking. I have, in fact, thought about these comments for several days and I do not have a neat, plausible rejoinder so much as some thoughts in regard to epistemology, which is the level where this discussion really is taking place.

Dave, I think, is correct that are a jumble of motivations in play within the Obama administration, not least of which is the overriding focus of domestic politics in an administration where the national security and foreign policy apparat is heavy with politicos. There is an internationalist faction in the administration too, though they are hardly dominant. They win some and lose some.  Incidentally, most administrations, from transcripts and memoirs I have read operate in a state of crisis management much of the time – tightly focused sessions like ExComm during the Cuban Missile Crisis are exceptions. Oval Office convos and meetings as a rule, ramble like meetings do everywhere except when the POTUS (like Eisenhower) demands otherwise.

So, is it proper to categorize this behavior as something other than strategy? Yes – at least when you want to discern conscious strategic thinking about geopolitics and military operations, or absence thereof, you’d refer to what the administration is doing currently as “politics” insofar as their eye seemed to be primarily concerned with domestic political effects rather than strategic effects in the international arena. Strategy requires conscious effort because it is pro-active and often, what passes for strategy is brilliantly intuitive tactical reactions coupled with a fair piece of luck that generated fortunate outcomes that were strategic in their effect, if not intent.

I am pretty much in agreement with Seydlitz89 that the root of our inability to think and act in a strategic fashion is our dysfunction as a political community and his caution regarding strategic effects. There’s a number of reasons for this dysfunction but even if that was instantly remedied by the Good Civics Fairy, we would have to make a conscious effort to build a rational strategic culture.

Regarding Joseph Fouche’s comment on frameworks, he has a logical point regarding strategic theory that works….in theory. By that I mean that I don’t disagree, he’s right in the abstract sense that such a comprehensive and consistent structure would be preferable. My impression though – and I think this is in line with what he is arguing above – is that strategic theory as a field itself may not be quite up to the high standard to which Fouche aspires.  Strategic theory in practice, rarely demonstrates the concise  elegance of Newtonian physics. In terms of explanatory power, strategic theory used by practitioners or created by modern day theorists rarely rises beyond being situationally “good enough” for the problem at hand. An intellectual tool, like a sharp rock or a pointy stick in the fist of a paleolithic hunter-gatherer. For that matter, if strategic theory proves to be situationally accurate and useful, that is often a cause for celebration!

Going beyond “good enough” to “universally” or “generally” applicable strategic theory is an intellectual feat of the first order. That kind of system -building is usually the result of a life’s work and cannot be called into being on a moment’s notice. Aside from the fact that most people are not capable of rising to becoming a Clausewitz or Sun Tzu, the time constraints make it impossible for state decision makers to think and act within such a framework unless they have arrived into office with one already inculcated as part of their worldview (and even then, it is of great help if they spent years out of office thinking through real and hypothetical problems using that framework, internalizing the principles without losing the ability to observe and think critically).  This is why in matters of strategy, our decision makers are usually wielding the intellectual equivalent of stone tools – the statesman with the cognitive flintlock musket or strategic steam engine is few and far between.

So, we are often left with a fractured mess, analytically speaking. Entrails to root through, looking for signs from the gods.

The US Army War College National Security Seminar 2011

Sunday, June 12th, 2011

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As noted previously, I was fortunate to attend the National Security Seminar at the the US Army War College this year and wanted to relay my impressions while they were still fresh.

First, in terms of reception and cordiality, I have rarely experienced such an extensive and personal outreach as was demonstrated by the War College staff, faculty, administration and students. Every new member had a “sponsor” – a student, usually a colonel or Navy captain, who acted as a liason and personal guide from the time their plane touched down until the moment they returned to the airport. My sponsor, the former commander of the WolfhoundsColonel Richard “Flip” Wilson, whom I consider a friend, really extended himself on my behalf, making me feel welcome and a full member of Seminar Group 20. Most of the students have multiple tours of duty in Iraq and Afghanistan under their belt and many can report the same for the first Gulf War, Panama, Bosnia or Kosovo.

The War College, the Commandant and the Seminar Group all hosted receptions and dinners designed to get students and civilian new members to mix and further discuss issues raised in the seminar sessions or lectures. At these events I had the opportunity to meet and talk to the leadership of the Army War College including the Commandant Major General Gregg Martin, the Deputy Commandant for International Affairs, Ambassador Carol Van Voorst, the Executive Director of the Army Heritage Foundation, Mike Perry, the Director of SSI, Dr. Douglas Lovelace,  the Chief of Staff and numerous faculty and seminar members. The New Members such as myself were exceedingly well fed at these events as I suspect the Army was attempting to prove that it really does march on it’s stomach.

                                                                                                                                                                                                                                                                                                                

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The serious business of the National Security Seminar was divided into two segments, the talks given by distinguished speakers to the entire class of 2011 and the New Members and the Seminar Group sessions of approximately twenty students, New Members, academics and foreign visitors. We received a brief on the war in Afghanistan from the ISAF Chief of Staff, who was standing in last minute for General Petraeus who was called to meet with senior adminstration officials; and a very interesting concluding talk by Foreign Affairs Editor Gideon Rose, author of How Wars End, which covered issues of strategy, grand strategy and the disconnect with policy.

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  The National Security Seminar is run strictly on a non-attribution basis, in order to encourage candor and frank exchange of views, which handicaps my ability to discuss specifics here. I can say that my views on Pakistan ( which I compared to “North Vietnam” ) riled more than a few people – Pakistan is the only country in the world given 2 exchange student slots at the Army War College at the request of the most senior leadership of the US Army – and several students and faculty members took the time, outside of seminar sessions, to make certain I heard countervailing POV regarding Pakistan’s value as an ally. Other topics included, but were not limited to:

Defense budget cuts and force structure
Narco-cartels in Mexico: Insurgency or No?
Civil-Military Relations
Repeal of DADT
AfPak War
al Qaida and GWOT/US Strategy
COIN
Critical thinking and Leadership
Logistics
Libya and NATO
AWC Strategy Curriculum/Program
What the US public expects from their military
China as a peer competitor
Effects of ten years of war on officer corps/military
Illegal combatants and international law
PTSD
Battle of Gettysburg and Grand Strategy
Cyberwar
Differences in Armed Services strategy, command climate, discipline, leadership
The Arab Spring
US Global leadership and Economics
Interagency Operational jointness

Most of the discussion took place in the seminar groups, with Q&A periods in the mass sessions with featured speakers. I came away deeply impressed with the seriousness and insights as practitioners that AWC students brought to the table. The AWC strategic studies program seeks to broaden students who are assumed to arrive with tactical expertise and prepare them for higher command that carries operational, strategic and even policy responsibilities (at least in terms of interpreting and executing within policy guidelines). Many students were articulating ideas associated with Thomas P.M. Barnett, the “mission order” and “commander’s intent” style of leadership or Clausewitzian strategic premises during debates and discussion.

The National Security Seminar Week was for me, an enlightening and exceptionally enjoyable experience, one I would highly recommend to readers who may have such opportunities in future years.

Patterns, Language, and Knowledge

Monday, June 6th, 2011

[by J. Scott Shipman]

John Boyd’s work led me to zenpundit a few years ago, and I am flattered and grateful to be small part of such an intellectually stimulating community.

One Boydian theme that has driven my reading is the “observe” node of his OODA (observe, orient, decide, act). While “orientation” gets most of the attention in Boydian circles, I have come to consider “observe” to be the foundation of knowledge, thus action.  “What” we see, or as my friend Dr. Terry Barnhart points out, what we “sense” directs orientations, decisions, and actions.

This short post is something of a preview (and an opportunity to try-out WordPress which does not like Safari—I’m using an old laptop that is slower than slow). I’d like to share four books that have influenced my thinking and I plan to review the first two of them here in the coming weeks.

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Patterns, Thinking, and Cognition, A Theory of Judgment, by Howard Margolis

Margolis’ thesis is “thinking and judgment…everything is reduced to pattern recognition.” Accordingly, he offers what he calls a P’ Cognition spiral, where the “spirals” represent a cognitive cycle and at the tops of the cycles represent a pattern recognition process. A review is in the works.

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Language and Human Behavior, by Derek Bickerton Bickerton’s thesis is that “human cognition came out of language.” In this work, he defines language, explains the connection of language and evolution, and how language is integral to intelligence and consciousness. A review is in the works.

The final two books are  Personal Knowledge: Towards a Post-Critical Philosophy, and Meaning, by Michael Polanyi

“We know more than we can tell.” Michael Polanyi

There are several points of intersection between Polanyi’s work and that of Margolis and Bickerton, but what I found interesting were Polanyi’s treatment of what he refers to as two types of awareness; subsidiary and focal awareness. In Personal Knowledge, he offers an example of driving a nail, “I have a subsidiary awareness [also called from awareness in Meaning] of the feeling in the palm of my hand which is merged into my focal awareness of my driving the nail.” Subsidiary and focal awareness, according to Polanyi, are mutually exclusive where if one diverts one’s attention to the “feeling in the palm” one is likely to miss the nail. Musicians will recognize the distinction of “looking” at one’s hands will almost always divert from the music on the sheet.In Meaning, Polanyi goes further and assembles what he calls “three centers of tacit knowledge: first, the subsidiary particulars; second, the focal target; and third the knower who links the first to the second. We can place these three things in the three corners of a triangle. Or we can think of them as forming a triad, controlled by a person, the knower, who causes the subsidiaries to bear on the focus of his attention.”

Synthesis: I believe these ideas connect. For if Margolis is correct, then the “awareness” expressed by Polanyi would be apprehended using pattern recognition; recognition of patterns using Bickerton’s ideas with respect to language. Language is pattern-based, and we use language patterns in sense-making/creation of meaning.

More to come.

Guest Post: Few’s The Serenity Prayer for Grand Strategy

Thursday, May 26th, 2011

[Cross-posted from SWJ Blog]

Major Mike Few, one of the SWJ Blog’s trusty editors opines on the nuts and bolts of “doing grand strategy”. Pay close attention to points #2 and #7. Hopefully, the first of many guest posts here by Major Few, if I can steal some of his time from Dave Dilegge 🙂 :

The Serenity Prayer for Grand Strategy: Nine-Step Recovery Method for Reframing Problem Solving

by Mike Few

Recently, our authors began to shift from problem definition to reframing problem solving. Over the last year, we published some remarkable works effectively describing Iraq, Afghanistan, Mexico, Libya, and others. Simultaneously, we published several series on design and wicked problems.

The challenge we are posing is can someone produce a concise document applying design to an existing problem? If we cannot find practical application or wisdom, then the process becomes a moot effort. Below is my white board attempt to provide an example and discussion for others to follow. This blog post is similar to many of the discussions our authors and readers have daily in the classroom and nightly at the pub or dinner with colleagues. Simply put, I am merely merging the sum of our published thought and discussions.

Three years ago, I was challenged to determine if my experiences in big wars and counterinsurgency could be applied to the macro level. On the tactical level, I found that I simply relearned the lessons of those that had come before me, the countless art of war and warfare. However, when I consider how my thinking had changed, I feel that perhaps there are some lessons that can be applied for us all.

In combat, I finally learned the limits of my own control. This understanding freed me to concentrate focusing on changing the things that I could control. I look at framing problem solving in international relations in a similar manner. It’s kind of like the Serenity Prayer for Grand Strategy. So, as a practical exercise, below is an example of how I would use Design, Wicked Problems, and Military Decision Making Process using the example of Mexico.

1. Define what we cannot control. We cannot “fix” Mexico. They are a sovereign nation-state, and they must choose to work on their internal issues. Moreover, our “solution” to their problems may not be a proper fit despite our best intentions. Our intervention efforts in Central and South America over the past sixty years (or more) have had mixed results.

2. Define the problem as it is not as we wish to see it. Are we really in a war on poverty, drugs, education, terrorism, and governance? Are we really at war? Labels are often limiting, but there needs to be some common framework to understanding. Typically, that can be driven by good communication and active listening. We must learn to transcend how “I” see the problem and work towards how the collective group sees the problem accounting for all stakeholders.

3. Define our relationship. How does the US and Mexico see each other? This perception requires a degree of self-introspection and humility. Are we a brother attempting to help our sibling overcome addiction or work through difficult financial times? Are we a parent disciplining a spoiled child? Are we a spouse in a broken marriage? How we see ourselves defines our national interest. If we see ourselves as the parent, then we’re self-imposing a conceptual block.

As Martin Luther King wrote while sitting in the Birmingham Jail,

“Moreover, I am cognizant of the interrelatedness of all communities and states. I cannot sit idly by in Atlanta and not be concerned about what happens in Birmingham. Injustice anywhere is a threat to justice everywhere. We are caught in an inescapable network of mutuality, tied in a single garment of destiny. Whatever affects one directly, affects all indirectly. Never again can we afford to live with the narrow, provincial “outside agitator” idea. Anyone who lives inside the United States can never be considered an outsider anywhere within its bounds…In any nonviolent campaign there are four basic steps: collection of the facts to determine whether injustices exist; negotiation; self-purification; and direct action.”

4. Describe what we are currently doing and how we can adjust these things.

– Impact of NAFTA
– Border Security
– FID efforts in Mexico
– Counter-Drug efforts in Mexico
– Counter-Drug efforts in the United States
– Anti-Gang efforts in the United States

5. Discuss the cost benefits of future intervention efforts and internal reforms

– Comprehensive immigration reform
– Dream Act
– Expanded Counter-Drug efforts
– Expanded FID efforts to better strengthen Mexico’s Army and Police internal security forces
– State Department “better” governance efforts (Plan Colombia)- to include judicial and economic issues
– Legalizing drugs in the continental United States (demand side interdiction)
– Comprehensive Prison Reform in the United States
– Treasury Department financial interdiction to narco banking
– Promoting and expanding free press in Mexico through Twitter, Facebook, and new media

6. Describe Area of Influence- Central and South America

– Illegal immigration from Guatemala
– Drug Trafficking from Colombia

7. Ask the hard questions

-What are the key factors driving the problem?
-What is the causality?
-And, if the analysis is from a U.S. perspective, to what degree and in what ways is the problem a problem for the United States?
-what ways do those in power benefit by the status quo?

8. Rethinking the Assumptions

-What are the desired outcomes?
-Is the policy driving the process or is the effort outcome based?
-Are our efforts helping or hurting?

9. Timing of Implementation

– Simultaneous, Sequential, or Cumulative
-Prepare to accept that some items are not decision points; Rather, they are processes that change and morph over time.

Special thanks to those that contributed to the proofreading of this post, and I would like to specifically highlight Dr. Nancy Robert’s methodology for teaching any class on problem solving,

A. Creativity
B. Problem Framing
C. Systems thinking
D. Entrepreneurship and Innovation
E. Collaboration in Networks

Now, let the discussion and writing continue…

Creativity and the laughable

Monday, May 16th, 2011

[ by Charles Cameron — creativity, Taliban, Leonardo, pareidolia, Virgin Mary, Kwan-yin ]
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Sharing, as I do with Zen, a keen interest in the creative process, I am used to the idea that an idea that seems trivial at first, the very expression of which risks making oneself a laughing-stock, may well carry the seed of success.

Whitehead is quoted as saying, “Every really new idea looks crazy at first.” Einstein, “If at first the idea is not absurd, then there is no hope for it.” Nils Bohr, “Your theory is crazy, but it’s not crazy enough to be true.” The idea is not even confined to physicists and mathematicians. Mark Twain observed, “The man with a new idea is a crank – until the idea succeeds.” And Winston Churchill, “No idea is so outlandish that it should not be considered with a searching but at the same time steady eye.”

I was therefore intrigued to read this account of the origins of the Taliban’s recent Kandahar prison break:

One of the surprising mujahideen squad in the city of Kandahar, who by his connections gained full knowledge of the inside and outside of the prison, pondered one day whether it could be possible to dig a tunnel from the inside of a house on the other side of the street to the prison as a means to releasing the prisoners. This fantasy and imagination seemed laughable at first even to its owner; he dared not share his opinion with others. But, after more time and continued thinking, he reached a conclusion. On one of these days, while he was riding a motorcycle with two of his comrades, he shared that view with them. They thought it impossible initially and deemed it a fruitless, dangerous attempt. Finally, they placed their trust on God and shared their opinion with the mujahideen high command in Kandahar. With guidelines from the command, the aforementioned four revealed [to] their trusted comrades their decision to implement this plan regardless of its risks and even if it looked impossible.

The sentence that really got my attention was this one:

This fantasy and imagination seemed laughable at first even to its owner; he dared not share his opinion with others.

*

Leonardo da Vinci once wrote of having “a new and speculative idea, which although it may seem trivial and almost laughable, is none the less of great value in quickening the spirit of the invention.”

His “trivial and almost laughable” idea?

It is this: that you should look at certain walls stained with damp or at stones of uneven colour. If you have to invent some setting you will be able to see in these the likeness of divine landscapes, adorned with mountains, ruins, rocks, woods, great plains, hills and valleys in great variety; and then again you will see there battles and strange figures in violent action, expressions of faces and clothes and an infinity of things which you will be able to reduce to their complete and proper forms. In such walls the same thing happens as in the sound of bells, in whose strokes you may find every word which you can imagine.

Essentially, Leonardo is suggesting that we use what’s effectively the Rorschach technique to induce pareidolia (I think that’s the state) and elicit mental contents – images triggered by the mind’s eagerness to sense meaning – thus imitating the universe itself in bringing something out of nothing, out of the potent void.

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This is, however, the same psychological mechanism that brought us the sale of a grilled cheese sandwich for $28,000 on eBay – because it “looked like” the Virgin Mary

That’s not a note I’d like to end on, however — so I’ll just remind myself that we don’t “know” what the Virgin Mary looks like, and pass on to the rather charming story of a similar pareidolic image, this one possessing the almost miraculous property of looking simultaneously like the Blessed Virgin and the bodhisattva of compassion, Kuan-Yin:

Situated in the East Bay area, near the lovely city of San Francisco, the Purple Lotus School is witnessing yet another miracle. … In April 1996, when the great “Merit Wall” on campus had just been constructed, a mysterious face appeared on the wall immediately after the cement dried. … Buddhists who have witnessed this phenomenon believe this to be the face of the compassionate Bodhisattva Kuan-Yin. … Others have believed this image to be that of the Virgin Mary. Magia and Junia Chou, the daughters of the Purple Lotus Society’s Master Samantha Chou, attend a Catholic elementary school. Upon seeing the image, both called out earnestly and delightedly, “Look! It’s the Virgin Mary!” … With the essence of Enlightenment and universal wisdom in mind, perhaps one can argue that a distinction between the two is not important after all.

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It’s laughable, I know — but I must confess I like the “meaning” I can draw from that…


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