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Is A Weak or “Hollow” State Worse than a Failed State?

Thursday, April 2nd, 2009

Galrahn, writing at USNI Blog about my recent post on Mexico, raised an important question: “Are Weak States a worse outcome from the perspective of U.S. national security than a Failed State?”. Galrahn comes down squarely against the “muddling through” of a weak state:

Failed States Are Worse Than Weak States

….My point would be this: there is no value in the cartels overthrowing the Mexican government because its existence helps them more than its absence helps them.

But this is my larger point. There are currently zero, none, nada 4GW/COIN/Whatever military solutions for failed states; our emerging 4GW/COIN/Whatever doctrines, strategies, and theories only apply for weak states that have legitimate governments that can be supported. Failed states are problems that can be handled, even in an ugly way, by conventional military forces. The danger to US strategic interests is not failed states, as is often claimed, rather the real danger to US strategic interests always comes from weak states.

The ugly truth is, failed states allow for freedom of action by military forces without consequence; weak states do not allow such freedom of military action. Afghanistan before 9/11 was a weak state, not a failed state, thus Al Qaeda operated under the state governance of the Taliban and had top cover to carry out its evil agenda. In Somalia, pirates operate in a failed state, and as a failed state the west has taken military action, including cruise missiles, hostage rescue attempts with special forces, and other military activities without consequence against targets as they have been identified. The danger Somalia poses in the future to US strategic interests is not that Somalia continues as a failed state, rather if it were to become a weak state with a recognized legitimate government strong enough to say, eliminate the pirate threat while still being too weak to prevent the training and development of terrorist cells.

….but because it is a weak state, we face serious and complex diplomatic obsticles in taking freedom of action, even along our own national border. In a failed state, we could do what needed to be done to take out the bad guys. As a weak state, we are far more limited in options, and must account for the legitimate governments perspective a lot more than we would if Mexico was a failed state.

Zenpundit may or may not be right regarding the threat posed by Mexico, but if he believes Mexico as a failed state is more dangerous than a Mexico as a weak state, he is mistaken.

Read the whole post here.

I found Galrahn’s argument to be very intriguing. There’s the issue of Mexico specifically in his post and then Weak States being worse than Failed States as a general rule. First, Mexico:

The thought experiment I penned previously aside, Mexico is not yet a Failed State and I hope it does not become one – though I would not wager a mortgage payment on it staying away from catastrophic failure. Mexico is definitely, in my view, already a Weak State suddenly resisting the process of being “hollowed out”, slowly, by vicious drug cartels. I wish President Calderon well in his efforts to crush the narco networks, but just as America cannot avoid admitting that our drug laws are impacting Mexico severely, let’s not let the fact that Mexico’s ruling oligarchy has also brought this disaster on themselves with their self-aggrandizingly corrupt political economy escape comment.

The crony-capitalist-politico ruling class in Mexico ruthlessly squeezes their poor but ambitious countrymen to emigrate and is too greedy to even invest properly in the very security services that keeps their own state apparatus afloat. Mexico is not a poor country, their GDP is in the same league as that of Australia, India or the Netherlands. Mexico can afford to pay for a professional police, a functioning judiciary and a larger Army at a minimum. On a more reasonable level, Mexico can also afford basic public education and core public services for it’s citizens and could liberalize it’s economy further to stimulate entrepreneurship. They choose not to do so. An elite that stubbornly refuses to reform, even in the interest of self-preservation, is not a group likely to make statesmanlike decisions in the Cartel War.

If Mexico fails, really fails on the order of Lebanon in the 1980’s or Somalia since the 1990’s, Galrahn is correct that the U.S. military would, in the last analysis, have a free hand to do things in Mexico that could not be remotely contemplated today. However the  second and third order effects of a Failed State Mexico are calamitous enough that I’d prefer to skip enjoying that kind of “free hand”. Unless Mexicans have something in their DNA that makes them different from Iraqis, Afghans, Cambodians or Kosovar Albanians, extreme levels of violence in one area will cause them to move to areas of relative safety in another place. Internal displacement will precede external displacement. Elite flight will precede the flight of the masses.

That brings us to the general question of, is a Failed State better or worse than a Weak State whose tattered shreds of international legitimacy prevent robust foreign intervention? I am going to “punt” by inclining toward judging on a case-by-case basis. “Failed State Botswana” is not likely to impact the world very much nor is “Functional State Congo” going to look very good next to anything except Congo as the Failed State that it is. Now “Failed State China” or “Failed State Russia”, that has consequences that are the stuff of nightmares.

What do you say? Which is worse: Weak State or Failed State?

ADDENDUM:

SWJ Blog links to a Washington Post series on the Cartel War

New Post at Clausewitz Roundtable

Sunday, March 22nd, 2009

I have a new post up at the closing Clausewitz Roundtable at Chicago Boyz.

Clausewitz, “On War” Book VI: The Shadow of the East

….One of the anomalies of the crusade of Napoleon’s Grande Armee into the Russia of Tsar Alexander is that the Russians began in a position of numerical inferiority, something that had not happened at any other time except during the Mongol Yoke. Even Hitler’s massive onslaught of 150 Wehrmacht divisions hurled into the Soviet Union during Operation Barbarossa in 1941 did not enjoy the advantage in numbers held by Napoleon in 1812. Napoleon’s host had an almost mythic quality, reminiscent of the army of Great King Xerxes in The Persian Wars. Historian Alan Schom writes:

“Napoleon’s mighty force was phenomenal in size and strength as it continued its advance. They were marching by the thousands, the tens of thousands, the hundreds of thousands. It was incredible, it was fascinating, it was aew inspiring, but above all, it was terrifying. All Europe was trembling at the very thought of this massive Gallic-led horde, the likes of which had not been seen since the eighth century invasion of Europe by the Arabs and Berbers, and before that by Attila the Hun. Bavarians, Wurttemburgers, troops from Berg, Hesse-Darmstadt, Frankfurt, Nassau-Aremberg, Isenburg, Hohenzollern-Sigmaringen, Wurzberg, Saxony, Anhalt-Berburg, Schwarzburg-Sondershausen, Waldeck, Schaumburg-Lippe, Westphalia, Mecklenburg-Strelitz, Oldenburg, occupied Denmark, occupied Prussia, occupied Spain and Portugal, occupied Holland, occupied Switzerland, northern Italy, the occupied Papal States, Danzig and Illyria, tiny San Marino and the miniature principality of Liechtenstein….the marched hundreds of miles, some ultimately two thousand miles, because once more Napoleon Bonaparte had refused peace, because – obsessed beyond any rational thought – he demanded war and further conquest”[1]

Tsar Alexander responded to the “Gallic horde” by trading space for time, evacuating Vitebsk and famously, Moscow, which was set to the torch. Alexander made use of the terrain, Russia’s vast and unforgiving span of earth to decimate the invaders whose lines of supply stretched vaporously thin.

Read the rest here.

The roundtable has been of superb quality and I will do a final aggregation post of the final third of the contributions once everyone has posted their concluding remarks.

On Tribes

Tuesday, March 10th, 2009

 

John Robb has been thinking about tribes. So has David Ronfeldt. So has Seth Godin.

Why?

John Robb  writes:

If you are like most people in the ‘developed world,’ you don’t have any experience in a true tribal organization.  Tribal organizations were crushed in the last couple of Centuries due to pressures from the nation-state that saw them as competitors and the marketplace that saw them as impediments.  All we have now it is a moderately strong nuclear family (weakened via modern economics that forces familial diasporas), a weak extended family, a loose collection of friends (a social circle), a tenuous corporate affiliation, and a tangential relationship with a remote nation-state.  That, for many of us, is proving to be insufficient as a means of withstanding the pressures of the chaotic and harsh modern environment.

The advantage of tribal structures in my view, compared to hierarchies, markets and networks discussed by Ronfeldt revolves around the certainty of mutual trust as a psychological motivator, especially vis-a-vis “outsiders”.  Loyalty to all members of the tribe ( primary loyalty) is paramount which is not the case in hierarchies ( loyalty flows upward, downward not so much), markets ( nonexistent) or networks (potentially  non-reciprocal loyalty to hub). As such, tribes function very well at the base of Maslow’s Hierarchy of Needs which means they are good insurance for physical survival. It does not matter if the tribe is one of blood or cultural heritage or artificial political, religious or military brotherhood. Militiaman, monk or gang member is irrelevant; what matters is the establishment of unreserved mutual trust as a core of personal identity.

The implicit trust present within the tribe and the flexible sense of authority gives individual tribesmen room for individual initiative to react, knowing “the tribe has their back”. They are a more centralized unit of power than a network but more fluid and mobile than a hierarchy. A tribe is a safety net or a bodyguard. Great enterprises require something else as an organizational form but behind a great enterprise should be at least some kind of life preserver.

Addendum:

Col. Pat Lang – “ How to Work With Tribesmen

Colin Gray Gambling on 21st Century Great Power War

Wednesday, February 25th, 2009

Eminent British-American strategist  Colin S. Gray gambles on the Sino-American War in the 21st century (hat tip SWJ Blog)

PARAMETERS –  The 21st Century Security Environment and the Future of War

How the two great powers are going to afford to fight each other, as war would destroy their interdependent economic condition, is left unsaid. As is the rationale for fighting such a war beyond “balancing” and “fear, honor, interest” or any explanation as to why nuclear weapons would not be a constraining factor on such a war breaking out though Gray does not appear to believe that Russia and the US aspire to nuclear armageddon.

Despite some nostalgia for the the halcyon days of the Sino-Soviet alliance, an interesting an often cautionary article by a noted scholar of war.

IRrelevant ?

Friday, February 20th, 2009

Longtime blogfriend Bruce Kesler, posting at Maggie’s Farm points to the growing disconnection between our largest  group of academic foreign policy specialists and…..our actual foreign policy.

Wonder why International Relations professors are ignored?

International Relations professors “are often the last people a president turns to for advice on running the world. At least, that’s what the professors say,” in a 2008 survey of 1743 IR faculty at every 4-year college and university in the US.   “Most revealing? Nearly 40 percent of respondents reported that these scholars have “no impact” on foreign policy or even the public discourse about it.”  Foreign Policy reports the results. 

If they, or you, are wondering why they are so irrelevant, just look at their top priority: “It’s a largely liberal internationalist agenda, one that names the most important foreign-policy priorities facing the United States as global climate change (37 percent).”

….Still wondering?  Read on:

“In 2008, for instance, we see fewer than half as many scholars (23 percent of respondents in 2008 compared to to 48 percent in 2006) describing terrorism as one of the three most significant current foreign policy challenges facing the United States.  Most surprisingly, while 50 percent of U.S. scholars in 2006 said that terrorism was one of the most important foreign policy issues the United states would face over the subsequent decade, in 2008 only 1 percent of respondents agreed….Concern over several other foreign policy issues is also declining markedly: when asked about the most important problems facing the country over the next ten years 18 percent fewer respondents chose WMD proliferation, 12 percent fewer said armed conflict in the Middle east, and 13 percent fewer indicated failed states.  At the same time, 17 percent more respondents in 2008 than in 2006 believed that climate change will pose a serious challenge…”

I suspect political ideology, intellectual fashion and academic tenure and promotion requirements for increasingly fractionated specialization all play a role in creating a worldview divorced from the actual community of senior foreign policy practitioners, career and appointee, Democrat and Republican. As for impacting public discourse, you have a few, august, “big names” who command a wide respect in and outside of the field and then some younger professor bloggers (like Daniel Drezner or our friends at Duck of Minerva) with a demonstrated ability to communicate effectively in normal, well-written, English. The vast, jargon -enamored, academic IR mainstream goes unheard and would probably not be understood by the average voter if they were ( my field, history, is no shining example of persuasive writing either).

Speaking of Drezner, he points to the Obama administration raiding academia to fill second through fifth tier foreign policy appointments. Will they change the game ? Probably not enough of them nor are they as a group as Left as the IR professoriate as a whole.


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