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The Networks of Nations

Wednesday, December 28th, 2011

Military theorist John Arqilla offers a provocative piece in Foreign Policy:

The (B)end of History

….How the new pattern will unfold is still unclear, but just as the first nation-states were often tempted to become empires, there may be a pattern in which nations and networks somehow seek to fuse rather than fight. Iran, in its relations with Hezbollah, provides perhaps the best example of a nation embracing and nurturing a network. So much so that, in parsing the 2006 Lebanon war between Israel and Hezbollah, most of the world — and most Israelis — counted it as a win for the network. China, too, has shown a skill and a proclivity for involving itself with networks, whether of hackers, high-sea pirates, or operatives who flow along the many tendrils of the Asian triads’ criminal enterprises. The attraction may be mutual, as nations may feel more empowered with networks in their arsenals and networks may be far more vibrant and resilient when backed by a nation. All this sets the stage for a world that may have 10 al Qaedas operating 10 years from now — many of them in dark alliances with nations — a sure sign that the Cold War–era arms race has given way to a new “organizational race” to build or align with networks.

Can’t say that I disagree with that in big picture terms. Looking long term to 2100, I wrote in Threats in the Age of Obama that the geopolitical position of nation-states would undergo a transformation:

….Nation-states in the 21st century will face a complex international ecosystem of players rather than just the society of states envisioned by traditional Realpolitik. If the predictions offered by serious thinkers such as Ray Kurzweill, Fred Ikle or John Robb prove true, then  technological breakthroughs will ensure the emergence of “Superempowered Individuals”[1] on a sizable scale in the near future.  At that moment, the reliance of the State
on its’ punitive powers as a weapon of first resort comes to an end.  Superemepowered individuals, separatist groups, insurgents and an “opting-out” citizenry will nibble recalcitrant and unpopular states to death, hollowing them out and transferring their allegiance elsewhere.

While successful states will retain punitive powers, their primary focus will become attracting followers and clients in whom they can generate intense or at least dependable, loyalty and leverage as a networked system to pursue national interests.  This represents a  shift from worldview of enforcement  to one of empowerment, coordination and collaboration. States will be forced to narrow their scope of activity from trying to supervise everything  to  flexibly providing or facilitating core services, platforms, rule-sets and opportunities – critical public goods – that the private sector or social groups cannot easily replicate or replace.  Outside of a vital core of activity, the state becomes an arbiter among the lesser, interdependent, quasi-autonomous, powers to which it is connected. 

States and their oligarchic elites seem to be attempting to counter this trend of eroding omnipotence by increasing omniscience by building panopticon societiesof 24 hour surveillence. Rulers will (theoretically) have the awareness to strike first and break up opposition movements or dissent before they can crystallize and gain the critical mass to overthrow a regime or accumulate enough countervailing power to force concessions or honest negotiation in place of stage-managed, political kabuki theater

Ruminating on Strategic Thinking

Wednesday, December 21st, 2011

“Let the Wookiee win….”

Warning! Thinking out loud in progress…..

Strategy is often described as the alignment of “Ends-Ways-Means” and “planning” to achieve important goals and several other useful definitions related to matters of war, statecraft and business.  That great strategists have come in many forms, not just between fields but demonstrating tremendous variance within them – ex.  George  Marshall vs. Alexander the Great vs. Carl von Clausewitz – indicates that strategic thinking is a complex activity in terms of cognition.

What are some of the mental actions that compose “strategic thinking” or “making strategy”? A few ideas:

  • Recognition of important variables
  • Assessment of the nature of each variable
  • Assessment of the relative importance of each variable
  • Assessment of the relationships among the variables
  • Assessment of the relationship between the variables and their strategic environment
  • Assessment of current “trajectory” or trend lines of variables
  • Assessment of costs to effect a change in the position or nature of each variable
  • Assessment of the strengths and weaknesses of the variables as a functioning system
  • Recognition of systemic “choke points”, “tipping points” and feedback loops.

  • Probabilistic estimation
  • Logical reasoning
  • Introspection 
  • Extrapolation
  • Simplification
  • Metacognition
  • Horizontal Thinking
  • Insight
  • Imagination (esp. at “grand strategic” level)

  • Logistical estimation of costs
  • Normative evaluation of potential benefits
  • Understanding of temporal constraints
  • Recognition of opportunity costs
  • Recognition of boundary conditions
  • Recognition of physical constraints of strategic environment (terrain, weather, distance etc.)
  • Recognition of patterns in the history of the strategic environment

  • Net assessment of the maximum capabilities of a political community (first ours, then theirs)
  • Understanding of organizational structure of a political community
  • Recognition of stakeholders in the political community 
  • Understanding of decision making process of the political community
  • Understanding the power relationships of the decision making process of the political community
  • Understanding the distribution of resources within the political community
  • Recognition of the touchstone points of the cultural identity of the political community (positive and negative) and worldview
  • Assessment of morale of the political community and the community’s moral code
  • Assessment of psychology of individual adversary decision makers
  • Identification of points of comparative advantage
  • Recognition of how different bilateral outcomes/shifts will affect third parties
  • Assessment of relationship between the adversaries and between them and third parties

This list is not comprehensive. In fact, I have a question for the readership, particularly those with military service and/or a good grasp of military history:

Where do the interpersonal skills or “emotional intelligence” abilities that comprise the activity we term “leadership” fit into strategic thinking? Or is it a separate but complementary suite of talents? We often assume that great strategists are the great leaders, but we tend to forget all of the generals who were popular yet mediocre in the field and gloss over the human faults of those who won great glory.

I have some ideas but I would like to hear yours. Or any additional suggestions or comments you would care to make.

Going 3D

Wednesday, December 14th, 2011

We spend far too much time on content, and not enough time on form

Tuesday, December 13th, 2011

[ by Charles Cameron — recursion as form — this one’s for analysts: poets should know it already ]

.

We spend far too much time on content, and not enough time on form.

We spend far too much time on the data, and not enough time on relationships. It is pattern that connects the dots with accuracy, not more dots – quality of insight, not quantity of information.

And pattern is underlying form.

Haiku is a form. The sonnet is a form, the sonata is a form. And just to juxtapose sonnet and sonata is to recognize the formal relationship between them.

1.

Recursion is the form that Doug Hofstadter explores in his book, Godel Escher Bach, and you’ll find it every time one mirror reflects another mirror (what color does a chameleon turn when placed on a mirror?), every time there’s a doll inside a doll inside a Matrioshka doll, often in the form of a paradox (“this sentence is meaningless”) – and when people take photos of themselves holding photos of themselves…

as in the pic of Noam Chomsky and Morris Halle and (in case your politics doesn’t agree so much with Chomsky) the one below them of Jacob Appelbaum and Donald Knuth in my “specs” image at the top of this post.

2.

Content can be powerful, but form really doubles up on the power. Here’s one way of thinking about it: form is what tightens information into meaning.

A couple of news reports in the last couple of days have caught my attention because of their form:

Charter of Open Source Org is Classified, CIA Says

Open Source Works, which is the CIA’s in-house open source analysis component, is devoted to intelligence analysis of unclassified, open source information. Oddly, however, the directive that established Open Source Works is classified, as is the charter of the organization. In fact, CIA says the very existence of any such records is a classified fact.

“The CIA can neither confirm nor deny the existence or nonexistence of records responsive to your request,” wrote Susan Viscuso, CIA Information and Privacy Coordinator, in a November 29 response to a Freedom of Information Act request from Jeffrey Richelson of the National Security Archive for the Open Source Works directive and charter.

“The fact of the existence or nonexistence of requested records is currently and properly classified and is intelligence sources and methods information that is protected from disclosure,” Dr. Viscuso wrote.

This is a surprising development since Open Source Works — by definition — does not engage in clandestine collection of intelligence. Rather, it performs analysis based on unclassified, open source materials.

That’s hilarious, it’s so misguided: I don’t know whether to laugh or barf (not a word I ever expected to use in my writings, but there you go).

3.

That’s sad, this one’s just plain tragic:

Protesters calling for religious tolerance attacked with stones, threatened with death

Police are investigating a violent attack on a ‘silent protest’ calling for religious tolerance, held at the Artificial Beach to mark Human Rights Day.

Witnesses said a group of men threw rocks at the 15-30 demonstrators, calling out threats and vowing to kill them.

One witness who took photos of the attacked said he was “threatened with death if these pictures were leaked. He said we should never been seen in the streets or we will be sorry.”

Killing your enemies for reasons of religion is one thing: killing those who work for peace between you and your religious enemies is no worse of the face of it – it’s religious killing, no more and no less, in both cases — but it drives the point home with considerable, poignant force.

Keep your eye out for recursion, it’s an interesting business. And respect form – it empowers content.

4.

You’ll find recursion right at the heart of Shakespeare: his plays were performed in a round theater (the “wooden O” of Henry V) called the Globe, whose motto was “totus mundus agit histrionem” – roughly, “the whole world enacts a play” – a notion which Shakespeare put into the mouth of the melancholy Jaques in As You Like It:

All the world’s a stage,
And all the men and women merely players.
They have their exits and their entrances,
And one man in his time plays many parts…

A martial version of this idea, indeed, can be found in the philosopher Plotinus, who wrote in his Enneads (3.ii.15):

Men directing their weapons against each other — under doom of death yet neatly lined up to fight as in the pyrrhic sword-dances of their sport — this is enough to tell us that all human intentions are but play, that death is nothing terrible, that to die in a war or in a fight is but to taste a little beforehand what old age has in store, to go away earlier and come back the sooner. So for misfortunes that may accompany life, the loss of property, for instance; the loser will see that there was a time when it was not his, that its possession is but a mock boon to the robbers, who will in their turn lose it to others, and even that to retain property is a greater loss than to forfeit it.

Murders, death in all its guises, the reduction and sacking of cities, all must be to us just such a spectacle as the changing scenes of a play; all is but the varied incident of a plot, costume on and off, acted grief and lament. For on earth, in all the succession of life, it is not the Soul within but the Shadow outside of the authentic man, that grieves and complains and acts out the plot on this world stage which men have dotted with stages of their own constructing.

5.

I thought it would be interesting to see if recursion had power, too, in the field of religion, and this passage from Ephesians (4.8) sprang to mind…

When he ascended up on high, he led captivity captive, and gave gifts unto men…

That’s a lovely recursion, “leading captivity captive”. But I think we can go deeper. John Donne‘s sonnet Death be not proud reaches to the very heart of the Christian message, it seems to me –it parallels the passage from Ephesians closely, while focusing in on the hope of resurrection with its stunning conclusion:

Death, thou shalt die.

Here’s the whole thing: profound content in impeccable form:

Death be not proud

Death be not proud, though some have called thee
Mighty and dreadfull, for, thou art not so,
For, those, whom thou think’st, thou dost overthrow,
Die not, poore death, nor yet canst thou kill me.
From rest and sleepe, which but thy pictures bee,
Much pleasure, then from thee, much more must flow,
And soonest our best men with thee doe goe,
Rest of their bones, and soules deliverie.
Thou art slave to Fate, Chance, kings, and desperate men,
And dost with poyson, warre, and sicknesse dwell,
And poppie, or charmes can make us sleepe as well,
And better then thy stroake; why swell’st thou then;
One short sleepe past, wee wake eternally,
And death shall be no more; death, thou shalt die.

6.

What do you think?

COIN may be Dead but 4GW has a New Lease on Life

Monday, December 12th, 2011

As I had predicted, a global recession, budgetary chicken in Congress and national weariness after a decade of war in Afghanistan and Iraq have forced a public rethink of the prominence of counterinsurgency doctrine in America’s military kit.  Colonel Gian Gentile, long the intellectual archenemy of FM 3-24 and the “Surge narrative” has pronounced COIN “dead” and even CNAS, spiritual home of COIN theory inside the Beltway, is now advocating COIN-lite FID (Foreign Internal Defense). As this entire process is being driven by a global economic crisis, there is another aspect to this American inside-baseball policy story.

While COIN as the hyperexpensive, nation-building, FM 3-24 pop-centric version of counterinsurgency is fading away, irregular warfare and terrorism are  here to stay as long as there is human conflict. Moreover, as economic systems are to nation-states as vascular systems are to living beings, we can expect an acceleration of state failure as weak but functional states are forced by decreased revenues to reduce services and diminish their ability to provide security or enforce their laws. The global “habitat” for non-state, transanational and corporate actors is going to grow larger and the zones of civilized order will shrink and come under internal stress in the medium term even in the region that Thomas P.M. Barnett defined as the “Core” of globalization.

The theory of Fourth Generation Warfare is helpful here. Many people in the defense community object to 4GW thinking, arguing that it is a poor historical model because it is overly simplified, the strategic ideas typified by each generation are cherrypicked and are usually present in many historical eras (albeit with much different technology). For example, eminent Clausewitzian strategist Colin Gray writes of 4GW in Another Bloody Century:

….The theory of Fourth Generation Warfare or 4GW merits extended critical attention here for several reasons. It appears to be a very big idea indeed. It’s author [ William S. Lind] and his followers profess to be able to explain how and why warfare has evolved over the past 350 years and onto the future….

….Talented and intellectually brave strategic theorists are in such short supply that I hesitate before drawing a bead on Lind and his grand narrative of succeeding generations of warfare. Nonetheless, there is no avoiding the judgment that 4GW is the rediscovery of the obvious and the familiar. 

4GW theory is not something that can be defended as having sound historical methodology. However, it works well enough as a strategic taxonomy of mindsets and political environments in which war is waged; particularly with the inclusion of the van Creveldian assumptions of state decline, it is a useful tool for looking at warfare in regions of weak, failing and failed states. The same global region Dr. Barnett has termed “the Gap” in his first book, The Pentagon’s New Map.

Tom predicated his geostrategy on the power of globalization being harnessed with judicious use of Core military power to “shrink the Gap” and provide connectivity as an extremely powerful lever to raise up billions of the world’s poor into a more stable, freer and middle-class existence. While that still holds, the flipside is that times of  sharp economic contraction limit the ability of the Core, led by the United States, to intervene robustly, permitting the “bad guys” to make use of connectivity and black globalization for their own purposes. Where the great powers are disunited, disinterested or increasingly in the case of European power projection, disarmed, the Gap could potentially grow.

A new Iraq or Afghanistan sized campaign is not in the American defense budget for at least a decade. Or NATO’s. Hence the newfound interest in cheaper alternatives to massive intervention on the ground, for which the Libyan campaign might charitably be classed as an “experiment” ( where it was not simply bad strategy and negotiated operations) or as a multilateral reprise of Rumsfeldian ideas of transformative, light and fast military force mashed up with Reagan Doctrine proxy warfare, justified under a new ideological theory of R2P.

These are rational policy responses to conditions of parsimony, but it also indicates a coming era of strategic triage rather than grand crusades in using military force to stabilize parts of the global system.  The US and other great power  are going to be more likely to follow Teddy Roosevelt’s advice to “Do what you can, where you are, with what you have” than they are to heed JFK’s call “to pay any price, bear any burden”. The politics of hard times means that we will be minimizing our burdens by replacing, where we can, boots with bots, bullets with bytes and Marines with mercs. Not everywhere, but certainly on the margins of American interests.

Beyond those margins? We will aid and trade with whatever clients can maintain a vestige of civilized order without too much regard to the niceties of  formal state legitimacy. Too many states will be ceding autonomy to subnational and transnational entities on their territory in the next few decades and we will have to abide by that reality if regions of the world become Somalia writ large. What to do? A number of recommendations come to mind:

  • Get our own economic house in order with greater degrees of transparency and adherence to rule of law in our financial sector. Legitimacy and stability, like charity, begins at home.
  • Adopt policies that strengthen the principle of national sovereignty and enhance legitimacy rather than weaken or erode it. This does not mean respecting hollow shells of fake states that are centers of disorder, but respecting legitimate ones that effectively govern their territory
  • Foreign policies that reject oligarchical economic arrangements in favor of encouraging liberalization of authoritarian-autarkic state economies prior to enacting political reforms ( democracy works better the first time on a full stomach).
  • Create a grand strategy board to advise senior policy makers and improve the currently abysmal level of strategic calculation and assessment prior to the US assuming open-ended commitments to intervention
  • Accept that the Laws of War require a realistic updating to deal with the international equivalent of outlaws, an updating that contradicts and rejects the 1970’s era diplomatic effort to privilege irregular combatants over conventional forces.
  • Fighting foreign insurgencies is something best done by primarily by locals, if willing, with our aid and advice. If those with the most to lose are not willing to stand, fight and die then they deserve to lose and the US should either eschew getting involved at all or resolve to secure whatever vital interest that exists there by brute force and make certain that reality is clearly communicated to the world (i.e. Carter Doctrine).  Truly vital interests are rare.

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