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Book Review: The Grand Strategy of the Byzantine Empire by Luttwak

Monday, February 14th, 2011

The Grand Strategy of the Byzantine Empire by Edward Luttwak

A quarter century in the making, eminent and controversial strategist Dr. Edward Luttwak has produced a tour de force work of scholarship that illuminates the little known (to laymen)  military and diplomatic vision of the Byzantine Empire while making a case for adopting some of Byzantium’s strategic posture to adapt to the challenges of today. A book intended to provoke as much as inform the reader, Luttwak’s epilogue, “Conclusion:Grand Strategy and the Byzantine ‘Operational Code”, which synthesizes the best elements of leading schools of strategic thought, is so good that it merits a separate printing of it’s own.

Luttwak’s central idea is that the Hellenic and holy Orthodox Byzantines, who forever saw themselves as “the Romans”, abandoned the grand strategic posture of the Roman Empire whose mighty legions were optimized to smash heavy infantry into the enemy, seeking not just a decisive victory, but the total destruction of the enemy. Facing a sophisticated peer rival in Persia and the endless steppes that vomited up unending waves of invading Huns, Avars, Pechnegs, Slavs, Bulghars, Bulgars, Turks and Mongols, eventually menaced by an ideologically motivated Islamic enemy, the Byzantines sought to conserve their strength by avoiding decisive battle.

As the position of the Empire meant that one destroyed enemy might be replaced by a worse successor, the Byzantines crafted a grand strategy that maximized stratregic alternatives to wars of attrition that the small, highly trained, well-armed, tactically versatile and irreplaceably expensive Byzantine army could ill afford. Diplomacy, espionage, bribery, assassination, recruitment of foreign proxies, strategic raiding, naval supremacy, manuver warfare and cunning strategems were all employed in preference to engaging in decisive battle. Today’s enemy might be tomorrow’s ally was a foremost consideration for the Byzantines, who took great care to lay down hard-won military wisdom in handbooks and manuals like The Strategikon or  De Re Strategica.

Strengths and Weaknesses:

Where you sit in reading The Grand Strategy of the Byzantine Empire is likely to determine where you stand on it. 

Luttwak has written a very interesting book about a historical subfield in which he himself is not an expert but has infused it with distillations of professional insight regarding strategy and warfare that no Byzantinist scholar and only very few military historians could have brought to bear. And importantly, never have tried to do so. Luttwak’s commentary on each of the surviving Byzantine military manuals, some only recently translated, for example, while repetitive for a lay reader is an important service for students of war and military strategy.

The empire lasted an exceedingly long period of time, as the Byzantines themselves reckoned it, from the 8th century BC to 1453 when the last Emperor Constantine died heroically fighting the final onslaught of the Ottoman Turks a mere 39 years before Christopher Columbus discovered the New World.  Luttwak is not a historian and makes no attempt to approach the subject as a historian would – something that might require multiple volumes or a very superficial treatment – and makes selections from Byzantine history to illustrate thematic points regarding strategy or, as with the digressions on the composite recurve bow and training of mounted archers, the complex relationship between technology, economics, military tactics and strategy.  To the reader interested in strategy and military history, Luttwak’s approach is efficient and sensible; for those interested in a comprehensive understanding of the Byzantines it makes for a highly idiosyncratic reading.

Nor does Luttwak make any pretense of bowing to rhetorical academic conventions. He does not soften his language anywhere, referring for example to the later wars between the Empire and Arab potentates as “jihad” and “crusade” and draws clear connections between the wars of Byzantium and the wars today with al Qaida, the Taliban and Iraq or the continuity between old  Persia and Ahmadinejad’s Iran. Luttwak freely injects modern terminology into archaic subjects and generally writes as he pleases, meandering whenever details of a topic interest him. His endnotes though, are a rich source of further commentary and observations and the bibliography runs for an additional seventeen pages.

Strongly recommended.

Debating the Mexican Cartel Wars at SWJ Blog

Monday, February 14th, 2011

Only Some Dare Call it “Insurgency”

A “must read” article by Dr. Robert J. Bunker at SWJ Blog:

The Mexican Cartel Debate: As Viewed Through Five Divergent Fields of Security Studies

….What is clear is that complex post-modern threats-such as those posed by the Mexican cartels and, for that matter, Al Qaeda and its affiliate network- do not fit into neat categories and well-defined security fields. What is needed is for a U.S. governmental „honest broker? or supra-security organization to come into the Mexican cartel debate and leverage the five fields of security studies highlighted in this essay into a broader networked effort. This effort must further be tied into issues pertaining to the trans-operational environments involving U.S. engagement with Mexican cartels and their affiliates. We can no longer afford the luxury of watching numerous fields of study and security response organizations-each with their own form of „extreme specialization?- independently going about their activities in a totally uncoordinated manner. Instead, attention should be directed at creating a hemispheric strategy for the Americas, possibly even global in scale, to directly challenge the rise of the Mexican cartels and their mercenary and gang affiliates along the entire threat continuum highlighted in this essay.

That the narco-cartels originally had illicit economic motivations and lack Maoist ambitions is apparently a very large obstacle for some orthodox counterinsurgency experts to wrap their heads around – despite the fact that if a group with a political identity were beheading rivals, assassinating police chiefs, kidnapping mayors, using propaganda of word and deed, setting off car bombs and fighting the Army, they’d call it “insurgency”.

While the USG is not supposed to call the narco-cartel war an “insurgency“, we appear to be starting to treat it as one.
 

On the Mythic and the Historic

Thursday, February 3rd, 2011

My amigo Sean Meade ponders:

Notes: The Problem with Sparta

So here are some of the ideas and notes, for posterity.The Problem with Sparta (and Greece)

References
300 (original graphic novel by Frank Miller and better-known movie)
Gates of Fire, Steven Pressfield
The Peloponnesian War, Thucydides
A War Like No Other, Victor Davis Hanson
Sailing the Wine-Dark Sea, Thomas Cahill

The fiction glorifies Sparta while the non-fiction is more critical than laudatory. I was struck by how much the fictional Sparta, in three stories I really love, did not match the history I’d been studying.

Did Pressfield make his story more palatable to his readership by soft-pedaling Helot slavery, radical conservatism and aristocracy, oligarchy and homosexuality and pederasty?

We moderns are very critical of the real, historical Sparta. Insofar as it stands in for Greece in the fiction above, it’s an inaccurate portrayal. To say nothing of all the problems with our view of the Golden Age of Athens…

Ah, the tension between history and myth. 

Admiration for ancient Sparta was imprinted into Western culture because Sparta’s Athenian apologists, including Xenophon but above all Plato, left behind a deep intellectual legacy that includes a romantic idealization of Sparta that contrasts sharply with the criticisms leveled by Thucydides against Athens in The Peloponnesian War. The Melian Dialogue remains a searing indictment against Athens 2,500 years later but no equivalent vignette tells the tale of the Helots living under the reign of terror of the Spartan Krypteia. Plato’s Republic upholds oligarchic authoritarianism inspired by Sparta as utopia while Athenian democracy is remembered partly for the political murder of Socrates and the folly of the expedition to Syracuse. Somehow, ancient Athens lost the historical P.R. war to a rival whose xenophobic, cruel, anti-intellectual and at times, genuinely creepy polis struck other Greeks as alien and disturbing, no matter how much Sparta’s superb prowess at arms might be applauded. 

The fact that the vast majority of the ancient classic texts were lost, or as Dave Schuler likes to note, very selectively preserved and edited – at times, invented – by later peoples with agendas, may account for some of the discrepancy.

A Recommended Blog for Metacognition

Sunday, January 30th, 2011

A while back, I added Ribbonfarm to the blogroll, which is written by Dr. Venkat Rao, a corporate scientist typeafter John Hagel featured in his twitterstream an old but amusing post by Rao analyzing sociopathology in corporate life via characters from The Office. Clever. I thought I would blogroll him and check in periodically.

Later, I noticed that Rao makes frequent references to Clausewitz in his posts and that he is writing Tempo, a book on decision making that will be of great personal and professional interest to many readers here. At this juncture, I’m intrigued.

Then last week, Rao featured a lengthy post on metacognition where he made some excellent points. Here’s a few of them, but as I can only put up a small selection, you should go read the full post:

Boundary Condition Thinking:

 ….To build mathematical models, you start by observing and brain-dumping everything you know about the problem, including key unknowns, onto paper.  This brain-dump is basically an unstructured take on what’s going on. There’s a big word for it: phenomenology. When I do a phenomenology-dumping brainstorm, I use a mix of qualitative notes, quotes, questions, little pictures, mind maps, fragments of equations, fragments of pseudo-code, made-up graphs, and so forth.

You then sort out three types of model building blocks in the phenomenology: dynamics, constraints and boundary conditions (technically all three are varieties of constraints, but never mind that).

Dynamics refers to how things change, and the laws govern those changes. Dynamics are front and center in mathematical thought. Insights come relatively easily when you are thinking about dynamics, and sudden changes in dynamics are usually very visible.  Dynamics is about things like the swinging behavior of pendulums.

Constraints are a little harder. It takes some practice and technical peripheral vision to learn to work elegantly with constraints. When constraints are created, destroyed, loosened or tightened, the changes are usually harder to notice, and the effects are often delayed or obscured. If I were to suddenly pinch the middle of the string of a swinging string-and-weight pendulum, it would start oscillating faster. But if you are paying attention only to the swinging dynamics, you may not notice that the actual noteworthy event is the introduction of a new constraint. You might start thinking, “there must be a new force that is pushing things along faster” and go hunting for that mysterious force.

This is a trivial example, but in more complex cases, you can waste a lot of time thinking unproductively about dynamics (even building whole separate dynamic models) when you should just be watching for changes in the pattern of constraints.

….Historians are a great example. The best historians tend to have an intuitive grasp of this approach to building models using these three building blocks.  Here is how you can sort these three kinds of pieces out in your own thinking. It involves asking a set of questions when you begin to think about a complicated problem.

  1. What are the patterns of change here? What happens when I do various things? What’s the simplest explanation here? (dynamics)
  2. What can I not change, where are the limits? What can break if things get extreme? (constraints)
  3. What are the raw numbers and facts that I need to actually do some detective work to get at, and cannot simply infer from what I already know? (boundary conditions).

Besides historians, trend analysts and fashionistas also seem to think this way. Notice something? Most of the action is in the third question. That’s why historians spend so much time organizing their facts and numbers.

Nice. There’s a multitude of places here to jump off and generate further epistemic analysis, and I am sure that some of the admirers of Boyd, Polanyi, Wohlstetter, Feynman, Kahn and Clausewitz in the ZP readership might do so in the comments. Or my co-blogger Charles might weigh in from the imaginative/mythic/visual domain. We’ll see.

Regardless, I think if you are following blogs like Metamodern, Thomas P.M. Barnett,  Open the Future, Global Guerrillas, John Hagel’s Edge Perspectives, Eide Neurolearning Blog or liked the old Kent’s Imperative (suddenly live again after being dormant for 2 years), you’ll want to consider adding Ribbonfarm to your RSS feed or blogroll.

ADDENDUM:

Ed at Project White Horse, another fine site for your blogroll, is also blogging on boundary conditions:

Stall, Spin, Crash, Burn and Die – Boundary Conditions for 2011

….You can’t fix things without some understanding, real understanding of the problem – nor can there be real leadership without actionable understanding. That’s where establishing boundary conditions as a vehicle to frame the problem – and therefore garner greater insight – become important.

Drilling for oil at a depth of 5000ft and in open ocean – Deepwater Horizon – should have been/should be seen as a “crisis” in waiting no matter the historical track record. Proper understanding would have meant that the National decision making level immediately recognized the high potential for the initial crisis migrating into a severely complex catastrophe after the explosion and acted, not waiting to see if BP’s response plans would work. Activities in “Blue Water”/open ocean are not a linear extrapolation from “inshore,” nor is 5000 ft a linear extrapolation from 200ft or 500ft. depths.  BP’s plans might have been up to the problem, but the shear nature of the environment, if scrutinized in context of “unconventional” as described below, should have been a trigger to initiate intermediate action.  Rather, the declaration of an Event of National Significance was 30+ days in coming??? A significant point, I believe, is the problem generated by not recognizing the nature or even acknowledging the existence of a different kind of  problem, one potentially very complex or stochastic in nature – an “unconventional crisis.”

Off-Base

Thursday, January 27th, 2011

Dr.David Ucko at the excellent Kings of War blog has his story and he is sticking to it:

The Weather Underground: a different approach to political violence

I recently watched The Weather Underground, a 2002 documentary on the eponymous radical organisation active within the United States during the 1970s. The film may be of interest to those studying radicalisation, insurgency and political violence, as it effectively explores the rise, evolution and demise of a revolutionary organisation. It also raises some semantic/ethical questions about ‘who is a terrorist’.

….The use of violence for political messaging may be viewed as ‘terrorism’, and this is typically how the Weather Underground is understood. But is this accurate? Terrorist groups deliberately target civilians to scare or terrorise wider populations into a certain political behaviour. The WUO refrained from such action: they used violence against buildings rather than people, to symbolise their discontent with specific policies and actions, but without killing those held responsible. It was ‘propaganda of the deed’, but without the bloodshed. Accordingly, none of WUO’s attacks resulted in casualties (the one exception has not been definitively linked to the group), and for this reason alone, it is difficult to call WUO a ‘terrorist’ organisation.

Uh, no it isn’t. As the commenters at KoW are busy trying to inform Ucko, this narrative does not fit the facts of the history of the Weathermen.

David, I suspect, is not trying to romanticize the Weathermen here so much as force-fit them into his theoretical model of terrorism, possibly influenced by a tactical turn that was undertaken by the IRA to drive up financial costs for the British government while minimizing the bad press that and damage to their public image that had been growing from earlier, bloody, IRA bombings.


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