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R2P Debate Rising ( Part I.)

Friday, February 7th, 2014

I thought I would call the attention of the readership to a debate that has been ricocheting around different social media platforms on R2P (Responsibility to Protect“). I have dealt with the topic several times in the past, related to the ideas of Anne-Marie Slaughter, but not much recently until Victor Allen, over at The Bridge, put up an enthusiastic post:

Strong State, Weak State: The New Sovereignty and the Responsibility to Protect

The Responsibility to Protect doctrine represents a leap forward in accountability for states and does not infringe upon their sovereignty, as states are no longer held to be completely self-contained entities with absolute power over their populations. Rather, there is a strictly defined corpus of actions that begin the R2P process?—?a process that has different levels of corrective action undertaken by the international community in order to persuade, cajole and finally coerce states into actively taking steps to prevent atrocities from occurring within their boundaries. That R2P does not violate sovereignty stems from the evolution of sovereignty from its Westphalian form in the mid 17th century to the “sovereignty as responsibility” concept advanced by Deng, et al. Modern sovereignty can no longer be held to give states carte blanche in their internal affairs regardless of the level of suffering going on within their borders. This does not diminish state agency for internal affairs, but rather holds them responsible and accountable for their action and inaction regarding the welfare of their populations…

Victor’s post deserves to be read in full.

I did not agree with Victor’s framing of the legal character of state sovereignty, to put it mildly, nor his normative assessment of R2P.  Mr. Allen also described R2P somewhat differently than I have seen from other advocates, but I was less concerned by that as the concept does not seem to be presented with consistency by the community of  R2P advocates and theorists. Having seen similar theoretical debates over the years about angels dancing on pins over 4GW, constructivism, EBO, Network-centric Warfare, OODA,  Clausewitz’s remarkable trinity,  nuclear deterrence, preemptive war, COIN,  neoconservatism, free market economics, the agrarian origin of capitalism in England, Marxist theory etc. I am not too worried if Victor’s interpretation in its specifics is not ideologically perfect. It is representative enough.

I responded to Allen’s post somewhat crankily and with too much brevity:

R2P: Asserting Theory is not = Law 

….As far as premises go, the first point is highly debatable; the second is formally disputed by *many* states, including Russia and China, great powers which are permanent members of the UN Security Council; and the third bears no relation to whether a military intervention is a violation of sovereignty or not. I am not a self-contained entity either, that does not mean you get to forcibly enter my house.

That R2P does not violate sovereignty stems from the evolution of sovereignty from its Westphalian form in the mid 17th century to the “sovereignty as responsibility” concept advanced by Deng, et al. Modern sovereignty can no longer be held to give states carte blanche in their internal affairs regardless of the level of suffering going on within their borders.

Academic theorists do not have the authority to override sovereign powers (!) constituted as legitimized, recognized, states and write their theories into international law – as if an international covenant like the Geneva Convention had just been contracted. Even persuading red haired activist cronies of the American president and State Department bureaucrats to recite your arguments at White House press conferences does not make them “international law” either – it makes them “policy” – and that only of a particular administration. 

This riff  set off something of a reaction on Facebook in private groups and on Twitter as Mr. Allen, who I am sure is a fine gent, has a large set of common colleagues with me, some of whom are Boydians and all of whom are sharp strategic thinkers. Consequently,  Victor’s post(s) as well as mine and a later follow up by a “Leonidas Musashi” ( great nom de guerre)  made it into a high caliber defense forum as well as other sites online. My spleen-venting provoked the following rebuttal at The Bridge:

R2P: A Spectrum of Responses 

….Safranski’s final point about sovereignty as carte blanche seems to be a stealth argument for the principles of R2P:

States always could and did take military action in self-defense when disorders in neighboring states threatened their security or spilled over their border outright.R2P seeks to minimize harm caused by disorder through early action taken prior to conflicts spilling over borders that can potentially cause larger conflagrations, but more importantly, it recognizes that atrocities can happen entirely within the confines of a state, and that the international community will not allow them to continue unchecked. This recognition is easily seen in the rhetoric and discussions regarding rebels in both Libya and Syria. Libya is admittedly a flawed example of the use of R2P, with second-order effects seen in the Russian and Chinese opposition to UN-sanctioned stabilization operations in Syria, but that concern for the population first and the state second were common facets to both bear mentioning in the debate and illustrate the shifting nature of intervention and sovereignty. This shift is exemplified in the contrast between discussions in the UN General Assembly regarding Kosovo/East Timor and Syria: “most of the 118 states that mentioned Syria at the UN General Assembly in 2012 expressed concern about the population, up from less than a third who invoked Kosovo and East Timor in 1999… It is clear that a fundamental shift has taken place regarding humanitarian intervention and that more and more states embrace the broad values expressed by R2P.” (“Democracy, Human Rights, and the Emerging Global Order: Workshop Summary,” Brookings Institution, 2012)

Again, I caution about reading posts in full.

Here in this rebuttal Victor doubled down, which I admire because that is interesting, but with which I agree with even less because he seems to be far removed from how the world really works in terms of international relations, not merely in practice, but also in theory as well.  That said, his response deserves a much more serious reply than my first post evinced. I have been fiddling with one ( I seem to be moving slowly these days) but another voice – “Leonidas Musashi” – has entered the debate at The Bridge with a sharp retort against Allen’s conception of R2P:

Responsibility to Protect: Rhetoric and Reality 

….My main observation, however, is that the discussion thus far has been focused more on a “right” to protect than a “responsibility” to do so. The arguments indicate that a state has a responsibility to protect its people but takes for granted that third parties somehow inherit this responsibility when the state cannot fulfill it. There is a missing explanation here. The need to justify such efforts may seem callous, but a nation’s highest moral order is to serve its own citizens first. Such an explanation would certainly be a legitimate demand for a mother that loses a son who volunteered to defend his nation, or for a government entrusted by its people to use their resources to their own benefit. While it is often stated that the international community “should” intervene, explanation of where this imperative comes from is not addressed other than by vague references to modern states being interconnected. But this implies, as previously stated, a right based on the self-interest of states, firmly grounded in realistic security concerns, rather than any inherent humanitarian responsibility to intervene. Instability and potential spillover may very well make it within a nation’s vital interests to intervene in another country and pursuing humanitarian and human rights goals within the borders of another state may well be in a nation’s secondary interests. But if this is the case, the calculus of the political leadership will determine if pursuing this goal is worth the cost/potential costs – as has been done in such cases as North Korea, Iran, Zimbabwe, Tibet and Syria. In either case, the decision is determined by what is in the nation’s interests, a reality that makes R2P not a mandate, but a merely a post hoc justification for interventions that do occur.

Leonidas makes many good points, in my view, but the intellectual fungibility of R2P as a concept, its elastic and ever evolving capacity to serve as a pretext for any situation at hand is the most important, because it is potentially most destabilizing and threatening to other great powers with which the United States has to share the globe. In short, with great responsibilities come greater costs.

In part II. I will lay out a more methodical case on the intellectual phantom that is R2P.

Narco-cartels as MBAs Doing 4GW

Tuesday, January 7th, 2014

[by Mark Safranski, a.k.a. “zen“]

 

Yale organizational behaviorist Rodrigo Canales has an interesting talk on the Narco-insurgency in Mexico ( which he correctly sees as having been as lethal as Syria’s civil war). While this won’t be news to close students of Mexico’s cartel wars, Canales explains how Los Zeta, La Familia, Knights Templar and Sinaloa cartel violence is neither random nor strictly criminal on criminal  violence but is used as part of organizational strategies to create distinctive “franchise brands”, amplify political messaging,  reinforce effects of social service investment in the communities they control and maximize market efficiency of narcotics sales and other contraband. COIN, 4GW and irregular warfare folks will all see familiar elements in Canales management theory driven perspective.

A useful short tutorial considering the cartels are operating inside the United States and their hyper-violent tactics are eventually going to follow.

Heavy Metal: When Irregulars Go Armored

Saturday, November 2nd, 2013

[by Mark Safranski, a.k.a. “zen“]

If the symbol of the 20th century insurgent was the AK-47 and a red banner, his 21st century counterpart may someday be recognized by the suicide belt and the “homemade tank”. Irregular fighters have always used light arms, civilian passenger vehicles and armor captured (or donated by) from conventional armies, but the ability to produce serviceable fighting armored cars is a new wrinkle. They could not stand up to an American or Russian tank company, of course, but they are not meant to do so.

Most prevalent and evolved in Mexico’s narco-insurgency where cartels use these “monsters” converted from SUVs and various types of light and heavy trucks to battle one another and as “troop carriers” but these DIY armored vehicles have also appeared in the recent Libyan and ongoing Syrian civil wars. Where heavy anti-tank weapons, air power and real tanks are scarce, these narco-tanks are useful additions to irregular combat power and convey an intimidating image to lightly armed police and the public.

Dr. Robert Bunker and Byron Ramirez, with the support of Small Wars Journal, Borderland Beat.com and the Foreign Military Studies Office at Fort Leavenworth, have a new scholarly compilation on the subject of irregular use of DIY armor in Mexico:

Narco Armor : Improvised Armored Fighting Vehicles in Mexico

….The wave of violence that has left thousands dead began in early 2005, when former Mexican
president Vicente Fox sent government troops to Tamaulipas to fight the cartels. For the past
seven years the government has ordered its military to fight the cartels directly, which, in turn,
has led drug cartels to improvise and develop their own methods of warfare to combat both
government troops and other competing cartels.

The extreme rivalry among various Mexican drug cartels for regional control of the drug trade
market has yielded an arms race. The following collection of articles and images addresses a
segment of the military technology utilized by violent non-state actors during this period: “narco armor” or, more accurately, improvised armored fighting vehicles (IAFV).

….Mexican cartel use of IAFVs and armored sport utility vehicles (ASUV) may yield some
important lessons for military counter-criminal insurgency efforts. Still, many unanswered
questions exist concerning the fielding of narco armor in Mexico. Reports of these vehicles
being fielded span roughly from mid-2010 to the beginning of 2012, with a spike in activity 5
surrounding them taking place around mid-2011. These vehicles had predominantly been utilized

in the Mexican state of Tamaulipas in engagements between the Zetas and Gulf cartels and in a
few other locales (see Map Locations). While it has been said that the Mexican government has
seized well over one hundred of these vehicles, only about two dozen photographic examples
exist per our research (see Picture Gallery).

….Given the apparent cessation of the fielding of narco armor since early 2012, quite possibly these vehicles have reached an evolutionary dead end, with more emphasis once again placed by the cartels on fielding more stealth-masked armored vehicles, such as armored SUVs, that better blend in with civilian cars and trucks so as to eluded identification and targeting by Mexican federal forces. Still, given the ever changing conflict waging in Mexico among the cartels and against the Mexican government, future resumption of IAFV employment will always remain a potential. 

Read the rest here.

During the Russian civil war (1917-1922), armored trains complete with heavy machine guns and artillery were used by both Bolshevik and White armies across the vast expanse of the Eurasian steppe and the armored train subsequently made spotty appearances in civil wars in China and Spain before fading away. This less likely to happen with homemade armor which is smaller and infinitely more mobile and can be created in a sufficiently large garage with time, elbow grease and a supply of scrap metal.

Strategy, Winston Churchill, and the power of positive thinking

Monday, October 7th, 2013

[by Lynn C. Rees]

Winston Churchill had terrible parents.

Randolph Churchill was a Tory meteor who shot brightly across British politics only to die of syphilitic inanity by age 45. The elder Churchill’s attitude towards his firstborn was cold and dismissive: while he may never have said anything as chilly as Arthur Wellesley’s mother (“my ugly boy Arthur was food for powder and nothing more”), Randolph Churchill agreed with Ann Wesley’s sentiments enough to pack young Winston off to Sandhurst to become cannon fodder.

Randolph Churchill

Randolph Churchill

Jennie Jerome was an American heiress who spent most of her time pursuing (and being pursued by) high London society. Winning Mum of the Year was item 113 on her 100 item todo list. When his mother finally allowed him to develop a personal relationship with her deep into his twenties, Churchill described their relationship as more brother-sister than mother-son.

Jennie Jerome Churchill

Jennie Jerome Churchill

Churchill reacted to his parental deep freeze by idealizing mum and dad. If the beacon of maternal love in Churchill’s memoirs will never be mistaken for the real Jennie Jerome Churchill, Churchill ignored the incongruity. If the romanticized father he worshipped bore only a slight resemblance to the real Randolph Churchill, Churchill’s desire for the approval of this shade conjured by his own vast imagination was enough to spur him to great deeds. Asked later in life what his greatest regret was, Churchill surprised one interviewer by wistfully wishing that Randolph Churchill had lived to see his son’s career success. Churchill even had a dream starring Randolph Churchill in 1947, 50 years after his father’s died. His father’s ghost appeared and interrogated Churchill about happenings in the world since his death. Churchill got to most of early 20th century history but, tellingly, he didn’t have enough time to tell his father of his key own role in those events before the dream ended.

Churchill’s eager over-imaginings not only gave him wonderful parents but other equally sustaining fictions. Churchill believed in (and almost willed into existence) a United Kingdom of Great Britain and Ireland that was as strong and vital in the early 20th century as it was under Pitt or Temple. In reality, the Britain of Churchill’s time was a run-down and dispirited shadow of glory, more fixated on bread and butter at home than dash and destiny abroad. In Churchill’s imagination, the Britain of 1940 was a Tyrannosaur among sheep. In reality, it was a dodo among eagles and bears.

United Kingdom of Great Britain and Ireland

The United Kingdom of Great Britain and Ireland

Lawrence Freedman has argued that Churchill’s strategy in 1940-1941 is vastly different from the strategy contemporary strategic studies holds up as an ideal. His strategy was the triumph of hope over experience, one of the great fantasy spectaculars of the 20th century. His soldiers were tired, his people were dispirited, his aircraft carriers carried biplanes, his generals were mulish, and his empire was restive. The only anchors in reality for Churchill’s strategy were the inability of Nazis to march over or part the English Channel and American reluctance to see faltering Britain replaced by revanchist Germany. All else was theater.

Mule

Mule

Churchill won the Nobel Prize for literature in 1953. This is revealing: Churchill was a better writer than orthodox strategist. His delusions were as larger than life as his correct notions were. But Churchill’s resort to grand narrative was far more successful than strategic orthodoxy can capture or comprehend. More often than not, the strength of conviction behind a strategy’s more tenuous elements wins more in war than its tenuous connection to reality warrants.

Churchill’s strategy in childhood consisted of holding on to a series of deluded and contradictory beliefs about his parents in the hope that something good would turn up. Churchill’s strategy in World War II consisted of holding on to a series of deluded and contradictory beliefs about the British Empire in the hope that something would turn up. Self-appointed strategic professionals often diagnose a possible strategic outcome as impossible only to be confounded when someone clings to impossibility until the possible turns up. Mere clinging has a long and distinguished record of unmasking the impossible as only the improbable under the wrong circumstances and the all too probable under the right circumstances.

The Myhrvold Report and Understanding Strategic Threats

Monday, October 7th, 2013

[by Mark Safranski, a.k.a. “zen“]

Several weeks ago, Cheryl Rofer wrote an important post analyzing the report “Strategic Terrorism: A Call to Action” by Microsoft billionaire, venture capitalist, theoretical mathematician and cookbook author, Dr. Nathan Myhrvold. I found Cheryl’s argument quite persuasive and would like to add a few points of my own; because while some of the concerns raised by Myhrvold are valid and his intent is no doubt well-meaning, the approach he suggests is, at times, problematic.

If in the past ten years you have been a serious student of terrorism studies, insurgency and COIN, national security, counter-terrorism policy, counter-proliferation policy,  intelligence community affairs and military theory, there is little that will be new for you in the first part of the report. Many of these problems had previously been raised (at least in part) by figures as disparate as Michael Scheuer, John Robb, Martin van Creveld, Thomas P.M. Barnett, William Lind,  Robert Bunker and dozens if not hundreds, of thinkers, practitioners and scholars. In addition, this ground was also covered by government agencies like the National Intelligence Council in its periodic Global Trends reports, and in classified analysis by the Office of Net Assessment and various three letter agencies. The blogosphere also had a lively discussion of catastrophic WMD terrorism, superempowered individuals, 4GW/5GW, apocalyptic Mahdism and related subjects throughout the mid to late 2000’s.  Diffusion of society-shifting power into the hands of small groups and individuals was a theme of Alvin and Heidi Toffler back in the 70’s and 80’s, so this is an old rather than new problem.

Dr. Myhrvold is a polymathic character, but his original area of specialization was mathematical research so it is not surprising that his approach to things “strategic” is dominated by scalar considerations. Namely, a threat taxonomy based upon potential magnitude of  disaster events up to the extinction of the human race (High M 10).  Wondering here, as the bibliographic references of this report are extremely scanty, if Myhrvold was influenced by Herman Kahns ideas on escalation or game theory based literature on deterrence or something else. Regardless, while there’s some merit to this definition – obviously if your civilization is destroyed or everyone is dead you have suffered the ultimate in strategic defeat – there are weaknesses too as the linear progression of destruction implies an apolitical environment and inevitable process. That’s not how things work with strategy in the real world, neither today nor back in the era of Cold War superpower nuclear brinksmanship. Even John Foster Dulles and Vyacheslav Molotov were more politically nuanced than that.

This is an important point. Myhrvold is focused on capacity alone rather than in conjunction with political purpose in defining strategic threats.  Capacity in bad hands is worth worrying about and Myhrvold is right when he criticizes the government for their obstinate refusal to develop a robust threat detection system for shipping to US ports of entry ( that’s boring, hard work with little payoff from a political perspective, but the NSA building a system for surveilling all Americans is fun and gives government bureaucrats great potential power to ruin anyone they wish); that said, outside of comic books and James Bond movies, people do not historically initiate violence on an epochal scale out of a Joker-like admiration of nihilism, not even terrorists. Instead, they have a political end in mind for which violence is a tool. This variable appears to be absent from Myhrvold’s thinking.

More troubling, Myhrvold’s solution to the potential threat of bioweapon terrorism would appear to be, as I infer it, even greater centralization of power in the hands of a national security surveillance state. As I expect Dr. Myhrvold is a great respecter of data-driven, probabilistic logic, he might want to consider that nearly every man-made, high magnitude, lethal event in the past century and a quarter years has been initiated by governments for reasons of policy, up to and including the auto-genocide of tens of millions of their own citizens. Most people on this planet are in far greater danger of harm at the hands of the state than they are as a result of terrorism or foreign attack and it would seem foolish, in light of such statistics, to increase our risk by delegating greater grants of power to the entity most likely to cause us harm. In the words of the late defense and security expert Dr. Fred Ikle, we would be risking Annihilation from Within.

Ikle anticipated years ago much of what Myhrvold wrestled with in his report and, in my view, prescribed better answers.


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