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The Chinese Strategic Tradition: A Research Program (I)

Tuesday, June 2nd, 2015

[By T. Greer]
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We’re honored and delighted to announce that blog-friend and commenter T Greer has accepted Zen’s invitation to join us as a member of the Zenpundit team, and trust the following post in two parts will stir fruitful conversation not only here at ZP but across several related blogs.. — Charles Cameron, ZP managing editor

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Mao Zedong writing On Protracted Warfare (Yan’an, 1938)
Source: Wikimedia.

This essay was originally published at The Scholar’s Stage on 26 May, 2015. Because of its length it has been divided into two posts, both lengthy in their own right. This–the first of these two posts–is republished here at Zenpundit with little alteration. The second half of the essay shall be posted here later this week.

INTRODUCTION


Last fall I wrote a popular series of posts outlining the history of the eight decade war waged between the Chinese Han Dynasty and the Xiongnu (old style: Hsiung-nu) nomadic empire. My posts were a response to a prominent American strategic theorist who misunderstood the history of the Han-Xiongnu relations in his search for enduring patterns in China’s military and diplomatic history relevant to China’s foreign relations today. Unfortunately, this experience was not a singular event. It seems that every month some new book or article is published pushing a misleading version of Chinese history or a strained interpretation of classical Chinese political thought to shore up a new theory of what makes China tick. I could devote this blog solely to refuting these poorly sourced theories and never run out of things to write about.

Despite these errors, I have a great deal of sympathy for those who pen them. They face a nearly insurmountable problem: many of the thinkers, strategists, and conflicts most important to the Chinese strategic tradition have next to nothing in English written about them. Critical works have yet to be translated, translated works have yet to be analyzed, histories of important wars and figures have yet to be written, and what has been written is often scattered in obscure books and journals accessible only to experienced Sinologists. English speakers simply do not have access to the information they need to study the Chinese strategic tradition.

This needs to change. It needs to change both for the sake of strategic theory as a discipline, which has essentially ignored the insights and observations gleaned from 3,000 years of study and experience, and for understanding the intentions of our rivals and allies in East Asia, who draw upon this tradition to decide their own political and strategic priorities. But in order to make these necessary changes we need a clear picture of where we are now. This essay attempts to provide this picture. It is not a bibliographic essay per say, for I will freely admit that I have not read all of the books and research articles I will mention below. Some titles I have only read in part; others I have not read at all. However, the goal of this post is not to review the results and conclusions of all these works, but to outline where research has been done and where more research is needed. For this purpose awareness suffices when more intimate knowledge is lacking.

Mastering 3,000 years of intellectual and military history is a gargantuan task. But in order to find the answers to some of the questions inherent in the study the Chinese strategic tradition, it must be done. I make no such claim of mastery. My expertise is uneven; I am most familiar with both the strategic thought and the actual events of the China’s classical period (Warring States through the Three Kingdoms era, c. 475 BC-280 AD), and am probably weakest when discussing the first two decades of the 20th century, a time critical to the development of the tradition but difficult to master because of the number of political actors involved, the complexity of their relations, and the great intellectual variety of the era. Despite these weaknesses I know enough to chart out the broad outlines of current scholarship, a charge most specialists in strategic theory cannot attempt and most Sinologists would not desire. These biases and proclivities have kept the two disciplines far apart; there is an urgent need for these two scholarly bodies to draw together. If this essay–which is addressed primarily to the first group but should be accessible to second–helps in some small way to bring this to pass I shall consider it a grand success.

This essay shall have three parts divided over two posts. The final section is a list of recommendations on how to establish and develop the study of the Chinese strategic tradition as an academic sub-field, as well as some thoughts on where individual Anglophone scholars might focus their research. The two earlier sections will review what has been published in English about the Chinese strategic tradition already. The term “the Chinese strategic tradition” is usually used in reference to the thinkers and the theorists of Chinese history, not the commanders and ministers who actually implemented policy. In the West this is almost always how the topic is discussed. Texts like Sun-tzu’s Art of War (hereafter, the Sunzi) are dissected with little reference to the way its thought was consciously implemented by those who studied it most carefully. This is a mistake. Most of the pressing questions in this field can only be answered by looking at how Chinese soldiers and statesmen actually behaved, and most of the errors common to Western punditry can be sourced to this tendency to ignore actual events in favor of theory. [1] In the case of ancient histories–whose account of events were highly stylized and moralizing–this distinction blurs. However, for the sake of organization I shall maintain the distinction between strategic thought (a subset of intellectual history) and strategic practice (a subset of diplomatic, political, and military history), covering each in turn.

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Cognitive Tools for Creative Thinking

Friday, May 15th, 2015

[by Mark Safranski, a.k.a “zen“]

It has been some time since I have touched upon this topic. Recently though, I initiated a discussion at work on ways to enhance and stimulate creativity and  creative thinking and presented a suite of methods for generating and refining ideas. I didn’t get into the insight-based aspects of creativity, nor the high-level kinds of synthesis you see with people who have genuine mastery over a field or domain. My focus was more on developing people’s ability to think divergently, generate or recognize novel ideas and then refine or develop them.

Therefore, many of these are active, intentional exercises or strategies. They tend to be productive but their creativity is not quite the same as what is produced, say, when a skilled musician is “jamming”, an inventor is tinkering or a painter or scientist is experimenting in the “flow“.  The following are also not an exhaustive list:

Creative Problem Solving (CPS)

Developed by Alex Osborn and Sidney Parnes, CPS seeks to harness Divergent and Convergent thinking in a holistic, multi-step, learning process. In essence, the students are sequentially alternating between Generating ideas and Focusing on refining, evaluating, applying them until the “problem” is solved. This is one of the older models of instilling creative thinking and has been widely used, particularly for well-defined or technical problems.

Edward DeBono Lateral Thinking Exercises

DeBono developed a system of forced choice and association exercises that are well suited to promoting critical and creative thinking at the same time as students address a concept or activity. Lateral Thinking exercises lend themselves naturally to being made into graphic organizers or as leading questions in class or group discussion. Some examples:

PMI – “Plus, Minus, Interesting”                             OPV – “Other People’s Views    

ADI – “Agreement, Disagreement, Irrelevant”  APC – “Alternatives, Possibilities, Choices”

EBS – “Examine Both Sides”                                      CAF – “Consider All Factors”

HVLV – “High Value, Low Value”                             AGO – “Aims, Goals, Objectives”

TEC – “Target, Explore, Conclude”                          PISCO – “Purpose, Input, Solutions, Choice”

Related to Lateral Thinking, but not the same, is Horizontal Thinking. While the former are concrete exercises, horizontal thinking is using a familiar area of knowledge to look for analogies and patterns in less or unfamiliar fields. Both Lateral and Horizontal thinking differ from the traditional model of analytical-reductionist Vertical Thinking associated with critical thinking done within a subject matter field. Vertical thinking and Lateral/Horizontal thinking complement one another

 

 

 

Variations on “Brainstorming

We all have used brainstorming. There are some ways to make brainstorming more productive.

Ideational Pools – Ask a series of open-ended questions to a group that creates a much richer, single “pool” of ideas than simple brainstorming

Uses, Instances, Similarities – this is usually about a physical object and the purpose is to generate as many alternatives as possible – i.e. “How many different uses can you think of for a piece of rope?”. It is both divergent and lateral thinking as an activity.

Synectics – Extends brainstorming by taking the results and developing metaphors, similes, metonymy/synedoche that describe/explain them

Group Roles (or stages)

  1. Generator: Comes up with ideas
  2. Conceptualizer: Organizes, categorizes, renames ideas
  3. Optimizer: Refines ideas with a view to action – the “How”
  4. Implementor Takes action

 

Morphological Synthesis

Morphological synthesis works through decomposition and forced association, There are several variations but it works best with well-defined problems. Examples.

  1. Define the problem or identify a thing. List all of the attributes.
  2. Combine and re-configure attributes in new ways

or

  1. Divide problem into parts
  2. Develop a solution for each part
  3. Combine solutions

 

Critical Question Mapping

A system of fast learning, developed by friend of ZP Dr. Terry Barnhart, discovers the “what” of a situation by having everyone brainstorm all of the critical questions that must be answered to find a solution. No declarative statements may be made, only questions asked. After the group has exhausted the potential questions, the questions can be organized into clusters, a learning strategy, divided for research, etc.

 

Scenario Exercises

The use of imaginative but realistic premises for a thought experiment and discussion. Popular in the fields of futurism, alternative history and physics, they allow the students to explore reasons behind making decisions, constructing hypothetical, framing problems or as an allegorical experience before exploring the real situation or problem. Scenarios come in different forms and draw on both critical and creative thinking:

Counterfactual: Ex- “What if the South won the Civil War?”

Futurist: Ex- Imagine a world entering a new ice age – how would Illinois ecosystems be impacted by the climate change?”

Physical: Ex- “Schrodinger’s Cat”

Paradoxical: Ex – “Could a man travel through time and kill his own grandfather? Could you drown in the fountain of eternal life?”

 

Doublequotes

Juxtaposing opposing or incompatible authoritative views to encourage synthesis or reflective choice. This is a favorite technique of Charles Cameron in his Hipbone method of analysis that he employs regularly here at ZP.

 

 

Moral Reasoning

Like Scenarios, moral reasoning and ethical dilemmas push people to think both creatively and critically. Example:

“A madman who has threatened to explode several bombs in crowded areas has been apprehended. Unfortunately, he has already planted the bombs and they are scheduled to go off in a short time. It is possible that hundreds of people may die. The authorities cannot make him divulge the location of the bombs by conventional methods. He refuses to say anything and requests a lawyer to protect his fifth amendment right against self-incrimination. In exasperation, some high level official suggests torture. This would be illegal, of course, but the official thinks that it is nevertheless the right thing to do in this desperate situation. Do you agree?”

Many ethical dilemmas and student solutions can be analyzed according to Kohlberg’s Stages of Moral Development but the value for creative thinking is in creating the conditions of a forced choice requiring a resolution.

 

 

What techniques do you use for creativity?

 

WARLORDS, INC BOOK LAUNCH!!!

Saturday, May 9th, 2015

[by Mark Safranski, a.k.a. “zen“]

This important and terrifying book should be read by everyone who cares about the future of human civilization.” Anatol Lieven

Warlords, inc. ; Black Markets, Broken States and the Rise of the Warlord Entrepreneur, Edited by Noah Raford and Andrew Trabulsi

Warlords, inc. a book to which I have contributed a chapter, is being launched today at The Long Now Foundation in San Francisco. Published by Penguin-Random House, Warlords, inc. was the brainchild of Dr. Noah Raford, who recruited an impressive group of experts, journalists, scholars and futurists to analyze and anticipate emergent security trends and irregular warfare among non-state actors, including terrorists, hackers, insurgents, sectarians and corporations.  With a foreword by Dr. Robert J. Bunker, the list of authors include:

William Barnes
Daniel Biro
James Bosworth
Nils Gilman
Jesse Goldhammer
Daniel S. Gressang
Vinay Gupta
Paul Hilder
Graham Leicester
Sam Logan
Noah Raford
Tuesday Reitano
Mark Safranski
John P. Sullivan
Peter Taylor
Hardin Tibbs
Andrew Trabulsi
Shlok Vaidya
Steven Weber

As editor, Andrew Trabulsi did a heroic job herding cats in editing this substantial volume and keeping all of the authors and project on track and on time. Warlords, inc. is available May 12 on Amazon and will be at Barnes & Noble and Target as well. Excited and proud to be part of this endeavor!

T. Greer on Ibn Khaldun’s Asabiyah

Tuesday, May 5th, 2015

[by Mark Safranski, a.k.a. “zen“]

T. Greer of Scholar’s Stage has an exemplary post comparing the philosophy of English social contract theorist Thomas Hobbes with medieval Arab historian Ibn Khaldun, who described a critical component of a functional polity – asabiyah.  You should read Greer’s post in its entirety, but here is the take away as far as strategy is concerned:

….Asabiyah, then, amounts to the feeling among those dying that they are dying for their own. As soon as they begin to feel that they are not dying for their own, but are dying for the king, or for someone else’s clan, or for some obscure institution that is not them — well, that is when asabiyah is gone and the kingdom is in danger. Civilized life shrinks the asabiyah that once united people of different lineages, tribes, and occupations until the people of a kingdom only feel a sense of loyalty to themselves, of if you are lucky, those in their immediate neighborhood or caste. But at this point the feeling they have is not reallyasabiyah at all, but the narrow self interest Hobbes would appreciate. This leaves the kingdom open to attack from the next round of nomadic tribesmen united by charismatic leaders into one indivisible asabiyah driven force. 

Although it was not his intent, I think Ibn Khaldun here answers another puzzle apparent to the careful observer of human affairs. It has oft been held that a strong enemy unites a divided people. When faced with with a foe that threatens liberty and the integrity of the realm, private disagreements ought to be put aside until victory has been declared. But it is not apparent that history actually works this way. If one must compare the rising and declining eras of history’s great empires–here I think of the Romans, the Abbasids, the Ming, the great empires of Castille and the Hapsburgs, or the Russian Empire of Tsarist fame (no doubt other examples can be found with if more thought were put to the question)–it does not seem the enemies they faced in their early days were any less powerful or cunning than the enemies that pushed them to extinction. The difference was in the empires themselves; where the wars of their birth forged nations strong and martial, the wars of their decline only opened and made raw violent internal divisions. Even destruction cannot unite a people who have lost all feeling of asabiyah. 

Ibn Khaldun believed that asabiyah declined over time. He used the analogy of the transition from fierce desert life of equality, mutual glory and conquest to the effeminacy of sedentary decadence and servility of luxurious despotism and the fall of the dynasty in four generations to explain the effect of a decayed asabiyah. Greer continues:

The concept of asabiyah is applied most easily to the distant past. One cannot read histories of the early Islamic conquests and the slow hardening of state authority in Umayyad and Abbasid times without seeing Ibn Khaldun’s cycles within it. I have alluded to many examples of these same themes in East and Central Asian history, for I have found that his theories map well to state-formation among pastoral nomads across the world, including those places Ibn Khaldun had barely heard of. Indeed, Ibn Khaldun’s “independent science” can be applied to almost any pre-modern society or conflict without undue violence to his ideas. I recently wrote that in the pre-modern world, “internal cohesion and loyalty were often the deciding factor in the vast majority of military campaigns” [23]. Ibn Khaldun provides a convincing explanation for where such cohesion came from and why it so often failed when kings and princes needed it most dearly.

There are several reasons why it is difficult to see the hand of asabiyah in the rise and decline of modern great powers. Military science has progressed in the centuries since Ibn Khaldun wrote the Muqaddimah; the drills and training seen in the militaries of our day are capable of creating a strong sense of solidarity and cohesion even when such feelings are absent in the populace at large. In that populace the nationalist fervor that accompanies mass politics has eclipsed (or perhaps, if we take asabiyah as the nucleus of nationalist feeling, perfected) asabiyah as the moving force of modern conflict. This sort of nationalism, dependent as it is on mass media and technologies unknown to Ibn Khaldun,  has a dynamic of its own that he could not have foreseen.

The most important difference between Ibn Khaldun’s world and our own, however, concern the fundamental structure of the societies in which we live. Ibn Khaldun’s was a static age where wealth was easier to seize than make. This is not the case today. For the past two centuries military power has been intertwined with economic growth and industrial capacity. No more can poor ‘Bedouins’ living beyond the pale of civilized society dethrone kings and reshape empires. In the more developed nations of the earth there is so little fear of war that both asabiyah and nationalism are sloughed off with few misgivings. 

 Despite all these differences, Ibn Khaldun did articulate principles that remain relevant despite their age.  The first and most important of these is that social cohesion should be understood as a vital element of national power. Wars are rarely won and strategies rarely made without it. A nation need not be engaged in existential conflict to benefit from strong asabiyah. Absent solidarity, internal controversies absorb the attention of statesmen and internal divisions derail all attempts to craft coherent policy. Strategic malaise is one byproduct of a community deficient in asabiyah. 

Agreed.  In particular, it is difficult for foreigners to provide another society with an asabiyah that it lacks in order to fight and win counterinsurgency wars. You go to war with the asabiyah that you have and that has been a problem for Americans in places like South Vietnam and Afghanistan.

I’m not sure though that it is impossible to regenerate decaying or dying asabiyah if it can be built upon new myths that are harmonious with old ones, disguising innovations as fidelity to cherished values. The Meiji Restoration is the classic successful example of national revolution being presented as a reactionary movement to return to tradition, toppling the worn-out Shogunate and”restoring” a High Priest- Emperor whose ceremonial figurehead predecessors had not ruled Japan in eight hundred years, if ever at all.  There are also darker historical examples and we are seeing one play out now in the Mideast in the form of the ISIS “Caliphate”.

This kind of attempt to breathe new life into an eroding asabiyah operates at the moral level above strategy that John Boyd termed a “Theme of Vitality and Growth” and it can unlock atavistic passions and be extremely attractive. Simultaneously creative and destructive, society is suddenly remade – not as a plowshare, but as a sword in a strong hand.

Mosul Museum: “between the real and its representation”

Saturday, February 28th, 2015

[ by Charles Cameron — last of three posts — the media studies / pomo side of the IS Mosul Museum rampage ]
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Simulacra Baudrillard

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It’s the sort of thing Bryan Alexander so often features in his Infocult blog — an instance of cyberfear. Writing of “Jihadi John” aka Mohammed Emwazi in the NYRB, Malise Ruthven says:

The casual brutalism of his online videos — he decapitated five Western and two Japanese hostages as well as numerous Syrian soldiers, and posed with the severed heads — suggests the insidious way that a generation brought up in cyberspace may have lost the connection between the real and its representation.

We’re in Baudrillard territory here, Simulacra and Simulation — even though it was written before digital / virtual “space” was much of an issue — is the relevant text here:

Simulation is no longer that of a territory, a referential being or a substance. It is the generation by models of a real without origin or reality: a hyperreal. The territory no longer precedes the map, nor survives it. Henceforth, it is the map that precedes the territory – precession of simulacra – it is the map that engenders the territory..

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This also bears relation to the bad news / good news, perhaps, of the IS video of iconoclasm in the Mosul museum:


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