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“Clausewitz wants us to accept the practical reality that these dynamic forces are ever-present and constantly interacting in the everyday world….”

I just finished reading a working paper by Professor Christopher Bassford he has posted at Clausewitz.com that I am strongly recommending to the readership (with a hat tip to Peter at SWJ Blog).

Tiptoe Through the Trinity, or, The Strange Persistence of Trinitarian Warfare. 

At 31 pages of analytic prose, diagrams and footnotes regarding the nature of  Carl von Clausewitz’s “fascinating” trinity; how Bassford thinks Michael Howard and Peter Paret got some important points in their translation of On War wrong ; the real meaning of Politik and on the perfidy of non-trinitarians – Bassford’s paper is not a quick read but a worthwhile one. I learned some important things about On War from reading this paper and had some uncertain speculations strengthened by Bassford’s expertise on Clausewitz and Clausewitzians.  I am not going to attempt a summary of so long and abstruse an argument, but I would instead like to highlight some of Bassford’s more valuable insights. There were also a couple of points where, in stretching to make analogies with other fields, I think Bassford may be going astray, as well as some commentary I might make regarding “non-state war”.

This paper will be more digestible if we blog the topics one at a time, in succession.

The most important part in the paper and I think most helpful to people who have not read On War many times was Bassford’s emphasis on the extremely dynamic nature of Clausewitz’s “fascinating” (his translation) trinity:

….in fact, the Trinity is the central concept in On War. I don’t mean “central” in the sense that, say, Jon Sumida applied in his conference paper*7 to Clausewitz’s concept of the inherent superiority of the defensive form of war. That is, I do not argue that the Trinity is Clausewitz’s “most important” concept, that the desire to convey it was his primary motivation in writing, or that all of his other insights flowed from this one. Rather, I mean simply that the Trinity is the concept that ties all of Clausewitz’s many ideas together and binds them into a meaningful whole.

….In any case, the role of the Trinity within the narrow confines of Book One, Chapter One ofOn War, which reflects Clausewitz’s most mature thinking, is crucial. That chapter must be read in terms of Clausewitz’s dialectical examination of the nature of war. That discussion is very carefully structured but (purposefully, I suspect) largely unmarked by clear dialectical road markers labeling thesis, antithesis, and synthesis,*8 or even by sections clearly devoted to one stage of the dialectic or another. The Trinity itself represents the synthesis of this dialectical process.

….The H/P translation then gives the impression that the Trinity is being offered simply as an alternative metaphor. In truth, Clausewitz has already ceased riffing on the chameleon imagery. He is actually switching to a whole new metaphor, with a new structure, new entailments, and new purposes. The chameleon metaphor pointed to changes in war’s appearance from case to case; the Trinity addresses the underlying forces that drive those changes.

….The second problem here is the choice of modifying adjective. It seems that no modern translator is prepared to render wunderliche in the military context as “wonderful,” “wondrous,” or “marvelous” (much less “queer,” “quaint,” or “eccentric,” all good dictionary definitions). H/P 1976 gives “remarkable,” a throw-away word of no particular significance. This was changed to “paradoxical” in the 1984 edition, but this word seems to have no relationship to wunderliche and carries inappropriately negative connotations. Clausewitz wants us to accept the practical reality that these dynamic forces are ever-present and constantly interacting in the everyday world. But he clearly found this shifting interaction really, really interesting—to the point of being mesmerized by it.

…..Clausewitz, in contrast, was skeptical (to put it mildly) of any positive doctrine that was not highly context-specific. The pursuit of such a doctrine was entirely alien to his approach to theory. His Trinity was descriptive, not prescriptive, and foretold the very opposite of balance. (Schwebe carries the connotation of dynamism, not equilibrium.) The message of this Trinity was that the relationships among his three elements were inherently unstable and shifting. What he actually said was that “the task … is to keep our theory [of war] floating among these three tendencies,” and not to try to set, or to count on, any fixed relationship among them.

….it is the infinite variability among the trinity’s factors and in their interaction that underlies Clausewitz’s insistence on the inherent unpredictability of war. It is a classic model of Chaos, in the modern scientific sense.

….In short, this last element of the Trinity represents concrete reality, i.e., everything outside of our own skull and its emotions and calculations.

…. Clausewitz’s Trinity is all-inclusive and universal, comprising the subjective and the objective; the unilateral and multilateral; the intellectual, the emotional, and the physical components that comprise the phenomenon of war in any human construct. Indeed, through the subtraction of a few adjectives that narrow its scope to war, it is easily expanded to encompass all of human experience. It is thus a profoundly realistic concept.  

What came across to me from Bassford’s essay is that the Clausewitzian trinity makes the most sense understood as a true trinity – three separate coexistent forces in unity – and not a mere triad, which would be a simple grouping of three forces. So while Bassford is probably right that Clausewitz had no mystical intentions whatsoever here, his contemporary readership, aristocratic, educated, army officers versed in Christian doctrine of the Holy Trinity, would have grasped the difference and that primordial violence and hatred, probability and chance and the pure reason of policy were in fusion and tension and not three entirely separated forces.

I particularly like Bassford’s analysis that the trinity was unstable and shifting which wars frequently do, sliding from disciplined and limited use of military force to unconstrained barbarism or “total war” and back again.

There is quite a buzz going in mil and defense blogger circles over the recent op-ed savaging in The American Conservative by Kelley Vlahos regarding Dr. John Nagl and COIN. Unfortunately for Vlahos, little of it that I have seen online or privately is favorable – including from some people who I know are less than well-disposed toward COIN or the COINdinistas.

Speaking as someone who was one of the earlier voices to remark that the political moment of pop-centric COIN had passed, I found Vlahos’ post to largely be ill-tempered, context-distorting, schadenfreude.

But hey, judge for yourself. My comments will be in normal text:

Learning to Eat Soup with a Spoon 

….Then Tom Ricks, Washington Post correspondent-court scribe, conducted a full-blown high school popularity contest, literally ranking the “brains behind counterinsurgency’s rise from forgotten doctrine to the centerpiece of the world’s most powerful military.” In this cringe-worthy “top ten” published in Foreign Policy in December 2009, Ricks places “King David” Petraeus at Number 1, and then Nagl, whose Oxford dissertation-turned-Barnes-and-Noble-bestseller Learning to Eat Soup with a Knife made him a counterinsurgency “scholar,” among other bright lights of the time. Nagl, Ricks predicted, would be “in a top Pentagon slot within a year or two.”

That was just three years ago. Today, there is no better symbol for the dramatic failure of COIN, the fading of the COINdinistas and the loss that is U.S war policy in Afghanistan than this week’s news that Nagl is leaving Washington to be the headmaster of The Haverford School, a rich preparatory school (grades k-12) for boys on Philadelphia’s Main Line.

Hmmmm. I guess General Petraeus as CIA Director and General Mattis as Combatant Commander of CENTCOM are therefore examples of a rare form of career failure.

And really, only a subpar military officer would involve himself in educating young people. Shame on you, John Nagl, for joining such a shady group of misfits.

….That’s right — Nagl, once called the Johnny Appleseed of COIN, who reveled in his role as face man, tutoring reporters with practiced bookish charm on the “the new way of war,”  and burnishing his personal story to convince everyone that he was a counter-insurgent before his time — a modern T.E. Lawrence — is packing up for good. Turns out that despite all the high hopes, the COINdinistas hit the brass ceiling with a smack, especially once it became clear that the magic they sold was a bag of beans….

Again, most of the COINdinistas, so-called, have not hit some kind of brass ceiling  nor are they secretly running the Army or the administration. Most are  in perfectly respectable but unremarkable ranks, institutional positions or jobs in the private sector. HR McMaster is now a brigadier major general, Con Crane is a director at the US Army Military History Institute, Kalev Sepp is a lecturer at the Naval Postgraduate School, Montgomery McFate holds the Minerva Chair at NWC,  General Jack Keane sits on several corporate boards, Fred Kagan is still at AEI,  Andrew Exum is at CNAS, David Kilcullen is the  CEO at Caerus Associates and so on.

By Washington standards, this is a relatively modest level of policy influence or promotion (Petraeus and Mattis excepted). If you want to look at rapid advancement through political connections, consider Al Haig rising like a rocket from LTC to full general and NATO Supreme Commander due to his proximity to Richard Nixon and Henry Kissinger. Or the unusually gilded career path of Colin Powell.

That said, there are many grounds, theoretical and practical, to find fault with pop-centric COIN theory and FM 3-24, from an anti-empirical legacy assumption of a Maoist model of insurgency, to a fundamental confusion of tactics and operational art with strategy to the hardening of COIN from a fairly flexible emergent doctrine in Iraq into a rigid, micromanaging, ROE dogma in Afghanistan. COIN is ripe for revision, not excision and substantive, informed, critiques of the wars of the past decade are sorely needed by scholars, military officers and defense intellectuals. Irregular conflict is never going away any more than war will go away.

Unfortunately, Vlahos was too busy with gossipy smears on Nagl’s character to make any substantive points of that nature which would have made her column something more than ad hominem rubbish.

Professor Harvey C. Mansfield of Harvard University and a fellow at the Hoover Institution is famous for his scholarship on classical political philosophy (I often recommend his edition on Machiavelli’s Discourses on Livy) as well as his provocative commentary on social and political issues.  While I liked his take on Machiavelli, I warmed to him further when, after his book on manliness came out and some reporter asked Mansfield if it was “manly” to carry a gun? He answered to the effect, “Yes, but not as manly as carrying a sword”.

Mansfield has a new article out in Defining Ideas  on the nature of elections and democracy worth reading:

Are You Smarter Than a Freshman? 

….Machiavelli believes that human beings are divided into the few who want to rule and the many who do not care to rule themselves but do not want to be ruled by others either. Then those who want to rule must conceal their rule from the many they rule if they wish to succeed. How can they do this? Machiavelli went about conceiving a “new mode of ruling,” a hidden government that puts the people “under a dominion they do not see.” Government is hidden when it appears not to be imposed on you from above but when it comes from you, when it is self-imposed.

Machiavelli recounts a psychological truth about humans: “wounds and other evils that a man does upon himself spontaneously and by choice hurt much less than those that are done to you by someone else.” It sounds crazy to claim that it hurts less when you break your leg yourself than when someone or something else does it. But when you do it yourself, the hurt is less because it doesn’t include resentment against whoever or whatever did it to you.

A further step in the argument: The many, the common people, resent government because of the necessary hurts it imposes—as people say, death and taxes. Government demands sacrifices in return for the peace, comfort, and justice it provides. But government hurts less, and is even hidden from you, when it comes from you—when it comes from an election.

An election is not so much a positive choice, as you might suppose from Aristotle, as the purging of resentment against government and the humbling of the few who run for office. As we see in the contest between Obama and Romney, an election forces the rulers to seek our approval, our vote. It enables us to choose one, and perhaps more important, to deny the other. Partisanship often shows itself less in having your side win than in defeating the other side.

In this way, an election allows people to think that their government comes from them, when in fact it remains pretty much the same whether it’s Obama or Romney. The particular candidate may win or lose, but the class of “politicians” that we decry, the few who desire to rule, always wins. For their part, the people indulge in the luxury of throwing out the losing candidate, expressing their resentment against being governed, while (almost) incidentally electing the winner, who then governs in their name with their consent. 

A while back, I had an interesting discussion in the comment section with “SZR” , Duncan Kinder and LC Rees over Donald Kagan’s interpretation of the Athenian statesman and general Nicias.  Kagan’s version of Nicias was a man who feared “the resentment of being governed” of the Mob and who therefore flattered the people with his own modest pretense and that this apprehension led to the disasters that befell Athens in Sicily.  Pericles, too, comes in for criticism by Kagan who is unsympathetic to the advocacy that Thucydides showed toward the former’s defensive strategy.

I think as a rule, Machiavelli’s view of politics proves to win out wherever the system of government is not actively coercing politicians toward’s Aristotle’s ideals of governance. The gravity of the lowest moral common denominator exerts a strong pull in politics in the absence of a countervailing power.

It appears that the Pentagon no longer intends to educate the most talented members of the officer corps to think strategically.

I say this because the status of the premier professional military education institutions – the war colleges and NDU – have been devalued, their leadership slots demoted and their educational mission degraded. As a guest columnist for Tom Ricks noted back in June:

….The new uniformed leadership of the Armed Forces, i.e., General Dempsey and his staff, apparently intend to prune NDU back to where it was a few decades ago. There will be some modest resource savings, but since the entire university budget doesn’t amount to the cost of a single joint strike fighter, one has to wonder what is motivating all of what is happening here. In the cuts that have been discussed, Dempsey’s deputy, Marine Lt. Gen. George J. Flynn has wielded the meat axe, often with the aid of micromanaging action officers. No one here in the rank-and-file is sure if the urbane chairman is on board with the details of all of this. (Ironically, both the chairman and J-7 are NDU graduates with advanced degrees.)

This set of changes took place in stages. First, while very few general or flag officer slots were cut in the armed forces, the three-star president of the university slot was downgraded to two, and the school commandants, downgraded from two to one star. No big deal, one might say, but one would be wrong, very wrong. A three star in Washington can go head-to-head with a principal on the joint staff or a senior OSD bureaucrat to protect the university. To compound the problem, the last three star president was retired in the spring and the university was left for a few months under the command of a senior foreign service officer, a former ambassador, a woman of great diplomatic talent and experience with no clout in the Pentagon. The new commandant — a highly regarded Army two-star — will not report until deep into June, when all or most of the cuts have been set in concrete. (Interesting question: can an employee of the State Department legally or even virtually assume command of a DoD organization?)

….A new “charter” was subsequently published by the Chairman. It focused the university on joint professional military education and training, which in itself, is a good thing. Immediately, however, the research and outreach activities of the university, often more focused on national strategy than military affairs, came under intense scrutiny. These outfits had grown way beyond their original charters and had become effective and highly regarded servants of a wider interagency community. Much of their work was not done for the joint staff but for OSD Policy, and some of that in conjunction with civilian think-tanks. The research arm of the university was productive, even if not always useful in a practical way to the joint staff. It also was helpful to the colleges in a much more proximate and direct fashion than other think tanks, like RAND.

….The research, gaming, and publications arms of the university — a major part of the big-think, future concepts and policy business here — will be cut to somewhere between half and a third of their original sizes. To make things worse, many of the specific cuts appear to have been crafted in the Pentagon, and nasty emails have come down from on high, about how the university is bankrupt and going into receivership, which was never the judgment of the military and civilian accrediting officials, who inspect us regularly and have generally given the university high marks.

If it would be impressive if some of our senior generals had been as effective on the battlefield as they are in the bureaucracy.

Uncreative destruction of intellectual seed corn is a bureaucrat’s way of telling everyone to shut up, don’t question and get in line. There’s nothing wrong with having excellence at joint operations as an educational goal for most future brigadiers and major generals but our future theater commanders, combatant commanders, service chiefs and their respective staff officers need something more – they need strategy.  More importantly, the Secretary of Defense, the President, the Congress and the American people need the DoD to have an in-house capacity to generate deeply thought strategic alternatives, question assumptions and red-team any self-aggrandizing options the services or bureaucracy feel like offering up in a crisis.

The motivation here is simple, really. If you put out all the strategic eyes of the Pentagon, then the one-eyed men can be King. Or he can always contract out his strategic thinking to highly paid friends to tell him what he wishes to hear.

Naturally, this will have bad effects downstream in a superpower whose civilian leadership seldom has as good a grasp of geopolitics and the fundamentals of classical strategy as they do of law or the partisan politics of running for office. They will be in need of sound strategic advice from uniformed military leaders and they will be much less likely to get it. Instead, they will have senior officers who are less likely to balk when the President’s back-home fixer turned “adviser” or superstar academic with delusions of grandeur pushes a half-baked plan at an NSC meeting to “do something”. When that happens, the jackasses kicking down this particular barn will have long-since retired and cashed out with consultancies and sinecures on boards of directors.

While a lack of strategic thinking can undermine even a lavishly funded and well-trained military, the reverse is also true; strategic leadership can revive an army that is but a half-dead corpse.

A brief illustration:

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An interesting piece in Democracy Journal by James Kwak:

Failure Is an Option

….Countries differ in their economic success because of their different institutions, the rules influencing how the economy works, and the incentives that motivate people,” write Acemoglu and Robinson. Extractive institutions, whether feudalism in medieval Europe or the use of schoolchildren to harvest cotton in contemporary Uzbekistan, transfer wealth from the masses to elites. In contrast, inclusive institutions—based on property rights, the rule of law, equal provision of public services, and free economic choices—create incentives for citizens to gain skills, make capital investments, and pursue technological innovation, all of which increase productivity and generate wealth. Economic institutions are themselves the products of political processes, which depend on political institutions. These can also be extractive, if they enable an elite to maintain its dominance over society, or inclusive, if many groups have access to the political process. Poverty is not an accident: “[P]oor countries are poor because those who have power make choices that create poverty.” Therefore, Acemoglu and Robinson argue, it is ultimately politics that matters.

The logic of extractive and inclusive institutions explains why growth is not foreordained. Where a cohesive elite can use its political dominance to get rich at the expense of ordinary people, it has no need for markets and free enterprise, which can create political competitors. In addition, because control of the state can be highly lucrative, infighting among contenders for power produces instability and violence. This vicious circle keeps societies poor. In more fortunate countries, pluralistic political institutions prevent any one group from monopolizing resources for itself, while free markets empower a large class of people with an interest in defending the current system against absolutism. This virtuous circle, which first took form in seventeenth-century England, is the secret to economic growth….

Read the rest here.