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The Reading List of Colonel Thomas X. Hammes

Sunday, August 3rd, 2008

The Armed Forces Journal cover story features Colonel T.X. Hammes giving an an “outside the box” reading list to change traditional thinking in defense circles:

Read different

Although the wider academic and business communities are coming to grips with the fact that many of these advances are changing the way we understand the world, the defense industry does not seem to see this as an issue. We still tend to view the world as responding to linear approaches applied by bureaucratic entities.

Fortunately, over the past couple of decades, a number of books have provided thought-provoking new theories of how the world works. Unfortunately, these theories do not align with the planning processes we use in the defense industry. The first step in fixing our planning processes is to examine how science’s understanding of reality is changing.The authors of these works highlight aspects of how the world has changed. This forces us to change how we frame problems, how we organize to deal with them and even how to get the best out of our people. For instance, if one still saw the world as a hierarchy, then one looked for the “leadership” of the Iraqi insurgency in 2003. Yet if one saw the world as a network in which emergent intelligence is a key factor, then one quickly saw the networked insurgent entities as they evolved an emergent strategy in Iraq. Our ability to adjust to the rapidly changing future security environment will, to a large degree, depend on our ability to understand the world as it is rather than as we have been taught to understand it. Reading these 12 books should help.

Here is the list, and it is a good one. I’ve read several, have some of the other books in my “antilibrary” and a few are new to me. You can go to the article to get some commentary regarding each book by Dr. Hammes:

Chaos: Making a New Science 

Linked: How Everything Is Connected to Everything Else and What It Means 

Commander’s Appreciation and Campaign Design ( U.S. Army pamphlet)

Emergence: The Connected Lives of Ants, Brains, Cities, and Software

The Innovator’s Dilemma: The Revolutionary Book that Will Change the Way You Do Business (Collins Business Essentials)

The Wisdom of Crowds

The Geography of Thought: How Asians and Westerners Think Differently…and Why

Hidden Order: How Adaptation Builds Complexity (Helix Books)

The Starfish and the Spider: The Unstoppable Power of Leaderless Organizations

Wikinomics: How Mass Collaboration Changes Everything

The Singularity Is Near: When Humans Transcend Biology

An excellent list but one to which I think we need to add a few more. While any comments are welcome, I suggest that readers also chime in and nominate a couple ( 1 or 2) worthy reads that fit the spirit of Col. Hammes’ intent. My nominations are  Global Brain: The Evolution of Mass Mind from the Big Bang to the 21st Century by Howard Bloom and Consilience: The Unity of Knowledge by Edward O. Wilson.

UPDATE:

Great recs are already in the comment section! I will start putting them together as a linked set of ” Reader’s Reading List”. Note also Smitten Eagle has posted up.

Open Source Boyd

Friday, April 4th, 2008

John Robb posted the first part of a working paper that extends John Boyd’s Conceptual Spiral into Open Source environments. I want to draw attention to the third potential solution to catastrophic failure ( result of mismatch of rigid, hierarchical, bureaucracy with rapidly evolving, chaotic, environment) that Robb offers in his conclusion:

C) Decentralized decision making via a market mechanism or open source framework. This approach is similar to process “B” detailed above, except that a much wider degree of diversity of outlook/orientation within the contributing components is allowed/desired. The end result is a decision making process where multiple groups make contributions (new optimizations and models). As these contributions are tested against the environment, we will find that most of these contributions will fail. Those few that work are then widely copied/replicated within components. The biggest problem (opportunity?) with this approach is that its direction is emergent and it is not directed by a human being (the commander)

Some preliminary research in small worlds network theory indicates that very noisy environments will have emergent rule-sets. Human social systems are less tolerant of extended periods of chaos than are other kinds of systems because there are caloric and  epidemiological “floors” for humanocentric environments that, if breached, result in massive population die-offs, emigration and radical social reordering. History’s classic example of this phenomena was the Black Death, which created a general labor shortage that fatally undermined European feudalism. Because of this, military forces whether of state orientation or irregulars would be forced to react cooperatively and adaptively, however indirectly, toward a consensus in order to maintain at least the minimal economic flows that permit their military operations to be sustained.

Seeds of a Caste Soldiery

Tuesday, April 1st, 2008

I found this news snippet to be intriguing:

In a historic but little-noticed change in policy, the Army is allowing scores of husband-and-wife soldiers to live and sleep together in the war zone – a move aimed at preserving marriages, boosting morale and perhaps bolstering re-enlistment rates at a time when the military is struggling to fill its ranks five years into the fighting.

“It makes a lot of things easier,” said Frazier, 33, a helicopter maintenance supervisor in the 3rd Infantry Division. “It really adds a lot of stress, being separated. Now you can sit face-to-face and try to work out things and comfort each other.”

Throughout history, civilized societies have basically fielded armies with three different orientations: caste, professionals and citizen-soldiers.  The United States opted with the switch to the All-Volunteer Force under the Nixon administration to abandon conscription and adopt a professional ethos. The above policy of the U.S. Army is essentially a humane, on-the-spot, accomodation to demographic changes in the force and the exigencies of war in Iraq; but it also highlights an incipent trend toward the emergence of a military caste within American society.

Much like universities, the American military, as women have been gradually integrated into the services in ever wider roles, has become a social filter bringing men and women of prime marriageable age together. It should be no surprise that some of them, sharing similar values and career interests, are indeed marrying and raising families within the context of military culture. We would need many generations for this practice to play out in order to discern the results, but it would stand to reason that such a policy, if institutionalized, would accelerate the cultural divergence between members of the U.S. military and the mainstream of American society at large to the detriment of both.

The U.S. military as a caste apart, would not be, in my view, an ideal result. Obviously, the answer is not to further burden military personnel already serving in combat zones under the most difficult of circumstances. Instead, other policies should promulgated to narrow the “culture gap” by encouraging greater volunteerism among the civilian population, perhaps by a wider range of military service options and to give career military personnel increased time working in “para-civilian” roles, increasing their “Sys Admin” skill-sets which can later be brought to bear on the spectrum of missions the U.S. military is forced to handle.

4GW or applying the OODA Loop?

Thursday, March 20th, 2008

Dave Schuler, a longtime blogfriend, had a post up the other day at The Glittering Eye that examined some commentary on the War on Terror by The New York Times and Dan Drezner, whom I have not read much lately.

Developments in U. S. Strategy in War on Terror

Contra Drezner the best description of the tactic is neither deterrence nor containment but fourth generation warfare. We’re attempting to get into the enemy’s decision-making loop and the NYT article is a very interesting description of that process….The methods described are all excellent method of getting into the enemy’s decision-making process and it’s about damned time. More, please.

It is indeed about damned time. Dave is undoubtedly correct that Drezner is getting it as wrong with his “containment” analogy as the NYT ( which did not even recognize the tactic used by the NYPD in the article was swarming) was with “deterrence”. Neither is really an adequate descriptor of what the NYT reporter is attempting to articulate.

As I read the original article, I see institutions (finally) experimenting with applying a variety of tactics – swarming, psychological warfare, IO, soft power – to create disorientation in our adversaries and a mismatch between their perceptions and their response. By intent or

by default, we seem to be moving, however tentatively, to getting on the good side of John Boyd’s OODA Loop dynamic rather than being hammered on the receiving end. As the article also points to a concern with the moral level of warfare, in undermining Islamist terrorist’s reputation for piety and impugning them with shame, Dave is correct in seeing progress toward the state adapting to 4GW.

This would be a rare good piece of news because it would mean that our security and law enforcement bureaucracies are starting to overcome years of inertia and are taking some baby steps toward becoming adaptive, learning, organizations that act from forethought rather than from “going by the book”.  When they internalize that “the book” isn’t really a book but a process of continuous creative destruction, we’ll be halfway home.

UPDATE:

HG’s World and Asia Logistic Wrap are also posting on the OODA Loop.  Thanks HistoryGuy99!

Shorter Recommended Reading

Sunday, February 10th, 2008

MountainRunner gets a special, solo, Recommended Reading today.

Matt Armstrong at MountainRunner – “Departure Assessment of Embassy Baghdad

This is simply an utterly amazing “must read”. An excoriating, damning and devastating cri de coeur  by an insider, leveled at the institutional culture of the State Department bureaucracy and Foreign Service that has not had a top to botom, clear the decks, clean slate, reform since the 1920’s. Kudos to Matt for printing this document – it should be a far bigger story than it is. Had an equivalent arisen in the Defense Department over Iraq, it would be front-page news in The New York Times for a week. Easily. A few excerpts:

….After a year at the Embassy, it is my general assessment that the State Department and the Foreign Service is not competent to do the job that they have undertaken in Iraq. 

….Foreign Service officers, with ludicrously little management experience by any standard other than your own, are not equipped to manage programs, hundreds of millions in funds, and expert human capital assets needed to assist the Government of Iraq to stand up.  It is apparent that, other than diplomacy, your only expertise is your own bureaucracy, which inherently makes State Department personnel unable to think outside the box or beyond the paths they have previously taken

…. Likewise, the State Department’s culture of delay and indecision, natural to any bureaucracy, is out of sync with the urgency felt by the American people and the Congress in furthering America’s interests in Iraq. The delay in staffing the Commanding General’s Ministerial Performance initiative (from May to the present) would be considered grossly negligent if not willful in any environment.  I would venture to say that if the management of the Embassy and the State Department’s Iraq operation were judged by rules that govern business judgment and asset waste in the private sector, the delays, indecision, and reorganizations over the past year, would be considered willfully negligent if not criminal. In light of the nation’s sacrifice, what we have seen this past year in the Embassy is incomprehensible.

Read the rest here.

Count me as somebody who believes that the State Department is grossly underfunded for the tasks at hand and that the public is too seldom aware of the dirty and dangerous jobs that FSO regularly undetake, far from glamorous and comfortable European postings. However, systemic reform of State and the Foreign Service is several decades overdue and this post screams as to why. When your net effect ranges from useless to obstructive, it’s time to go.


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