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Elkus on the Troubled History of Raiding

Tuesday, May 10th, 2011

  

Adam reminds us that punitive raiding is not by itself a substitute for clear strategies or coherent policies in a well-written piece posted at The Atlantic Monthly :

From Romans to SEALs, a Troubled History of Raiding

The Osama bin Laden raid has been hailed as the centerpiece of a new style of “collaborative” warfare that leverages intelligence fusion and networked interagency teams to focus precision force on America’s enemies. Collaborative warfare, while impressive, is only the latest and greatest in a genre of military operation that dates back thousands of years: the punitive raid. From the days of the Roman Empire through Sunday’s raid in Abottabad, Pakistan, governments have relied on punitive raids and manhunts to eliminate challengers to state power without resorting to costly, large-scale occupations. 

But a look at the history and evolution of punitive raiding reveals that it is not a substitute for sound strategy — and can be far more costly than policymakers might suspect and may have political costs that outweigh the strategic benefits. Punitive raids — whether they consist of a large column of raiders advancing by horseback or an airmobile squad of commandos about to drop into an enemy cross-border haven — have always been deceptively appealing as low-cost alternatives…

Read the rest here.

Answering Ronfeldt’s Question About the Nature of Strategy

Wednesday, May 4th, 2011

RAND emeritus scholar and co-author of the classic Netwars and Networks, David Ronfeldt asked an astute question in reaction to my post proposing a grand strategy board:

I almost always see strategy defined as the art of relating ends and means.  It’s defined that way time after time, often but not always with a few extra criteria added here and there.  Usually something about plans or resources.  But I’ve long felt that I’d prefer to define strategy as the art of positioning.  That presumes a consideration of ends and means, but in my view, it’s not as abstract a definition, and gets to the core concern right away.  In looking around for who else may favor such a definition, the best and almost only leader I find is Michael Porter and his writings about corporate strategy.  He’s says explicitly that strategy is the art of positioning – apropos market positioning in particular.  maybe in some long-forgotten moment, that’s where I got the notion in the first place.  Meanwhile, i’ve been told that, of military strategists, Jomini emphasizes positioning the most.  This is not my area of expertise.  I’d like to know more:  is the “ends and means” view so accepted, so basic, so adaptable, that it’s not worth questioning?  What’s to be gained, and/or lost, by the “positioning” view?  Is there any strategy that isn’t about positioning? 

This is a great question, because it is a clarifying question about fundamentals.

I am not familiar with Micheal Porter’s work, but Chet Richards pointed out in his excellent Certain to Win that there are some significant differences in applying strategic thinking to business compared to using strategy in war. While war and the market both represent dynamic, competitive environments which require actors to adapt to survive, war is a destructive enterprise while business is ultimately transactional, cooperative and constructive, though you may have to overcome competition and conflict first. Conflict and competition on which the state and society place tight legal constraints to which buyers and sellers must conform.  Arguably, this explains the drift toward oligopolistic competition in regulated capiltalist economies: the constraints of rule of law which govern market actors would tend to give an even greater emphasis to “positioning” in peaceful economic competition than in warfare.

What about “positioning” and strategy generally?

Strategy is indeed defined by most experts as the alignment of Ends -Ways -Means. In my opinion, it is the most practical starting point for people of any level of strategic skill to consider what is to be done in the short or medium term within a known framework ( a theater, region, an alliance system, nation-state etc.). “Positioning” falls within this trinity under “ways” – for example, something as simple as seizing the high ground or as complicated as maneuver warfare theory is, in essence, an effort to acquire a comparative advantage over your opponent. Having comparative advantages are always good but they are usually transitory rather than being something that can be “locked in” permanently ( though man has tried – ex. the Great Wall of China, Constantinople on the Dardanelles, the age of fortresses in 16th-17th C. Europe, Mercantilist Policy, Massive Retaliation etc.). Normally, you have to keep moving, tactically adjusting your position in response to your opponent’s efforts to re-balance.

Positioning also exists outside the trinity of Ends-Ways-Means as the initial starting conditions that shape subsequent strategy. The phrase “Where you stand depends on where you sit” conveys the lesson that our perspectives, our premises, are deeply affected from where we begin. Geopolitical theory is rooted in this idea but positioning can be something other than physical location – politics and culture are positional because they are embeded with values and what we value to some extent determines what our Ends are going to be and how we perceive and define the problem for which we will employ a strategy to overcome.

The latter kind of positioning can be *very* problematic because ideological concerns inflame passions, distort our rational calculus of matching means to ends and generally introduce ever larger amounts of irrationality into strategic decision making at the expense of empirical observation. Boyd would call this a “mismatch” with reality from a corrupted OODA Loop and a textbook example would be the behavior of Imperial Japanese leaders in WWII. Launching an unwinnable war with the United States and prosecuting it almost to national annihilation was driven to a demonstrable extent by Japanese cultural norms related to honor, debt (on-giri), the “Imperial Will” and dysfunctional constitutional arrangements that made extricating Japan from a strategic cul-de-sac politically impossible. To a lesser extent, American prosecution of the war in Vietnam and the occupation of Iraq share similar irrationality derived from a priori ideological positioning.

A final observation:

When time horizons are very long and/or the problem is ill-defined and the framework boundaries vague or unknown or uncertainty high, the cognitive requirements for strategic thinking shift and it may not be possible to move beyond speculating as to Ends to the point where action should or even can be taken effectively. More information may be required. 0r greater means than exist. The problem may only be a hypothetical potentiality, rather than an actual problem. This point is one that is likely to be disputed as even being in the realm of strategy and could belong in that of theory or politics, depending on your perspective.

Many readers here are students of strategy or even professional strategists. In the interest of brevity, I’ve avoided getting into the specifics of schools of strategic thought or Clausewitz vs. Sun Tzu or Jomini, but I’d like to invite readers to weigh in on Dr. Ronfeldt’s question or my response as they wish.

Time for a Grand Strategy Board?

Monday, April 25th, 2011

The Gerousia

“I have not lived so long, Spartans, without having had the experience of many wars, and I see among you of the same age as myself, who will not fall into the common misfortune of longing for war from inexperience or from a belief in it’s advantage and safety”

Archidamus, King of Sparta

One thing on which most commentators, academics and former officials seem to agree is that the United States government has a difficult time planning and executing strategy. Furthermore, that since 1991 we have been without a consensus as to America’s grand strategy, which would guide our crafting of policy and strategy. This failing bridges partisan divisions and departmental bureaucracies; there are many career officials, political appointees and even a few politicians, who can explain the nuances of the Afghan War, or the Libyan intervention, the depreciatory tailspin of the US Dollar or America’s Russia policy – but none who would venture to say how these relate to one another, still less to a common vision.

Sadly, they do not, in fact, relate to one another – at least not, as far as I can discern, intentionally.

Few American policies or even military operations (!) in one country can be said to have been conceived even within a coherent and logically consistent regional strategy and it is not just common, but normal, to have DIME agencies working at completely contradictory purposes in the same area of operations. The interagency process, to the extent that it exists, is fundamentally broken and incapable of interagency operational jointness; and the institutional coordinating mechanism for any “whole of government” effort, the National Security Council, has become too consumed with crisis management. A mismatched prioritization of resources which leaves little time for the kind of long range planning and strategic thinking that allows nations to seize the initiative instead of reacting to  events.

It would be a useful corrective for the better conception and execution of US policy, for the President and the Congress to create a special board for grand strategy that could give presidents and key officials frank assessments and confidential guidance to help weave their policy ideas into a durable and overarching national strategy. One that might last beyond a few days’ headlines in The New York Times.

The President of the United States, of course has a number of bodies that could, should but do not always provide strategic advice. There’s the Defense Policy Advisory Board, an Intelligence Advisory Board,  the National Intelligence Council, the State Department’s Policy Planning Staff, the Office of Net Assessment and not least, the NSC itself and the Joint Chiefs of Staff, whose Chairman, by act of Congress, is the military advisor to the President and Secretary of Defense. While strategic thinking does percolate from these entities, many have very specific mandates or, conversely, wide ranging briefs on matters other than strategy. Some operate many levels below the Oval Office, are filled with superannuated politicians or have personnel who, while intellectually brilliant, are excessively political and untrained in matters of strategy. The Joint Chiefs, the professionals of strategy, are highly cognizant of the Constitutional deference they are required to give to civilian officials and are very leery of overstepping their bounds into the more political realms of policy and grand strategy.

What  the President could use is a high level group just focused on getting strategy right – or making sure we have one at all.

I’m envisioning a relatively small group composed of a core of pure strategists leavened with the most strategically oriented of our elder statesmen, flag officers, spooks and thinkers from cognate fields. A grand strategy board would be most active at the start of an administration and help in the crafting of the national strategy documents and return periodically when requested to give advice. Like the Spartan Gerousia, most of the members ( but not all) would be older and freer of the restraint of institutional imperatives and career ambitions. Like the Anglo-American joint chiefs and international conferences of WWII and the immediate postwar era, they would keep their eye on the panoramic view.

combined-chiefs.jpg

The Octagon Conference – FDR, Churchill and the Combined Chiefs of Staff

Here’s my grand strategy board in a hypothetical perfect world, unlike the one that prevails inside the beltway. I’m sure people will quibble with particular names or will suggest others. I freely admit, for example, that I do not have the best grasp of who our leading intellectual powerhouses are in the Navy, Air Force or the closed world of intelligence analysis and this impairs my ability to put together the list. Nevertheless, I’m trying anyway:

Let’s start with a group of acclaimed and eminent strategic thinkers who have demonstrated over a long tenure, their ability to consider matters of war, peace and statecraft as well as the nuances of strategic theory:

Thomas Schelling -Chairman
Andrew Marshall
Edward Luttwak
Colin Gray
Joseph Nye

Next, some senior statesmen:

Henry Kissinger
George Schultz
Zbigniew Brzezinski

Madeleine Albright

General officers and one colonel with a demonstrated talent for challenging conventional assumptions:

Lieutenant General Paul van Riper
General James Mattis 
General Jack Keane
Colonel John Warden

Two economists:

Alan Greenspan
Nouriel Roubini

Two scientists:

Freeman Dyson
E.O. Wilson

Mixed group of strategists, historians, practitioners and theorists:

David Kilcullen
John Robb
John Negroponte

Barry Posen
Antulio Echevarria

Chet Richards
Micheal Vlahos
Thomas P.M. Barnett
Stephen Biddle
Robert Conquest
Duane Clairridge
Jack Matlock
Martin van Creveld

Visionaries and Contrarians:

Nicholas Nassim Taleb
William Gibson
Ray Kurzweill
Andrew Bacevich

What are the problems with my grand strategy board (aside from having zero chance of coming into being)? 

For one, it is probably way too large. In my efforts to balance expertise in strategy with varied thinking it grew bigger than what is manageable in real life, if the group is to be productive.

Secondly, it is an exceedingly white, male and conservative leaning list – though to some extent that reflects the criteria of experience, the field of strategy itself and the nature of American politics.  Barbara Ehrenreich, for example, is definitely bright but her politics are fundamentally opposed to effectively maximizing American power in the world or the use of military force – thus making her of little use except as a voice of dissent.

Another limitation of this exercise is the idiosyncratic eclecticism of my approach – this was a blog post written over a few days in my spare time and not a methodical inquiry into who in American life would verifiably be the “best qualified” to help construct a grand strategy. There are “insiders” who command great respect within the national security, defense and intelligence communities who are unknown to the general public, or even this corner of the blogosphere, who would be enormously helpful to such a board. Finally, a grand strategy board would not be a panacea; it would be subject to all the inertial pressures that over time would reduce it’s ability to effect change, just as the Policy Planning Staff and the NSC have been “neutered” over decades by the forces of the status quo.

That said, the above group or one reasonably comparable to it could, for a time, markedly improve the construction of strategy , assuming American leaders are willing to enlist such advice, put aside short term political considerations and pursue long term strategic goals.

Whom would you nominate to a grand strategy board?

Grand Strategic Viewing:

More on Where Good Ideas Come From

Tuesday, April 19th, 2011

Dr. Von weighed in on Steven Johnson’s Where Good Ideas Come From with an extensive book review last December( I posted on Johnson here. On a related note, read Charles Cameron’s comment about the limitations of linear thinking here):

Where do New Ideas come from?

….But what exactly are innovation and creativity? The dictionary definition of innovation is ‘the introduction of new things or methods,’ while creativity is ‘the ability to create meaningful new ideas, forms or methods’ that are original and imaginative. So the key notion is the development of new ideas in whatever field one is working. A question naturally develops, which is where do new ideas come from? How do we begin preparing children now to be creative and innovative in the future? In the past, many would have first thought about the arts as being the training ground for creativity. Now, we realize that the development of the abilities and mindsets and skills necessary to be creative in every field of study is necessary.Steven Johnson’s new book, Where Good Ideas Come From: The Natural History of Innovation, provides the argument that there are seven common themes that have led to the vast majority of great ideas throughout history. He gives numerous examples of such ideas, ranging from Darwin’s development of the theory of evolution to the of the GPS system, from Google to the creation of the first mechanical computing devices centuries ago, and so on. It is an interesting read.Here is a summary of the seven themes that lead to good ideas. Keep in mind there is certainly some degree of overlap and relationships between the themes, but overall they can be thought of as distinct concepts.1. The Adjacent Possible: Even if you have an interest in some topic or problem, if there is not a good environment conducive to presenting the necessary pieces to solve the problem, good ideas will almost certainly not develop. You may be brilliant with some of the information (i.e. pieces of a puzzle) in your mind that is necessary to solve a problem, but if your surroundings are not able to provide the remaining pieces of information or experiences, you will endlessly search for them to no avail. If you are isolated from others who know something about your problem or issue, or if there is no means of gathering further information (which is becoming less of a problem with the advent of the Internet), or if your environment does not provide the physical infrastructure or supplies to finish building a new physical device, you will be unable to develop the Idea or solution to your problem.

2. Liquid Networks: Great ideas can develop when information is allowed to flow through a larger network. One possible network is a social network, or often and more specifically, a professional network. The focus of this is the ability to collaborate to solve problems. It turns out that there are almost no great ideas throughout history that have been developed in isolation or by an individual who did not need any help in the development of that great idea. One may think Newton or Einstein did their work in isolation, but this is not entirely true. Those two individuals come about as close as you can get to not needing a network to develop the laws of motion or relativity, but they relied on some level of feedback, reading others’ work, and ultimately talking and discussing issues with close colleagues and friends.
An interesting study was done that looked at how research groups reach the coveted ‘Eureka!’ moment, where a new discovery is made. It turns out that these rare moments of discovery or problem solving almost never happen in the lab! Instead, the ‘Aha!’ are yelled out at the conference table, where members of the group are throwing ideas around and sharing results of their latest work over the past week. The person who figures it out needs to have input they have not thought about from the larger group or network, before the grand idea is formed….

Read the rest here.

Head to Head: Colin Gray and Joseph Nye on Soft and Hard Power

Friday, April 15th, 2011

Colin Gray is one of the four or five go-to strategic thinkers around today. Joseph Nye, the father of the soft power concept, is a seminal figure in Political Science and International Relations.

Colin S. Gray  Hard Power and Soft Power: The Utility of Military Force as an Instrument of Policy in the 21st Century

….Unfortunately, although the concept of American soft power is true gold in theory, in practice it is not so valuable. Ironically, the empirical truth behind the attractive concept is just sufficient to mislead policymakers and grand strategists. Not only do Americans want to believe that the soft power of their civilization and culture is truly potent, we are all but programmed by our enculturation to assume that the American story and its values do and should have what amounts to missionary merit that ought to be universal. American culture is so powerful a programmer that it can be difficult for Americans to empathize with, or even understand, the somewhat different values and their implications held deeply abroad. The idea is popular, even possibly authoritative, among Americans that ours is not just an “ordinary country,” but instead is a country both exceptionally blessed (by divine intent) and, as a consequence, exceptionally obliged to lead Mankind. When national exceptionalism is not merely a proposition, but is more akin to an iconic item of faith, it is difficult for usually balanced American minds to consider the potential of their soft power without rose-tinted spectacles. And the problem is that they are somewhat correct. American values, broadly speaking “the American way,” to hazard a large project in reductionism, are indeed attractive beyond America’s frontiers and have some utility for U.S. policy. But there are serious limitations to the worth of the concept of soft power, especially as it might be thought of as an instrument of policy. To date, the idea of soft power has not been subjected to a sufficiently critical forensic examination. In particular, the relation of the soft power of attraction and persuasion to the hard power of coercion urgently requires more rigorous examination than it has received thus far.

Joseph Nye –The War on Soft Power

….In 2007, Richard Armitage and I co-chaired a bipartisan Smart Power Commission of members of Congress, former ambassadors, retired military officers, and heads of non-profit organizations at the Center for Strategic and International Studies in Washington. We concluded that America’s image and influence had declined in recent years and that the United States had to move from exporting fear to inspiring optimism and hope.

The Smart Power Commission was not alone in this conclusion. Even when he was in the George W. Bush administration, Defense Secretary Robert Gates called on Congress to commit more money and effort to soft-power tools including diplomacy, economic assistance, and communications because the military alone cannot defend America’s interests around the world. He pointed out that military spending then totaled nearly half a trillion dollars annually, compared with a State Department budget of just $36 billion. In his words, “I am here to make the case for strengthening our capacity to use soft power and for better integrating it with hard power.” He acknowledged that for the secretary of defense to plead for more resources for the State Department was as odd as a man biting a dog, but these are not normal times. Since then, the ratio of the budgets has become even more unbalanced.

One of the ironies here, is that the United States, through the private sector production of goods, services and intellectual property, has since WWII been overwhelming successful in exporting our “soft power” into foreign cultures to an extent seldom matched in history. However, the ability of the USG to capitalize on this latent-passive global acculturation through public diplomacy has ranged from minimal to excruciatingly counterproductive when our words, deeds and image are in serious disharmony.


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