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R2P Debate Rising ( Part I.)

Friday, February 7th, 2014

I thought I would call the attention of the readership to a debate that has been ricocheting around different social media platforms on R2P (Responsibility to Protect“). I have dealt with the topic several times in the past, related to the ideas of Anne-Marie Slaughter, but not much recently until Victor Allen, over at The Bridge, put up an enthusiastic post:

Strong State, Weak State: The New Sovereignty and the Responsibility to Protect

The Responsibility to Protect doctrine represents a leap forward in accountability for states and does not infringe upon their sovereignty, as states are no longer held to be completely self-contained entities with absolute power over their populations. Rather, there is a strictly defined corpus of actions that begin the R2P process?—?a process that has different levels of corrective action undertaken by the international community in order to persuade, cajole and finally coerce states into actively taking steps to prevent atrocities from occurring within their boundaries. That R2P does not violate sovereignty stems from the evolution of sovereignty from its Westphalian form in the mid 17th century to the “sovereignty as responsibility” concept advanced by Deng, et al. Modern sovereignty can no longer be held to give states carte blanche in their internal affairs regardless of the level of suffering going on within their borders. This does not diminish state agency for internal affairs, but rather holds them responsible and accountable for their action and inaction regarding the welfare of their populations…

Victor’s post deserves to be read in full.

I did not agree with Victor’s framing of the legal character of state sovereignty, to put it mildly, nor his normative assessment of R2P.  Mr. Allen also described R2P somewhat differently than I have seen from other advocates, but I was less concerned by that as the concept does not seem to be presented with consistency by the community of  R2P advocates and theorists. Having seen similar theoretical debates over the years about angels dancing on pins over 4GW, constructivism, EBO, Network-centric Warfare, OODA,  Clausewitz’s remarkable trinity,  nuclear deterrence, preemptive war, COIN,  neoconservatism, free market economics, the agrarian origin of capitalism in England, Marxist theory etc. I am not too worried if Victor’s interpretation in its specifics is not ideologically perfect. It is representative enough.

I responded to Allen’s post somewhat crankily and with too much brevity:

R2P: Asserting Theory is not = Law 

….As far as premises go, the first point is highly debatable; the second is formally disputed by *many* states, including Russia and China, great powers which are permanent members of the UN Security Council; and the third bears no relation to whether a military intervention is a violation of sovereignty or not. I am not a self-contained entity either, that does not mean you get to forcibly enter my house.

That R2P does not violate sovereignty stems from the evolution of sovereignty from its Westphalian form in the mid 17th century to the “sovereignty as responsibility” concept advanced by Deng, et al. Modern sovereignty can no longer be held to give states carte blanche in their internal affairs regardless of the level of suffering going on within their borders.

Academic theorists do not have the authority to override sovereign powers (!) constituted as legitimized, recognized, states and write their theories into international law – as if an international covenant like the Geneva Convention had just been contracted. Even persuading red haired activist cronies of the American president and State Department bureaucrats to recite your arguments at White House press conferences does not make them “international law” either – it makes them “policy” – and that only of a particular administration. 

This riff  set off something of a reaction on Facebook in private groups and on Twitter as Mr. Allen, who I am sure is a fine gent, has a large set of common colleagues with me, some of whom are Boydians and all of whom are sharp strategic thinkers. Consequently,  Victor’s post(s) as well as mine and a later follow up by a “Leonidas Musashi” ( great nom de guerre)  made it into a high caliber defense forum as well as other sites online. My spleen-venting provoked the following rebuttal at The Bridge:

R2P: A Spectrum of Responses 

….Safranski’s final point about sovereignty as carte blanche seems to be a stealth argument for the principles of R2P:

States always could and did take military action in self-defense when disorders in neighboring states threatened their security or spilled over their border outright.R2P seeks to minimize harm caused by disorder through early action taken prior to conflicts spilling over borders that can potentially cause larger conflagrations, but more importantly, it recognizes that atrocities can happen entirely within the confines of a state, and that the international community will not allow them to continue unchecked. This recognition is easily seen in the rhetoric and discussions regarding rebels in both Libya and Syria. Libya is admittedly a flawed example of the use of R2P, with second-order effects seen in the Russian and Chinese opposition to UN-sanctioned stabilization operations in Syria, but that concern for the population first and the state second were common facets to both bear mentioning in the debate and illustrate the shifting nature of intervention and sovereignty. This shift is exemplified in the contrast between discussions in the UN General Assembly regarding Kosovo/East Timor and Syria: “most of the 118 states that mentioned Syria at the UN General Assembly in 2012 expressed concern about the population, up from less than a third who invoked Kosovo and East Timor in 1999… It is clear that a fundamental shift has taken place regarding humanitarian intervention and that more and more states embrace the broad values expressed by R2P.” (“Democracy, Human Rights, and the Emerging Global Order: Workshop Summary,” Brookings Institution, 2012)

Again, I caution about reading posts in full.

Here in this rebuttal Victor doubled down, which I admire because that is interesting, but with which I agree with even less because he seems to be far removed from how the world really works in terms of international relations, not merely in practice, but also in theory as well.  That said, his response deserves a much more serious reply than my first post evinced. I have been fiddling with one ( I seem to be moving slowly these days) but another voice – “Leonidas Musashi” – has entered the debate at The Bridge with a sharp retort against Allen’s conception of R2P:

Responsibility to Protect: Rhetoric and Reality 

….My main observation, however, is that the discussion thus far has been focused more on a “right” to protect than a “responsibility” to do so. The arguments indicate that a state has a responsibility to protect its people but takes for granted that third parties somehow inherit this responsibility when the state cannot fulfill it. There is a missing explanation here. The need to justify such efforts may seem callous, but a nation’s highest moral order is to serve its own citizens first. Such an explanation would certainly be a legitimate demand for a mother that loses a son who volunteered to defend his nation, or for a government entrusted by its people to use their resources to their own benefit. While it is often stated that the international community “should” intervene, explanation of where this imperative comes from is not addressed other than by vague references to modern states being interconnected. But this implies, as previously stated, a right based on the self-interest of states, firmly grounded in realistic security concerns, rather than any inherent humanitarian responsibility to intervene. Instability and potential spillover may very well make it within a nation’s vital interests to intervene in another country and pursuing humanitarian and human rights goals within the borders of another state may well be in a nation’s secondary interests. But if this is the case, the calculus of the political leadership will determine if pursuing this goal is worth the cost/potential costs – as has been done in such cases as North Korea, Iran, Zimbabwe, Tibet and Syria. In either case, the decision is determined by what is in the nation’s interests, a reality that makes R2P not a mandate, but a merely a post hoc justification for interventions that do occur.

Leonidas makes many good points, in my view, but the intellectual fungibility of R2P as a concept, its elastic and ever evolving capacity to serve as a pretext for any situation at hand is the most important, because it is potentially most destabilizing and threatening to other great powers with which the United States has to share the globe. In short, with great responsibilities come greater costs.

In part II. I will lay out a more methodical case on the intellectual phantom that is R2P.

An Absurd Column by Walter Pincus

Thursday, December 26th, 2013

[by Mark Safranski, a.k.a. “zen“]

Walter Pincus, taking notes for the embattled bureaucrats of the creepy-state here:

‘Front-Page Rule’ is unprecedented in U.S. intelligence community 

….“Accountability and secrecy” were two watchwords a former senior intelligence official said guided operations during his 40-year career, not whether the public would approve of everything he was doing.

However, that’s not what President Obama’s Review Group on Intelligence and Communications Technologies said last week after its study of intelligence gathering in the wake of disclosures generated by former National Security Agency contractor Edward Snowden’s leaking of tens of thousands of previously secret NSA documents.

The president’s five-member panel called for reinstituting what it called the “Front-Page Rule,” which it described as an “informal precept, long employed by the leaders of U.S. administration.” It said such activities should not be undertaken if the public couldn’t support them if exposed.

In some 40 years of covering intelligence, I have never heard of such a rule, nor have several former senior intelligence officials with whom I have talked.

….Today, within the ranks of the intelligence community, there is concern that, in the face of the political uproar growing out of the Snowden disclosures, Obama might be backing away from the NSA after initially supporting the agency. “The White House may be looking to escape responsibility,” the former official said, adding that recently not enough public support has been given to Director of National Intelligence James R. Clapper Jr. and NSA Director Gen. Keith B. Alexander, who are out front defending the programs.

There are other recommendations and statements put forward by the president’s review board that run contrary to past and present operations.

For example, the panel said a collection effort should not be initiated “if a foreign government’s likely negative reaction” to it being revealed “would outweigh the value of the information likely to be obtained.” That’s a judgment call that every CIA officer, from junior to senior, routinely makes.

….The president’s review board writes that “if we are too aggressive in our surveillance policies under section 702 [a program that permits collection of intelligence from foreign targets associated with terrorists], we might trigger serious economic repercussions for American businesses.”

It is true that the Church and Pike hearings left a generation of IC personnel feeling burned and very risk averse toward covert operations and distrustful of politicians as a career philosophy. We are seeing that longstanding IC bureaucratic preference for risk aversion here in the veiled threat by senior insiders that the IC will have to sit on their hands vis-a-vis foreigners unless the NSA is greenlighted to spy on Americans to an unlimited degree.

What utter rubbish.

The Church and Pike hearings were primarily about the so-called CIA “crown jewels” – clandestine operations, actual and proposed, against foreign targets that were hostile to the United States and usually sympathetic to the Soviet Union when not outright Communists. Some of these operations were ill-considered and harebrained while others were well conceived if not executed, but the driving force behind the hearings was that many prominent committee members were very liberal to leftist antiwar Democrats, some had monumental egos or presidential ambitions and many strongly opposed anti-communist and interventionist foreign policies for ideological reasons.

It is also true that this 1970’s history has little or nothing to do with the NSA becoming an unconstitutional organ of mass domestic surveillance. Apples and oranges. Letting the NSA control all our private data data does not mean the CIA then runs a more robust HUMINT clandestine program against the Iranians, al Qaida, the Chinese or Pakistanis. Likely it will produce the opposite effect as relying systemically more and more on SIGINT is a dandy bureaucratic excuse to approve fewer and fewer covert operations or risky espionage targets.

Americans, outside State Department personnel who have to deal with the resultant headaches, could really care less if the NSA bugs the German chancellor’s cell phone or the ex-terrorist Marxist president of Brazil. To the extent they think of it at all, most would probably say “Hell, yeah!” because that is exactly what a foreign intelligence service is for. If Americans heard the NSA or CIA conducted some surveillance that resulted in Ayman al-Zawahiri being killed in a horrible way it is likely to meet with high approval ratings.
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The idea that Americans as a whole, outside of the usual anti-American activist-protestor crowd, dislike successful covert ops against our enemies is a proposition for which there is scant evidence. The so-called “Frontpage rule” being touted by Pincus is complete B.S. intended to blur the lines of what institutional missions are really being discussed.
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If senior managers of the NSA and CIA would rather investigate American citizens on a national scale in secret then they are in the wrong line of work and should resign or retire so that people more motivated to harry our enemies can take their places. Mass surveillance is the job of a secret police, not a foreign intelligence or even a counterintelligence service. In some countries a secret police agency is a normal and legal part of the government structure. The United States is not one of those nations and the “big boy rules” for IC operations overseas against specific, dangerous, hostile foreign targets cannot apply inside the United States against the broad mass of citizens while having the US remain a constitutional democracy anchored in the rule of law.
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You can have one or the other but not both.

For the Fourth of July: The Once and Future Republic?

Thursday, July 4th, 2013

Ahem….”I told you so“.

“Congress intended to allow the intelligence communities to access targeted information for specific investigations. How can every call that every American makes or receives be relevant to a specific investigation?”

                                                             – Representative James Sensenbrenner (R-Wisconsin)
                                                                 A primary author of The Patriot Act 

“We have not yet seen any evidence showing that the NSA’s dragnet collection of Americans’ phone records has produced any uniquely valuable intelligence. Gen. Alexander’s testimony yesterday suggested that the NSA’s bulk phone records collection program helped thwart ‘dozens’ of terrorist attacks, but all of the plots that he mentioned appear to have been identified using other collection methods. The public deserves a clear explanation”

                                                                 – Senators Ron Wyden (D- Oregon) and Mark Udall (D- Colorado)

“What I learned from our journalists should alarm everyone in this room and should alarm everyone in this country….The actions of the DoJ against AP are already having an impact beyond the specifics of this particular case. Some of our longtime trusted sources have become nervous and anxious about talking to us, even on stories that aren’t about national security. And in some cases, government employees that we once checked in with regularly will no longer speak to us by phone, and some are reluctant to meet in person. This chilling effect is not just at AP, it’s happening at other news organizations as well”

                                                               – Gary Pruitt, President of the Associated Press 

“The people who are worried about privacy have a legitimate worry….But we live in a complex world where you’re going to have to have a level of security greater than you did back in the olden days, if you will. And our laws and our interpretation of the Constitution, I think, have to change.”

                                                              – Michael Bloomberg, Mayor of New York City 

“One-party autocracy certainly has its drawbacks. But when it is led by a reasonably enlightened group of people, as China is today, it can also have great advantages.”

                                                                -Thomas Friedman, NYT Columnist 

“Toll records, phone records like this, that don’t include any content, are not covered by the fourth amendment because people don’t have a reasonable expectation of privacy in who they called and when they called, that’s something you show to the phone company. That’s something you show to many, many people within the phone company on a regular basis.”

                                                                 – James Cole, Deputy Attorney-General 

“In the abstract you can complain about Big Brother and how this is a program run amok, but when you actually look at the details, I think we’ve struck the right balance.”

                                                                 -Barack Obama, President of the United States 

While we need intelligence services, including the formidable collection capacity of the NSA, we don’t need a mammoth repository of information being continually compiled on every American, held in perpetuity by the US government.

First, the mere existence of so massive a database on the data of all Americans is itself a critical strategic vulnerability and a potential risk to the national security of the United States because it centralizes for any would be spy or hacker not just anything, but virtually *everything* they would want to know about *everyone*. The greatest testament against the strategic wisdom of this scheme from a counterintelligence perspective is the erstwhile Mr. Edward Snowden – breach just one security regime and you walk away with the whole store or as much of the store as you have time and brains to snatch.

How many Snowdens have we *not* heard about because they were quietly fired by a contractor? How many other Snowdens working for foreign intelligence services eluded government detection and got away with who knows what?  Or are still doing it now?

Not exactly a resilient system from a cybersecurity perspective, is it?

What the USG has done here is not dumb. It is fucking dumb with a capital F. Sometimes we get so caught up from a technical viewpoint in what we might be able to do that no one stops and seriously considers if we should do it. From such unasked questions come the unwanted second and third order effects we live to rue.

Unless, of course,  building a draconian comprehensive digital dragnet for a  “leaky system” is what was desired in the first place. If so, bravo gentlemen.

Which brings us to the second point: the surveillance state as currently configured in law with the legal equivalent of string and chewing gum is inimical to the long term survival of the United States as a constitutional Republic. This is not an attack on any particular person or politician or three letter agency. It’s a hard world filled with extremely bad men who would do us lasting harm, so we need our spooks, but the spooks need proper constitutional boundaries set by our elected representatives in which to operate and somewhere in the past decade we have crossed that Rubicon.

The United States of America has had a historically remarkable run of 237 years of good government and in all that time the system failed us only once. That one time cost the lives of approximately 630,000 Americans.

On a level of moral and political legitimacy, we have created a bureaucratic-technological machine, a sleepless cyber  J. Edgar Hoover on steroids that contradicts our deeply held political values that define what America is and aspires to be. There is no way to reconcile cradle-to-grave digital dossiers on the 24/7 life of every American with the provisions of the US. Constitution. Really, an ever-watching state was not in the cards at our Constitutional Convention, even with the delegates like Alexander Hamilton who privately thought George Washington might make a fine King.

On a more pragmatic level, in creating the SIGINT-cyber surveillance state we have made not an idiot-proof system, but an idiot-enabling one that represents an enormous potential reserve of power that will be an unbearable temptation for misuse and abuse. The long, bloody and sordid record of human nature indicates that someone, eventually, will not be able to resist that temptation but will be smart enough to get away with it. If we are greatly fortunate, it will be a lazy person of limited vision looking merely to enrich themselves and their friends. Or a malevolent minor bureaucrat like Lois Lerner looking to punish “the little people” who raised her ire.  If we are unlucky, it will be a gifted figure of ill intent and outsized ambitions, an American Caesar.

Or an American Stalin.

In the long term, our Democracy will not be healthy when the government – that is, the Executive – monitors everyone and stores everything  we do forever. While most of us are not that interesting, reporters, public figures, newspaper publishers, members of Congress, aspiring politicians, their campaign donors,  judges, dissenters, writers and so on are very interesting to people in power. The Congress, for example, cannot do it’s job properly when it’s cloakroom is bugged and their email is read anymore than can the editorial office of the Associated Press. What we have built, if it existed in a foreign country, would be frankly described as a “Deep State.  Nations with deep states are not pleasant places to live and they usually do not work well. At best, they look like Russia and Turkey, at worst they look like Pakistan and Iran.

Rolling the surveillance state back to targeting foreign enemies, it’s proper and constitutional role, instead of every American citizen – yes, we are all, every man, woman and child of every race, creed, color and political persuasion being treated as potential enemies by the Federal government – is up to us and only us.  Tell your Congressman, your Senator and the President what you think in a respectful and thoughtful way – and then make this an issue that decides your vote.

If we do nothing, we have no one to blame but ourselves for what comes next. We can at least console ourselves with pride in the fact that the US had a good go at making freedom work unequaled in world history, but that democracy may had had it’s time.  Others in the distant future, may profit from our example the way we learned from Athens, Rome and Britain. Or we can leave while the door still remains open.

Enjoy your Fourth.

                                                “Well, Doctor, what have we got, a republic or a monarchy?”

                                                                      – Mrs. Powell

                                             ” A Republic, if you can keep it”

                                                                      – Benjamin Franklin
                                                                         Signer of the Declaration of Independence
                                                                         Delegate, Constitutional Convention

The easy way or the hard way?

Saturday, June 1st, 2013

[ by Charles Cameron — thinking more in terms of challenge than of threat, and skipping via Chicago Law, Everest, and Handel’s Messiah to a Venn diagram of the workings of conscience ]
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Well, I don’t always read the Chicago Law Review cover to cover, or even at all to be honest — but I confess I did like this opening paragraph from George Loewenstein† & Ted O’Donoghue†† (love those daggers after your names, guys):

If you ever have the misfortune to be interrogated, and the experience resembles its depiction in movies, it is likely that your interrogator will inform you that “we can do this the easy way or the hard way.” The interrogator is telling you, with an economy of words, that you are going to spill the beans; the only question is whether you will also get tortured — which is the hard way. In this Essay, we argue that much consumption follows a similar pattern, except that the torturer is oneself.

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Here’s the easy vs hard contrast I was thinking about as I googled my way to the Law Review — as you’ll see, it has nothing to do with interrogation:

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So, a little background. Jason Burke has been covering Everest for The Guardian lately, since it has been almost exactly sixty years since Hillary and Tenzing were the first to “conquer” the highest peak on earth — and one of his reports caught my eye — Everest may have ladder installed to ease congestion on Hillary Step:

It was the final obstacle, the 40 feet of technical climbing up a near vertical rock face that pushed Sir Edmund Hillary to the limit. Once climbed, the way to the summit of Mount Everest lay open.

Now, almost exactly 60 years after the New Zealander and his rope-mate, Sherpa Tenzing Norgay, stood on the highest point in the planet, a new plan has been mooted to install a ladder on the famous Hillary Step, as the crucial pitch at nearly 29,000ft has been known since it was first ascended. The aim is to ease congestion.

That’s what the upper panel, above, is all about — and I think it contrasts nicely with the bottom panel, which shows a rurp. Should you need one, you can obtain your own Black Diamond rurp here.

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Rurps are awesome. Here are two descriptions of them, both taken from the mountaineering literature, and neither one of them focusing in too closely on the poetry of the name…

Steve Rope, Camp 4: Recollections of a Yosemite Rockclimber, p. 107:

Chouinard’s “rurp” was obviously something special. An acronym for “realized ultimate reality piton,” this ludicrously small fragment of heat-treated steel opened our eyes to untold possibilities.

and Chris Jones, Climbing in North America, p. 273:

It was about the size of a postage stamp. The business end was the thickness of a knife blade and penetrated only a quarter-inch into the rock. With several of these Realized Ultimate Reality Pitons, or rurps, Chouinard and Frost made the crux pitch on Kat Pinnacle (A4). It was the most difficult aid climb in North America.

Chouinard named this postage-stamp-sized thing the realized ultimate reality piton (RURP) because if you willingly and literally hang your life on that quarter-inch of steel, you’re liable to realize, well, ultimate reality.

Zen — yours for $15 and exemplary courage.

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Here’s my question: should we make the hard way easier?

When is that a kindness, and when is it foolish?

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In its own way, of course, a rurp is an assist — it makes the hard way a tad easier for the serious climber.

As indeed would the proposed “ladder” on Everest: here’s why it might be not-such-a-bad idea:

This year, 520 climbers have reached the summit of Everest. On 19 May, around 150 climbed the last 3,000ft of the peak from Camp IV within hours of each other, causing lengthy delays as mountaineers queued to descend or ascend harder sections.

“Most of the traffic jams are at the Hillary Step because only one person can go up or down. If you have people waiting two, three or even four hours that means lots of exposure [to risk]. To make the climbing easier, that would be wrong. But this is a safety feature,” said Sherpa…

Besides, the idea is to set it up as a one-way street…

Frits Vrijlandt, the president of the International Mountaineering and Climbing Federation (UIAA), said the ladder could be a solution to the increasing numbers of climbers on the mountain.

“It’s for the way down, so it won’t change the climb,” Vrijlandt told the Guardian.

Ah, but then there’s human nature to consider:

It is unlikely, however, that tired ascending climbers close to their ultimate goal will spurn such an obvious aid at such an altitude.

Bah!

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Shouldn’t we just level the top off, as Handel and Isaiah 4.4 suggest, and as we’re doing in the Appalachians?

A little mountaintop removal mining, a helipad, and voilà — even I could make it to the summit!

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But to return to Loewenstein† & O’Donoghue†† — their paper’s full title was “We Can Do This the Easy Way or the Hard Way”: Negative Emotions, Self-Regulation, and the Law — how can a theologian such as myself resist a diagram such as this?

Tyrannicide and the Lost Republic

Tuesday, March 19th, 2013

“Beware the Ides of March”

T. Greer gave me a rousing recommendation that I read the following post on the death of Julius Caesar by Burt Likko of The League of Ordinary Gentlemen blog. Greer was correct, it was outstanding. You should read the post in it’s entirety:

Rue the Ides

….One of my big observations about Julius Caesar is that he took great care in his career to do nothing that he could not credibly claim that a political or military leader had not done before him. Scipio Africanus used his huge prestige from winning a massive war for Rome to monopolize all political power within his own family. The Gracchi disregarded informal controls in the cursus honorum in favor of pursuing needed reform. Pompey used extraordinary and open-ended military powers to wage a war of conquest for Rome and got personally rich doing it. Catalina had been a blue-blooded populist who thumbed his nose at the consuls in power. Both Marius and Sulla had marched on Rome; Marius was consul six times in a row and Sulla was a dictator for longer than the traditional six months and used attainders to purge the ranks of the elites of his enemies.

So all along, when people protested to Caesar that he was making himself into a king, he could point to precedent and say he was doing nothing new, and nothing that the republic hadn’t been through before without losing its republican character. This seemed a transparent fiction to his critics. But for a legal culture steeped in and heavily reliant on precedent, it mattered a lot. Not for nothing did Caesar spend the first chapter of both his books chronicling his own military conquests on offering political justifications for what he had done.

After all nearly two centuries of history that preceded Caesar’s rise to power demonstrated that in order for the government of Rome to be effective, it took a blue-blooded strongman brushing aside the niceties of the anti-autocratic but ossified constitution to actually do something. And that same history demonstrated to him that the public admired success much more than it did formal adherence to the law – which had grown too complex, too much a creation of the elite, and too distant from the realities of daily life and popular culture, to matter all that much to the average Roman on the street. The formalities of government were for the elites to worry about, not the common man functionally unaffected by them; justice was obtained through informal means and not through the courts.

By the end of the civil war against Pompey and the remnants of the Scipio Africanus family’s control group, every tribune, every judge, every junior official, and every decision-maker of consequence was a client of Gaius Julius Caesar. Caesar himself held a consulship, a censorship, and a dictatorship and was quite clear that he would never let those things go – he clearly intended to hold on to all of that prestige and power and immunity from criticism until his death, and he would brook no serious opposition. [….]

Read the rest here.

There is much to agree with here.

First, I think Likko understood the limitations, frustrated ambitions and political immaturity of the anti-Caesarian and Optimate conspirators very well. Tyrannicide in classical antiquity was not mere political assassination, but a noble act, usually accompanied by martyrdom, which further sanctified it. This was true of the Athenians who had put up statutes of  Harmodius and Aristogeiton who slew the tryrant Hipparchus and Lucius Junius Brutus, the ancestor of the assassin Brutus, was revered for his leadership in the overthrow of the Roman monarchy of the Tarquins.

That the conspirators expected that the participation of Brutus in the murder of his patron Caesar would resonate symbolically as an intended gesture of patriotism with the Roman people was reasonable; the romantic hope the assassination itself would prove politically transformative was not.  Likko was correct, Rome had changed since the second century BC – and not just from the abusive political intrigues of the Patrician elite but by the Social Wars that brought the bulk of Rome’s Italian allies into their political community as Roman citizens. The “People of Rome” had changed and the mob of landless poor – whom Populares like Caesar wished to aid with reforms over optimate objections – had grown much larger and dangerous.

This goes to Likko’s larger point that, as revered as the Republican traditional virtues and outward forms may have been in terms of lip service, in substantive practice as the first century AD progressed, they were increasingly ignored when convenient to powerbrokers, the wealthier classes or the mob.  Sulla’s attempt to “re-set” the Roman political system along traditionalist lines by blood purge and Cincinnatus-like personal example failed within a generation.  Other than the terrifying example of the proscriptions to inculcate political restraint, which lasted only so long as Sulla lived, nothing else was introduced to tamp down the subversive dynamic of unrestrained and aggressive aristocratic political competition for imperium and glory by the ambitious among Rome’s elite.

Where Likko errs, somewhat, in my opinion, is here:

The liberators did not think about institutions. They did not think about culture. They did not think about logistics. They did not think about government. They did not think about the contradiction inherent in a lawless act done in the name of preserving the law. They did not think about the immediate political aftermath. 

Some of this is right – the conspirators did not think clearly about politics, given the large numbers of patricians and rich “new men” alike who had fallen under Caesar’s spell or grudgingly accomodated themselves to his personal rule after the failure of Pompey and Cato. That they expected the sort of popular sympathy Cato received -really more public respect for his incorruptibility and intrangisent virtue than any widespread desire to emulate Cato’s antiquated Roman mores or reactionary politics – is itself evidence f how out of touch they were. That said, thinking in terms of institutions would have been nigh impossible for them.  As an aristocratic Republic, Rome’s institutions that composed what we might call “the state”  were very few in number and skeletal in form. This was because the expectation was that patrician leadership, informally exercised through their extensive clientelas, their public benefactions and donations, expressions of charismatic auctoritas even when not in power, would always provide the muscle to make things happen. These in turn would be regulated by age-old custom, tribunican vetoes, the signs of the augurs, the weight of Senatorial opinion and what formal laws existed.

When custom began to be lightly disregarded in pursuit of political vendettas and even the legions did not possess an “institutional” existence yet, there was little to stop aristocracy from transmogrifying into oligarchy and autocracy. Conceiving of institutions in the modern sense of an independent, self-regulating,  corporate body in the late 1st century BC would have been a radical innovation to say the least. Even Octavian’s assumption of imperial power was done under the mantle of amalgamating republican offices in his own person that took many lifetimes to crystallize “princeps” into an institutionalized, tyrannical, office of  “emperor” as understood later in the time of the Dominate.  Brutus, the wayward follower of Cato, could no more have conceived of institutionally-based constitutional reform to renovate Roman government than he could have invented an airplane

This however, is a mere quibble about a minor point in an excellent post.


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