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Book Note

Friday, December 28th, 2007

One of the pleasures of  Christmas is that a majority of my friends and relatives with whom I exchange gifts save themselves trouble and get me something I can actually use, i.e. – gift cards for new books.  That, coupled with accumulated Amazon gift certificates from the past year, means I will be on a book-buying bonanza next week. Huzzah!

Helpfully, Dr. Barnett has been on a reading marathon lately in preparation for writing the body of Book III and has published an extensive bilbiography of his effort with micro-reviews of most of the books. Worth checking out if you are a bibliophile like me:

More and more books

Four more books

More books

Blowing through books

Taking August to read …

ADDENDUM:

Ha! Could not wait, so I just ordered the following from Amazon:

The Black Swan: The Impact of the Highly Improbable by Nassim Nicholas Taleb

Globalized Islam: The Search for a New Ummah  by Olivier Roy

Uses of History in the Debate Over COIN

Tuesday, December 11th, 2007

As some readers may be aware, the seldom subtle military writer Ralph Peters, launched a bombastic salvo at the authors of the Army-Marine COIN doctrine in the AFJ, crediting the degree of success enjoyed in Iraq by General Petraeus to the extent to which Petraeus has ignored his own strategy: 

Dishonest doctrine A selective use of history taints the COIN manual

“….Entrusted with the mission of turning Iraq around, Petraeus turned out to be a marvelously focused and methodical killer, able to set aside the dysfunctional aspects of the doctrine he had signed off on. Given the responsibility of command, he recognized that, when all the frills are stripped away, counterinsurgency warfare is about killing those who need killing, helping those who need help – and knowing the difference between the two (we spent our first four years in Iraq striking out on all three counts). Although Petraeus has, indeed, concentrated many assets on helping those who need help, he grasped that, without providing durable security – which requires killing those who need killing – none of the reconstruction or reconciliation was going to stick. On the ground, Petraeus has supplied the missing kinetic half of the manual.

 The troubling aspect of all this for the Army’s intellectual integrity comes from the neo-Stalinist approach to history a number of the manual’s authors internalized during their pursuit of doctorates on “the best” American campuses. Instead of seeking to analyze the requirements of counterinsurgency warfare rigorously before proceeding to draw impartial conclusions based on a broad array of historical evidence, they took the academic’s path of first setting up their thesis, then citing only examples that supported it.

To wit, the most over-cited bit of nonsense from the manual is the claim that counterinsurgency warfare is only 20 percent military and 80 percent political. No analysis of this indefensible proposition occurred. It was quoted because it suited the pre-formulated argument. Well, the source of that line was Gen. Chang Ting-chen, one of Mao’s less-distinguished subordinates. Had the authors bothered to look at Mao’s writings, they would have read that “political power grows out of the barrel of a gun,” that “whoever wants to seize and retain state power must have a strong army,” and that “only with guns can the whole world be transformed.”

The rest of the article continues in this vein, until no straw man remains standing and Peters emerges from the top of an ancient stone temple and hurls the severed head of LTC John Nagl down some steps to a savage crowd of painted milbloggers. I exaggerate here – but only slightly.

Mao ZeDong is an odd historical choice for Peters to expound upon here, on several levels. First, while Mao is oft-cited in the annals of military history and counterinsurgency theory, the United States military is not in a position in Iraq that is analogous to Mao’s guerillas. Or Mao’s totalitarian dictatorship either. Secondly, Mao never fought the kind of thoroughly decimatory campaigns in the Chinese civil war that Peters clearly envisions – at least not against a formidible military opponent; whenever possible, Mao tried to politically co-opt the toughest warlords allied with the Kuomintang into the CCP. When giving battle, Mao’s forces usually suffered a beating at the hands of first-rate Nationallist armies. If anything, Mao’s military leadership was probably a greater menace to his own Red Army troops than to their Nationalist and Japanese enemies. Thirdly, by contrast, Chiang Kai-shek and the Imperial Japanese Army both undertook truly exterminatory campaigns in China, the former with the help of German advisers, against the Communists; and the latter with their “Loot All, Kill All, Burn All” scorched earth strategy. Unlike Mao, neither the Generalissimo nor the Japanese achieved any lasting success despite employing the most brutal tactics this side of Hitler’s Einsatzgruppen.

Dave Dilegge, Editor-in-Chief of the excellent Small Wars Journal, responded to Peters, refuting his assertions point by point in his post “Peace, Love, COIN?”  at the SWJ Blog. Most of Dave’s rebuttal is beyond the scope of this post but he too takes Peters to task on the Mao citation:

“But I surmise that some of Peters’ annoyance comes from the fact that non-military professionals, in concert with their military counterparts, had a hand in the production of FM 3-24 as he takes exception to the doctrine’s use of the General Chang Ting-chen 20 / 80 percent quotation.

‘To wit, the most over-cited bit of nonsense from the manual is the claim that counterinsurgency warfare is only 20 percent military and 80 percent political.Anyone looking objectively at the situation in Iraq could hardly claim that it’s only 20 percent military and 80 percent diplomatic. Even the State Department doesn’t really believe that one – or they would’ve kept a tighter leash on their private security contractors.Wishful thinking doesn’t defeat insurgencies. Without the will to establish and maintain security for the population, nothing else works.’

Peters misses the mark here by misrepresenting FM 3-24’s intent of presenting the 20 / 80 “rule of thumb” as a metaphoric means of conveying that political factors are primary during COIN.

‘General Chang Ting-chen of Mao Zedong’s central committee once stated that revolutionary war was 80 percent political action and only 20 percent military. Such an assertion is arguable and certainly depends on the insurgency’s stage of development; it does, however, capture the fact that political factors have primacy in COIN. At the beginning of a COIN operation, military actions may appear predominant as security forces conduct operations to secure the populace and kill or capture insurgents; however, political objectives must guide the military’s approach. Commanders must, for example, consider how operations contribute to strengthening the HN government’s legitimacy and achieving U.S. political goals.

This means that political and diplomatic leaders must actively participate throughout the conduct (planning, preparation, execution, and assessment) of COIN operations. The political and military aspects of insurgencies are so bound together as to be inseparable. Most insurgent approaches recognize that fact.Military actions executed without properly assessing their political effects at best result in reduced effectiveness and at worst are counterproductive. Resolving most insurgencies requires a political solution; it is thus imperative that counterinsurgent actions do not hinder achieving that political solution.’

While using the current situation in Iraq as an example Peters conveniently neglects to acknowledge (or does not believe) that we paid dearly for not implementing a strategy of political primacy early in the execution of Operation Iraqi Freedom. Instead, we had a Coalition Provisional Authority (CPA) responsible for the non-military elements of national power. The CPA and its Chief Executive L. Paul Bremer were a disaster – inexperienced and political ideologues in critical jobs, disbanding the Iraqi Army, “de-Ba’athification” and the hate-hate relationship between the CPA and the military’s Combined Joint Task Force 7 (later Multi-National Force-Iraq) are but a few examples of what can be called a classic case study in how to create and fuel an insurgency due to political neglect.”

In this section Dave did a nice job demonstrating, unlike Ralph Peters, the vital importance of context, both for scholarly accuracy as well as for the construction of valid historical analogies.

Joining Dilegge in his criticism of Peters was Dr. Chet Richards of Defense & The National Interest . Richards then used that to springboard into a general historical discussion of maximalist vs. minimalist approaches to using force in a COIN scenario:

Ave Caesar!

“As delightful as it is to see anybody deflate Ralph Peters (although Peters has trumpeted his “kill them all” tough guy rhetoric for so long that he’s become a parody of himself), it’s disturbing that as astute an observer as Steve Metz has forsworn counterinsurgency and is pining away for tactics based on mass killings and genocide (… that the Roman method is more effective).

Van Creveld makes a strong case in his latest book, The Changing Face of War, that this is true where local governments are fighting local insurgencies (which also covers Peters’ case of the Mau Mau insurgency in Kenya. Even there, however, the British were eventually forced out).

When it comes to suppressing insurgencies that are fighting foreign occupiers, however, nothing has worked very well since about the middle of the 20th century. The Belgians probably hold the modern record for use of the Roman method, killing by some estimates 50% of the local population in the Congo, but were still driven out. The Soviets didn’t hesitate to use it, and where is their empire? We killed several million people in Southeast Asia. Gen Hermann Balck told Boyd that shifting the Schwerpunkt towards Leningrad would probably have worked, but in the end, the excellence of the German Army couldn’t compensate for the fanatical opposition generated by Hitler’s racial policies (van C notes that forces available to Germany for long-term occupation would have amounted to less than 1% of the population of the planned Nazi empire).

As Gen Sir Rupert Smith writes in The Utility of Force, if you’re going to use coercion as your C/I tool, you can never, ever let up. The moral and financial toll this extracts eventually saps the moral foundation – in a democracy, popular support – for continuing the war. OK, it’s true that if you can kill 100% of the inhabitants, the job is easier, but somewhere along the line we have seriously degenerated into fantasy.”

While I am in general agreement with Dilegge and Richards in principle, I think that Chet has selected a particularly poor example to support his argument. The assumptions regarding Nazi occupation policy used by Martin van Creveld  in his counterfactual example in The Changing Face of War (pp 214-219) to criticize fellow historian John Keegan are at best, highly arguable and at worst, wrong. We all like to see the good guys win and root against the Nazis but such a hypothetical argument based on relative demographics would not be accepted as proving that 4GW forces were doomed just because states like India and China have inexhaustible manpower reserves.

Neither the Wehrmacht campaign against Tito’s Communist partisans in Yugoslavia nor SS operations in “the East” represent the whole spectrum of Nazi occupation policies or the advantages the Germans were exploiting or could have exploited. Hitler did not, as far as we are able to discern from records, intend for the Wehrmacht to permanently garrison every state in a postwar German Europe nor did he try to do so even while at war, except in extremis. Autonomous satellites under reliable military and radical right dictatorships, as in Axis Hungary and Romania, suited the Fuhrer perfectly, as did neutral regimes that were intimidated by Nazi might (Sweden, Switzerland) or with ideological affinity for National Socialism ( Spain, Portugal). A  dystopian but functional Nazi “New Order”, leveraging local fifth column fascists and appeasing Nationalists in European countries, would have been no less viable than Stalin’s postwar Soviet bloc, which took several years to crush anticommunist guerilla armies in Ukraine.

None of the above however, suggests that Peters is right; simply that most intelligent counterinsurgent powers, even Roman legions or Nazi Germans, will not entirely rely upon democidal tactics. The British assassinated the dreaded SS intel chief, Reinhard Heydrich not because he was cruel but because “the Hangman” was winning over the Czechs with astute occupation policies. Cartoonish appeals for indiscriminate general slaughter remain unhelpful and unwise for states fighting insurgencies, particular if these states profess to be liberal democracies.

Kind Words

Wednesday, December 5th, 2007

Jeremy Young, a.k.a. “Nonpartisan“, the founder and editor the respected and popular, left-wing, history group blog, Progressive Historians, had some kind words for me when he was interviewed by Scott McLemee, for an article  for Inside Higher Ed.com:

“I’m a liberal,” Young says. “ZenPundit” (Mark Safranski) is a conservative. So what? His history blog is one of the most best reads on the ‘Net. Whether he’s discussing small wars theory, political history, or Jack Kerouac, he’s unfailingly thorough and offers a unique, insightful perspective on every issue he covers.”

That was darn nice of Jeremy to offer up ( incidentally, Young has an article online over at HNN, “A Historian Against Obama“, arguing that progressive hopes for a Barack Obama administration may be misplaced), particularly in a venue where readers were not likely to have heard of Zenpundit. I think much the same way about visiting Progressive Historians where Young has a stable of  talented contributors, mostly younger scholars, digging into a wide range of historical and political issues and frequently engaging in vigorous debate. Despite my being on the conservative side of the spectrum I’ve never been made to feel anything but welcome in the comments section despite a wide divergence in political and economic views ( very wide, in some instances, as many Progressive Historian bloggers are well to the Left of Young, to say nothing of me).

This is how the blogosphere ought to be more often. Thanks Jeremy, much appreciated!

Dr. James Flynn on the Flynn Effect

Tuesday, December 4th, 2007

One of the well-documented aspects regarding IQ testing on which you can safely make broad generalizations, is that aggregate mean IQ scores  have been rising. Not just here in America or in advanced countries but everywhere (though at different rates), rich or poor, free or unfree, north or south. Moreover, to the extent to which we can assemble reliable and valid psychometric records, this societal increase in mean IQ, known as “The Flynn Effect” after researcher James Flynn, has been going on for about a century.

At the same time that mean IQ has increased, the results of standardized testing of k-12 students at the national level has not reflected this improvement, at least not proportionately; seniors and some parents are also prone to make the anecdotal observation that children today simply aren’t as proficient at many practical kinds of problem solving as they were many decades ago. How can these  phenomena be reconciled ?

Flynn now argues the change is due to the increasing complexity and stimulation of the modern social evironment – children are getting better at certain kinds of thinking (which impacts IQ scores) demanded by their environment but other kinds of cognitive skills are falling into disuse:

By reverse-engineering the pattern of improvement in IQ tests, you can tell how mental priorities have changed over the century. It turns out that we, far more than our recent ancestors, take seriously the ability to find abstract similarities between objects (Question: how are dogs and rabbits alike? Answer: they are both mammals). And we are better at applying logic to finding abstract patterns, as in Raven’s Progressive Matrices.

“At that point I began to get excited”, says Flynn, “because I began to feel that I was bridging the gulf between our minds and the minds of our ancestors. We weren’t more intelligent than they, but we had learnt to apply our intelligence to a new set of problems. We had detached logic from the concrete, we were willing to deal with the hypothetical, and we thought the world was a place to be classified and understood scientifically rather than to be manipulated.

….There is still the puzzle of how environmental differences can be so weak when we compare individuals born at the same time, but so strong over time. The key, which Flynn attributes to fruitful discussions with his collaborator, William Dickens, an economist at the Brookings Institution in Flynn’s home town of Washington, DC, lies in the observation that superior genes cause superior performance by co-opting superior environments.

….Everything falls into place with the observation that, for the first time in human history, some people’s superior mental abilities are making superior mental environments available to everyone. Humans are social animals. The most important part of the environment that created your mind is other people’s minds. Before the 20th century, only the privileged had easy access to ideas. Now, when one person thinks something worthwhile, we can all think it and that thought changes all of us.

….The Flynn effect is not a story of pure gains. There are signs that children are missing concrete experiences that help develop some mental abilities. Michael Shayer, a psychologist at King’s College, London, has spent most of his working life studying the foundations of mathematical ability. In 1976 he tested children on their understanding of volume and shape, an understanding thought by many to underlie all future mathematical ability. When he repeated the tests in 2003, 11-year-olds performed only as well as eight-year-olds had done 30 years earlier. “

In the words of Aristotle – ” We are what we frequently do”. Or more practically, students, on average, will get better at what they spend time doing, including cognitive behaviors.

I’m not sure this hypothesis decisively knocks a hole in the important role of heritability on IQ, given the mounds of evidence in it’s favor, but Flynn is certainly proposing a reasonable explanation for the scattershot outcomes of “the Flynn Effect”. Nor is it true that ” this is the first time in history” everyone is benefiting from superior environments created by a few. That has always been the case and there is a proper name for it – ” civilization”. What is different today is the greater magnitude of scale, accelerated velocity and connectivity of such superior environments due to globalization and the information revolution.

I’d like to hear Dan of tdaxp  weigh in here.

ADDENDUM:

Herrick of Gene Expression already has with “10 Questions for James Flynn

Rethinking Metz’s Rethinking Insurgency

Sunday, December 2nd, 2007

Fellow member of  The Small Wars Council  , Dr. Steven Metz, visted here the other day and left a comment on an old post where his most recent SSI monograph, Rethinking Insurgency, had appeared with some critical commentary from me. Here was Dr. Metz’s response, since the sidebar plug in for comments did not let readers hop into the archives (possibly because the post was at my old site and archived here in a category):

“I’m not sure the distinction between my position and Tom Barnett’s is as stark as you suggest.  AFRICOM will mostly be focused on preventative measures.  I’m greatly in favor of that.  I was, for instance, an early supporter of the African Crisis Response Initiative. 

I would only warn that we resist any urge to unilaterally undertake major counterinsurgency support from any African government unwilling to address its systemic problems. 

I did, on the other hand, advocate military disengagement from the Arab world.  Having spent time in both places, my impression is that American security assistance provokes hostility in the Arab world and does not, at least to the same extent, in Sub-Saharan Africa.

Nice blog, by the way!”

Thanks, and a fair criticism of my post . As a result of Steve’s comment I decided to give Rethinking Insurgency another read without the AFRICOM context being the foremost concept  in my mind as it was at the time when I wrote that post. Here’s my second take.

There’s a lot to like in Rethinking Insurgency. I was particularly impressed with how Metz dealt with militias ( loyalist paramilitaries) and their permutations in terms of sophistication, their origin and relationship to states and/or criminal organizations and the risks such forces present. Metz presents an extensive analysis of the interrelationships of non-state actors (militias, insurgents, OC, PMC’s) in a conflict zone with one another, the state and foreign entities that readers here will find quite engaging.

Another twist that readers here will like is Metz’s take on ” fourth forces” – media, IGO’s, NGO’s and transnational corporations – and how they impact what Boyd termed the “mental” and “moral” levels of warfare, usually to the disadvantage of the state and complicating the already delicate dynamics of counterinsurgency operations. Even the most benevolent intervention by fourth forces can be an unsettling variable. According to Metz:

“….External humanitarian efforts, while exceptionally valuable to alleviate suffering, may leave a state unprepared to take over the provision of services when the conflict ends or subsides. Hence the widespread involvement of international or nongovernmental organizations in an insurgency increases the chances that conflict will reemerge once the shortcomings and weaknesses of the state provide political space for insurgents or other violent actors….what seems best -the alleviation of suffering- may increase the chances of renewed suffering at a later date”

With insurgency often being a contest of will and popular perceptions of political legitimacy, having conflicts “burn out” naturally with higher intensity will often be preferred by states to letting them drag on for decades. It may be, to use SEA as an example, that the Indonesian military’s attempt to block relief to hurricaine victims in rebellious Aceh or Thailand’s more recent appointment of the admired and feared General Pallop Pinmanee, run to this line of thinking argued by Metz. Countervailing pressures of a globalized environment and communally-oriented actors though will, according to Metz, force most regimes to settle for ” sustaining a controllable conflict” rather than inflicting a decisive military defeat on their enemies. Insurgency, in a certain light, becomes one of the costs of doing business as a state.

I recommend that you read Dr. Metz’s paper in full, which can be downloaded here at SSI.


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