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Elkus on Mad Dogs and Military History

Friday, May 10th, 2013

Adam Elkus has a lengthy and meaty post at Abu Muqawama, inspired by General Mattis, one that you should really read in full:

The Mattis Book Club

….But while gaining an understanding of the nature of war is useful, there are a lot of things it won’t do. This becomes most apparent in the section of the email where Mattis makes specific claims. Mattis repeatedly states that nothing is new under the sun, makes comparisons across big temporal zones (Alexander the Great in Persian Iraq vs. 2004 iraq), and advances specific analytical arguments about military theories. He does so on the basis of a sweeping generalization that 5,000 years of warfare tells us in aggregate that war has not changed. While this makes for a rousing line, it is also a fairly problematic statement. How do we really know that the nature of war has not changed in 5,000 years?

We should recognize that this is an isolated quote, and strive to not take out of context what was a heartfelt letter to a colleague in need of guidance. But the argument itself—as the cumulative product of a process of self-education in the nature of warfare, does merit some critical analysis. It is part of a humanistic conception of war that stresses the unity of military experience across the ages, and puts the fighting man’s will first. What Mattis dashed off in an email has been repeated by others in journal articles, blog posts, essays, and books. The military historian Brian McAllister Linn, in his seminal study of the Army’s cultures, dubbed it the “heroic” style of war. Linn constrasts this humanistic style this with technocratic Managers, defensive Guardians, and other military tribes with differing values and approaches.

So what do we know about 5,000 years of constant violence?

Often times the answer is that it depends. As my Fuller and Liddell-Hart examples illustrate, the quality of historical accounts is extremely uneven. Military history as a modern discipline only started with Hans Delbruck, a civilian who did some basic math and discovered that many of the most prominent chroniclers of pre-modern warfare were flat-out wrong about ancient history’s greatest battles and campaigns. Anthropologists still argue today about the nature of violence in the evolutionary state of nature and whether it can be mapped to violence in settled states. Second, it may be true that war is war in the Clausewitzian sense. But while it is technically true that Alexander’s Iraqi opponents and Sadrist mobs are both humans seeking to use force to impose their will, this in and of itself is not very useful. There are fairly prominent shifts in the character of politics, the international system, techology, wealth, and society that matter too.  

What constitutes politics is a very important point.

Take for example, the Romans. There was a definite shift between the Early-Middle Republican eras and the Late Republic in elite politics and the socioeconomic conditions upon which Roman assumptions about war and the organization and supply of Legions rested.  Growing inequality of wealth was making it harder for Plebian citizens to afford to muster for a campaign, the need for longserving “professional” Legates to maintain “institutional memory” of the “arts of war” of the Legions expanded even as the highly coveted opportunities for Patricians to command decreased. These trends clashed with what the Romans liked to  believe about themselves and the friction between advocates of reforms (often necessary and practical) and the upholders of  centuries of honored tradition made Roman politics increasingly bitter, dysfunctional and subsequently lethal. The early Romans would have been horrified by Marius and Sulla, to say nothing of Antony and Octavian.

In the end, the politics of the Romans, along with their battlefield experiences, changed how they organized and manned their Legions, why and how they fought the wars as they did and continued to shape Roman warfare as long as the empire lasted. Julius Caesar would have been as startled by Late Antiquity’s semi-barbarian “Roman” Magister Militiums as his own career would have dismayed Decius Mus.

Adam goes on to have some useful things to say about the need for combining historical and quantitative  social science  methodologies and the limitations of each. Delbruck’s overstated skepticism of the ancients aside, sometimes we moderns do not count any better in war or politics – or at times,  even worse

On Socrates and his Legacy, Part II: Stone, Socrates and Religion

Tuesday, March 26th, 2013

This is the second in a series of posts regarding Socrates and his modern legacy that began with a discussion of the books and authors involved – The Trial of Socrates by I.F. Stone and Socrates: A Man for Our Times by Paul Johnson . We are also getting some direction from a foremost academic authority on Socrates and Plato, the late Gregory Vlastos in the form of  his last book,  Socrates: Ironist and Moral Philosopher

The greatest divergence between Johnson and Stone is on the matter of Socrates and religion. This is is some importance because one of the charges leveled at Socrates by his accusers Anytus and Meletus was not believing in “the gods of city”and introducing new ones.

The sincerity of this specific charge is an interesting question. As both authors indicated, the century of pre-Socratic philosophers in Athens laid the cornerstone of empirical and rational thought about nature that were the forerunners of both materialism as well as science in the form of natural philosophy. This coincided with the rise of Athens to greatness and empire and a possible change in Athenian civic culture, not so much a secularization but an emphasis on humanism over mysticism in political affairs. This point Johnson was at pains to emphasize as the core nature of “the cultural revolution” wrought by “the Periclean regime” , where Protogoras was prominent sophist. Stone regards the transition to one where religion was “demoted…reduced to venerable fables and metaphorical personifications of natural forces and abstract ideas” which renders the religious question at Socrates’ trial a “distraction”.  The primitive awe in which the Greek gods were held during archaic times, gave way to a more ritualistic and cultural reverence in the classical period, or so this line of argument goes.

I am not certain this interpretation is correct to that exaggerated degree. It strikes me far more likely as a representation of the beliefs of  educated elite Athenians at the time than those of the middle classes or the thetes, or of Greeks from other cities. Pagan folk religion probably retained the same influence over public and private life in Athens as Christianity does in America in our own times. That is to say there were likely differences in religiosity between the aristocratic elite and the masses in democratic Athens and between political factions (democratic, moderate and extreme oligarchic).

Some contrasting examples: Nicias, whose political reputation with the Assembly was anchored in trust of his admirable piety, brought final disaster upon the Sicilian Expedition and himself with his obstinate, superstitious, deference to religious signs and soothsayers when the path of escape still remained open. Xenophon, in delicately rebuffing calls to accept rulership over the 10,000 in The Anabasis of Cyrus used pious arguments with the soldiers that he himself probably viewed with some degree of cynicism because they were an effective excuse to pass the leadership to a Spartan. Speaking of the Spartans, they were known in this time as “the craftsmen of war” not because of battle art but because of their zealous adherence to military religious ceremonials and divination of sacrificial animals to discern the will of the gods.

That does not sound much like a people for whom Zeus and Apollo were merely enjoyable campfire fables for children, figures of comic sport in the theater or convenient metaphors for chance or the weather.

Stone argued that Athenian religion had been “demoted” but did so for purposes of rebutting the claim of Socrates that decades of comic poets lampooning him in their plays (like The Clouds, by Aristophanes) had prejudiced the jury against him. Stone was also writing  The Trial of Socrates after the time when standards of  “traditional morality” had been challenged culturally and theologically during the sixties and seventies and were rejected by a significant part of the Baby Boom generation:

….As for not believing in gods, the Athenians were accustomed to hearing the gods treated disrespectfully in both the comic and the tragic theater. For two centuries before Socrates, the philosophers had been laying the foundations of natural science and metaphysical inquiry. Their gigantic pioneering in free thought still awes us as we pore over the fragments of these so-called pre-Socratics. Almost all the basic concepts of science and philosophy may be found there in embryo. They first spoke of evolution and conceived the atom. In the process the gods were not so much dethroned as demoted and bypassed. They were reduced to venerable fables or metaphorical personifications of natural forces and abstract ideas.

These philosophers were rationalists and rarely bothered with what we call “theology”. The very term was unknown to them. Indeed it does not appear in Greek until the century after Socrates. The word theologia – talk about gods – turns up for the first time in the Republic when Plato is explaining what the poets in utopia will not be allowed to say about the divine powers. In his ideal society a Socrates would have indeed been punishable for deviating from the state-sanctioned theologia, but not in Athens.

….Polytheism was, by it’s pluralistic nature, roomy and tolerant, open to new gods and new views of old ones. It’s mythology personified by natural forces and could be adapted easily, by allegory, to metaphysical concepts. These were the old gods in a new guise, and commanded a similar but fresh reverence.

Atheism was little known and difficult for a pagan to grasp because he saw divinity all about him, not just on Olympus but in the hearth and boundary stone, which were also divinities though of a humbler sort…..

….It was the political, not the philosophical or theological views which finally got Socrates into trouble. The discussion of religious views diverts attention from the real issues. 

Stone develops this theme further in his explanation of how Socrates might have won acquittal, had the old philosopher not been determined to antagonize his jury:

The indictment’s two counts are equally vague. No specific acts against the city are alleged. The complaints are against the teaching and beliefs of Socrates. Neither in the indictment – nor at the trial – was there any mention of any overt act of sacrilege or disrespect to the city’s gods or any overt attempt or conspiracy against it’s democratic institutions. Socrates was prosecuted for what he said, not for anything he did.

In other words, the charges against Socrates were of a very different character than the ones which had been made during the Expedition to Syracuse against the close associate and student of  Socrates, the ambitious demagogue Alcibiades. The latter had been charged with sacrilege, specifically defaming and vandalizing the Eleusinian Mysteries, forcing his recall as joint strategos over the expedition and summoning him back to Athens for trial. This ill-fated and poorly timed indictment may or may not have been false, but it had certainly been politically motivated and was the catalyst for the subsequent treason of Alcibiades and the military disaster in Sicily, both so damaging to Athens. That charge, unlike the one against Socrates however, was based upon real acts that had taken place, whether Alcibiades had been the culprit or not.

….on the impiety charge, Socrates is as vague as the indictment. He never discusses the accusation that he did not respect or believe in – the Greek verb used, nomizein, has both meanings – the gods of the city. Instead, he traps the the rather dim-witted Meletus into accusing him of Atheism, a charge he easily refutes. But there was no law against atheism in ancient Athens either before or after the trial. Indeed, the only place we find such a law proposed is in Plato’s Laws. In this respect, Plato was the exception to the tolerance that paganism showed to diverse cults and philosophic speculation about the gods.

….it was monotheism that brought religious intolerance into the world. When the Jews and Christians denied divinity to any god but their own, they were attacked as atheos or “godless”. This explains how – to borrow Novalis’s characterization of Spinoza – a “God-intoxicated” Jew and Christian like St. Paul could be called an “atheist” by pious and indignant pagans.” 

We will see later that Johnson takes a normatively very different, but logically complementary view to Stone on “Socratic monotheism”, who concludes:

By trapping Meletus into calling him an atheist, Socrates evaded the actual charge in the indictment. It did not accuse him of disbelief in Zeus and the Olympian divinities, or in gods generally. It charged disbelief in ‘the gods of the city”.

This was in the ancient Greek sense, a political crime, a crime against the gods of the Athenian polis. This is a crucial point often overlooked.

In Athens, Democracy was itself deified and personified, at least to the extent of having it’s own ritual priest in the annual theater of Dionysus – and what was old Socrates in the view of Stone but the teacher of antidemocratic and antipolitical doctrines in a city where the Democracy had been overthrown by the Thirty?

End Part II.

Tyrannicide and the Lost Republic

Tuesday, March 19th, 2013

“Beware the Ides of March”

T. Greer gave me a rousing recommendation that I read the following post on the death of Julius Caesar by Burt Likko of The League of Ordinary Gentlemen blog. Greer was correct, it was outstanding. You should read the post in it’s entirety:

Rue the Ides

….One of my big observations about Julius Caesar is that he took great care in his career to do nothing that he could not credibly claim that a political or military leader had not done before him. Scipio Africanus used his huge prestige from winning a massive war for Rome to monopolize all political power within his own family. The Gracchi disregarded informal controls in the cursus honorum in favor of pursuing needed reform. Pompey used extraordinary and open-ended military powers to wage a war of conquest for Rome and got personally rich doing it. Catalina had been a blue-blooded populist who thumbed his nose at the consuls in power. Both Marius and Sulla had marched on Rome; Marius was consul six times in a row and Sulla was a dictator for longer than the traditional six months and used attainders to purge the ranks of the elites of his enemies.

So all along, when people protested to Caesar that he was making himself into a king, he could point to precedent and say he was doing nothing new, and nothing that the republic hadn’t been through before without losing its republican character. This seemed a transparent fiction to his critics. But for a legal culture steeped in and heavily reliant on precedent, it mattered a lot. Not for nothing did Caesar spend the first chapter of both his books chronicling his own military conquests on offering political justifications for what he had done.

After all nearly two centuries of history that preceded Caesar’s rise to power demonstrated that in order for the government of Rome to be effective, it took a blue-blooded strongman brushing aside the niceties of the anti-autocratic but ossified constitution to actually do something. And that same history demonstrated to him that the public admired success much more than it did formal adherence to the law – which had grown too complex, too much a creation of the elite, and too distant from the realities of daily life and popular culture, to matter all that much to the average Roman on the street. The formalities of government were for the elites to worry about, not the common man functionally unaffected by them; justice was obtained through informal means and not through the courts.

By the end of the civil war against Pompey and the remnants of the Scipio Africanus family’s control group, every tribune, every judge, every junior official, and every decision-maker of consequence was a client of Gaius Julius Caesar. Caesar himself held a consulship, a censorship, and a dictatorship and was quite clear that he would never let those things go – he clearly intended to hold on to all of that prestige and power and immunity from criticism until his death, and he would brook no serious opposition. [….]

Read the rest here.

There is much to agree with here.

First, I think Likko understood the limitations, frustrated ambitions and political immaturity of the anti-Caesarian and Optimate conspirators very well. Tyrannicide in classical antiquity was not mere political assassination, but a noble act, usually accompanied by martyrdom, which further sanctified it. This was true of the Athenians who had put up statutes of  Harmodius and Aristogeiton who slew the tryrant Hipparchus and Lucius Junius Brutus, the ancestor of the assassin Brutus, was revered for his leadership in the overthrow of the Roman monarchy of the Tarquins.

That the conspirators expected that the participation of Brutus in the murder of his patron Caesar would resonate symbolically as an intended gesture of patriotism with the Roman people was reasonable; the romantic hope the assassination itself would prove politically transformative was not.  Likko was correct, Rome had changed since the second century BC – and not just from the abusive political intrigues of the Patrician elite but by the Social Wars that brought the bulk of Rome’s Italian allies into their political community as Roman citizens. The “People of Rome” had changed and the mob of landless poor – whom Populares like Caesar wished to aid with reforms over optimate objections – had grown much larger and dangerous.

This goes to Likko’s larger point that, as revered as the Republican traditional virtues and outward forms may have been in terms of lip service, in substantive practice as the first century AD progressed, they were increasingly ignored when convenient to powerbrokers, the wealthier classes or the mob.  Sulla’s attempt to “re-set” the Roman political system along traditionalist lines by blood purge and Cincinnatus-like personal example failed within a generation.  Other than the terrifying example of the proscriptions to inculcate political restraint, which lasted only so long as Sulla lived, nothing else was introduced to tamp down the subversive dynamic of unrestrained and aggressive aristocratic political competition for imperium and glory by the ambitious among Rome’s elite.

Where Likko errs, somewhat, in my opinion, is here:

The liberators did not think about institutions. They did not think about culture. They did not think about logistics. They did not think about government. They did not think about the contradiction inherent in a lawless act done in the name of preserving the law. They did not think about the immediate political aftermath. 

Some of this is right – the conspirators did not think clearly about politics, given the large numbers of patricians and rich “new men” alike who had fallen under Caesar’s spell or grudgingly accomodated themselves to his personal rule after the failure of Pompey and Cato. That they expected the sort of popular sympathy Cato received -really more public respect for his incorruptibility and intrangisent virtue than any widespread desire to emulate Cato’s antiquated Roman mores or reactionary politics – is itself evidence f how out of touch they were. That said, thinking in terms of institutions would have been nigh impossible for them.  As an aristocratic Republic, Rome’s institutions that composed what we might call “the state”  were very few in number and skeletal in form. This was because the expectation was that patrician leadership, informally exercised through their extensive clientelas, their public benefactions and donations, expressions of charismatic auctoritas even when not in power, would always provide the muscle to make things happen. These in turn would be regulated by age-old custom, tribunican vetoes, the signs of the augurs, the weight of Senatorial opinion and what formal laws existed.

When custom began to be lightly disregarded in pursuit of political vendettas and even the legions did not possess an “institutional” existence yet, there was little to stop aristocracy from transmogrifying into oligarchy and autocracy. Conceiving of institutions in the modern sense of an independent, self-regulating,  corporate body in the late 1st century BC would have been a radical innovation to say the least. Even Octavian’s assumption of imperial power was done under the mantle of amalgamating republican offices in his own person that took many lifetimes to crystallize “princeps” into an institutionalized, tyrannical, office of  “emperor” as understood later in the time of the Dominate.  Brutus, the wayward follower of Cato, could no more have conceived of institutionally-based constitutional reform to renovate Roman government than he could have invented an airplane

This however, is a mere quibble about a minor point in an excellent post.

On Socrates and His Legacy, Part I.

Thursday, February 14th, 2013

Recently, I finished two books on the iconic ancient Athenian philosopher Socrates, both of which pointed me to a third. The books were of a very different character and quality, yet together raised an important dichotomy about a man who lived 2400 years ago, whose intellectual legacy contributed to the shaping of Western civilization. The Stoics and Cynics looked back to Socrates as their forerunner; Socrates’ greatest student Plato became the most influential philosopher of the written word of all time, rivaled only by his own protege, Aristotle. So definitive was the influence of Socrates and his inexhaustible store of questions that all the Greek philosophers who came before him are reckoned “the pre-Socratics“. Yet he was put to death by the Democracy that had proudly boasted of being the “the school of Hellas“.

Who then, was the historical Socrates?

Socrates shares, to a lesser degree, the enigmatic quality of Buddha, Jesus and his own near contemporary, Confucius; we know more about Socrates than we do the others, but as with the others, it is all secondhand. Having written nothing himself, we must rely on the apologia of his disciples, the barbs of his critics, some statuary relics and the commentary of philosophers and historians from later in antiquity who had access to sources now lost to tell us of Socrates.

Here are the books:

  

The Trial of Socrates by I.F. Stone

Socrates: A Man for Our Times by Paul Johnson  

Both authors were splendid prose writers, otherwise they are a study in contrasts. The late I.F. Stone was a famous radical, an antifascist, an investigative, “muckraking” journalist of the mid twentieth century and, for a time,  a Soviet agent during the “Red decade” of the Thirties. Stone, who was noted for his diligence with using government documents as a reporter, unearthing scoops everyone else had missed, became, in his retirement, a scholar of antiquity who read deeply in the classics in the original ancient Greek.

Paul Johnson began his career as a prolific writer and popular historian on the British Left with The New Statesman and over time shifted rightward to become a leading Anglo-Catholic conservative public intellectual, an adviser to Margaret Thatcher and an author of 40 books. Johnson is most known for his best-sellers that tackled panoramic and encompassing subjects – The Birth of the Modern, Intellectuals and The History of the Jews, often written from a highly idiosyncratic, as well as a conservative, perspective.

Of the two books, Stone’s  The Trial of Socrates is by far the most substantive. Stone relies heavily, though not exclusively, upon primary sources in the original Greek to build his argument, which is that Socrates was executed because of his militant, arch-reactionary, “antipolitical” opposition to self-government, especially in the form of the Democracy; and further, that Socrates’ actions at his trial were perversely designed to inflame the jury which might easily have acquitted him.  Socrates:A Man for our Times by Johnson is based on English translations of primary sources and secondary sources, is lighter in tone and much closer to being an essay. Johnson is evaluating the importance of Socrates in a broad, civilizational, context while Stone trying to tell what really happened while simultaneously judging Socrates culpability.

One point on which both authors have agreement is the mendacity and artistry with which Plato has made this task more difficult. I.F. Stone generally sees a “sneering” antidemocratic political continuity between Socrates and all of his disciples Plato, Xenophon, Charmides, Critias, Antisthenes and Alcibiades but even Stone cannot stomach Plato’s casual misuse (or abuse) of Socrates in his later dialogues to vent petty gripes and snobbish airs. Writing of an insulting passage in The Republic:

….Plato put this into the mouth of Socrates many years after the latter’s death. There is no evidence that the historical Socrates ever spoke so unkindly or pretentiously. Otherwise Socrates could not have had the lifelong affection of his oldest disciple, the “low-born” Antisthenes; his mother was a Thracian, hence he was twitted for not being of pure Attic blood (Diogenes Laertes, 6.1). Several scholars believe this was Plato’s slur against his fourth century rival – and Socrates’ old friend – Isocrates.[255]

Paul Johnson goes much further; attributing much that scholars regard as negative in Socrates’ reputation to the machinations of Plato using his late master as “a ventriloquist’s dummy”, a caricature Johnson calls “PlatSoc” to add authority to his own views and theories in which Socrates never believed or more likely, never even had heard:

….As an intellectual he [Plato] began to formulate his own ideas. As an academic he quickly merged them into a system. As a teacher he used Socrates to spread and perpetuate it. In his earlier writings Plato presented Socrates as a living breathing, thinking person, a real man. but as Plato’s ideas took shape, demanding propagation, poor Socrates whose actual death Plato had so lamented, was killed a second time, so that he became a mere wooden man, a ventriloquist’s doll, to voice not his own philosophy but Plato’s.

….So the act of transforming a living, historical thinker into a mindless, speaking doll – the murder and quasi-diabolical possession of a famous brain – became in Plato’s eyes a positive virtue. That is the only charitable way of describing one of the most unscrupulous acts in intellectual history. Thus Plato, with no doubt the best of intentions, created like Frankenstein, an artificial monster-philosopher [11]

There are other sources of information regarding Socrates than Plato, of course.  Xenophon, also wrote an apologia; Aristophanes and other comic poets satirized Socrates in their plays, the philosopher being a “public figure” in Athens as much as was Pericles or Cleon (Socrates apparently could take a joke much better than the litigious and bloodthirsty demagogue Cleon); Aristotle had informed speculations regarding Socrates based on his long (and one suspects trying) tutelage under Plato and there are Roman writers such as Cicero who had access to sources now lost, but Plato remains the most prolific.

This is important, because the central thesis in The Trial of Socrates is that Socrates is not merely an “antidemocratic” gadfly in Athens, but an arch-reactionary teacher of “antipolitical” doctrines. That is to say that Stone argued that Socrates and his followers rejected the concept of the self-governing “polis” itself, oligarchy as much as democracy, that men were a “herd” fit only for a shepherd, an absolute Homeric ruler defined by Socrates as “the One who Knows”. Stone argues, with accuracy, that Socrates disciples, despite differences in personality and philosophy, shared a common disdain for democratic politics and furthermore, that Socrates teaching repeatedly led to cohorts of aristocratic, pro-Spartan,”Socratified youth” who twice supported the overthrow of the Democracy. In short that Socrates was tried because his activities, his “examinations”, were ultimately politically subversive to the state in a time of danger and instigated civil strife.

This means, to judge Stone’s argument requires that we discern Socrates from Plato that in turn requires some expertise on Plato. This need to sift Platonic dialogues explains why both Johnson and Stone, despite Stone’s ability to work with the primary texts in the original Greek, turned to the scholarship of Gregory Vlastos for guidance. Vlastos was a seminal figure in the field of Platonist philosophy whose work is described by other scholars as “transformative” and having “a vast influence” who best parsed Socrates from his artfully prolix disciple. Because of Stone and Johnson, I have picked up what is regarded by many as “the best book on Socrates” – Socrates: Ironist and Moral Philosopher by Gregory Vlastos.

Vlastos, in this final book, ultimately came closer to Johnson’s position in the sense that some of what  moderns find disagreeable in Socrates and what Stone criticizes in particular – the harsh antidemocratic edge – is more a product of Plato’s literary handiwork than the philosophy of the historical Socrates. Vlastos writes:

I have been speaking of a “Socrates” in Plato. There are two of them. In different segments of Plato’s corpus two philosophers bear that name. The individual remains the same. But in different sets of dialogues he pursues philosophies so different that they could not have been depicted as cohabitating in the same brain throughout unless it had been the brain of a schizophrenic

The early Socrates of the Elenctic Dialogues is the most genuine in the view of Vlastos.

End Part I.

Book Review: Lords of the Sea by John R. Hale

Tuesday, November 6th, 2012

Lords of the Sea: The Epic Story of the Athenian Navy and the Birth of Democracy by John R. Hale 

“I cannot tune a harp or play a lyre, but I know how to make a small city great.” – Themistocles

Nautical archaeologist Dr. John R. Hale, an expert on bronze age shipbuilding and seafaring, has written a delightful and robust popular history of the navy of ancient Athens, but more importantly, a poignant political history of the Athenian navy’s  intrinsic relationship to radical Democracy and Empire.  A page turner with enough detail about triremes and warfare in the Aegean to leave you crying “The Sea! The Sea!”,  Lords of the Sea will be enjoyed by naval buffs and philo-Hellenes alike.

As you would expect, there is much in Lords of the Sea about the design, construction and care of triremes, Piraeus and the Long Walls, the shipsheds at Zea Harbor, the financing of the Athenian navy, trierarchy, naval tactics, rowers and rowing, superstitions of Athenian sailors on campaign, the deforestation of Athens for ship timber, comparisons with Spartan, Persian and Macedonian naval prowess and the great sea battles of the ancient world. Plenty, in fact, to keep naval aficionados happy while reading Lords of the Sea and all of which I am spectacularly unqualified to comment upon. I can say that in regard to ancient navies, I learned much that was new to me.

What was of greater relevance to me was Hale’s major theme of the political nature of the Athenian navy. That the imperial glory and thalassocracy was irrevocably bound up with democracy itself and bitterly opposed by the wealthy, would-be, oligarchs who consistently preferred a much diminished Athens they controlled as Sparta’s vassals to a democratic Athenian empire where they shared power with the people:

….The resumption of work on the Long Walls jolted Athens’ oligarchs into action. A small group of upper-class citizens still hoped to destroy the radical democracy. These men feared that once Athens was permanently and inseparably linked to its navy by the Long Walls, the common people would never be unseated from their rule. Before the walls had been completed, the oligarchs sent secret messages to a Spartan army that was at that moment encamped not far from the frontiers of Attica. The oligarchs invited the Spartans to attack Athens, promising to assist in the overthrow of the current regime. In their own minds, these men were patriots, pledged to restore the ancestral consitution.

Traitors are always heroic in their own minds.

Hale was a student of Donald Kagan, whom he credits with inspiring him toward an investigation of the naval prowess of Athens, however in covering the history of Athens, including the Persian and Peloponnesian wars, Hale is more evenhanded in his assessments than Kagan. The  faction of oligarchs come off quite badly, except for the rising to the occasion of the Areopagus, patriotism and sacrifice is to be found  by Hale primarily in the demos, especially the thetes and newly freed and enfranchised slaves who rose to the call to defend the city in the hours of Athens’ maximum  danger. However, the demos in the Assembly were not without fault; rule by the people also proved to be impetuous, arrogant, capricious toward Athenian generals and cruel toward allies and enemies alike. The Athenian empire was, in short,  afflicted with hubris and this caused their downfall.

Hale ties both democracy and Athens’ unparalleled cultural creativity to thalassocracy. When the political will to maintain Athenian naval dominance and independence as a power faded among the Athenian upper-classes, the spirit of oligarchy ignominiously surrendered Athens to a foreign king, despite a mighty navy and eagerly betrayed their own countrymen:

….The Assembly sent Phocion and Demades and Xenocrates, the head of the Academy, to ask Antipater [ Alexander the Great”s regent and successor ]  about terms: a war hero, an orator, and a philosopher to negotiate the fate of a once-great city. Antipater demanded a payment of indemnity equal to the full cost of the war, the handing over of Demosthenes and other enemies of Macedon, and the evacuation of Samos. The thetes of the demos, defined as all citizens with a net worth of less than two thousand drachmas, were to be expelled from Athens. The wealthier citizens who remained must surrender the fort on Munychia Hill in the Piraeus to a Macedonian garrison.

…..So the Athenian envoys returned to Athens with the terms of surrender that gave up Athenian independence and, for all practical purposes, Athenian identity. The incredible had happened. Almost three-fifths of the citizens – 12,000 out of 21,000 – failed to pass Antiper’s test of wealth. They were the rabble, the mob, the radical democrats who were everywhere blamed for all the crimes of restless, ambitious, and expansionist Athens. They were now to be banished for the good of all, not merely from Athens but for the most part from Greece itself

The Athenian Assembly would have been far better off keeping Demosthenes, executing the trierachs who had cravenly surrendered to Cleitus the White and his Macedonian fleet, ostracizing Phocion, Demades and Xenocrates and resuming the war. From this defeat, there was no recovery for Athens, nor did the new oligarchy, secure in their power now, seek any. Without the thetes there were no crews to man the ships or skilled laborers to build them at Zea. Athens was broken as a power and a polis forever.

Strongly recommended.


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