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New Book: Mission Revolution by Jennifer Morrison Taw

Sunday, September 16th, 2012

Mission Revolution: The US Military and Stability Operations by Jennifer Morrison Taw

Columbia University Press just sent me a review copy of Mission Revolution: The US Military and Stability Operations by Jennifer Morrison Taw, an assistant professor of IR/Security Studies at Claremont McKenna College.  Taw has written a very timely book given the looming threat of sequestration – she has investigated and analyzed the institutional and strategic impact of the US having elevated MOOTW (military operations other than war) in 2005 to a DoD mission on par with war-fighting, terming the change a “Revolution”.

[ Parenthetical aside: I recall well Thomas Barnett loudly and persistently calling for the Pentagon to deal with MOOTW by enacting an institutional division of labor between a heavy-duty Leviathan force to handle winning wars and a constabulary System Administration force to win the peace, manage stability, defend the connectivity. Instead, in Iraq and Afghanistan we had one Leviathan force trying to shoehorn in both missions with a shortage of boots, a river of money and a new COIN doctrine. Soon, if budget cuts and force reduction are handled badly we could have one very expensive, poorly structured, force unable to do either mission.]

Thumbing through Mission Revolution, it is critical and well focused take on the spectrum of problems the US has faced in the past ten years trying to make a “whole of government” approach an effective reality in stability operations and counterinsurgency. Taw covers doctrine, training, bureaucratic politics, procurement, policy, grand strategy, mission creep, counterterrorism and foreign policy visions of the civilian leadership, all with generous footnoting.

I am looking forward to reading Mission Revolution and giving it a detailed, in-depth, review in the near future.

Inventing Grand Strategy and Teaching Command, The Classic Works of Alfred Thayer Mahan Reconsidered, a review

Tuesday, September 4th, 2012

[by J. Scott Shipman]

Inventing Grand Strategy and Teaching Command, by Jon Tetsuro Sumida

As of August 2012 this is the best non-fiction book I’ve read this year. Professor Sumida brings a potentially dry topic to life making Alfred Thayer Mahan relevant in the process; as indeed, he should. At a mere 117 pages of moderately footnoted text, Sumida provides the reader a grand tour of Mahan’s life work, not just The Influence of Sea Power 1660-1983. Sumida includes the major works of Alfred Thayer Mahan’s (ATM) father Dennis Hart Mahan, as he introduces ATM’s major works, lesser works, biographies, essays, and criticisms.

Sumida begins his chapters with quotes, and weaves his recounting of ATM’s work with musical performance, Zen enlightenment, and naval command; which is quite a combination, but convincing. Of ATM’s “approach to naval grand strategy” he writes:

Mahan believed the security of a large and expanding system of international trade in the twentieth century would depend upon the creation of a transnational consortium of naval power. His handling of the art and science of command, on the other hand, was difficult, complex, and elusive. It is helpful, therefore, to achieve an introductory sense of its liminal character by means of analogy.

This is where musical performance and Zen enlightenment become relevant and instructive. Sumida writes on musical performance:

Teaching musical performance…poses three challenges: improving art, developing technique, and attending to their interaction.

Sumida goes on to illustrate the parallels between learning musical performance and naval command/strategy and the common thread is performing or, “doing it.” He writes that most musical instruction is through the understudy watching demonstrations by the master, but the higher purpose of replicating the master’s work is “to gain a sense of the expressive nature of an act that represents authentically a human persona.” In other words, the development of relevant tacit knowledge, or as I have come to refer to this as “tacit insight.”

Sumida continues with six short chapters that pack a powerful punch and a good introduction to the trajectory of Mahan’s work from the beginning to end. My favorite was Chapter Six, The Uses of History and Theory. In this chapter Sumida deals with complexity, contingency, change, and contradiction, naval supremacy in the Twentieth Century, Jomini, Clausewitz, and command and history. Quite a line-up, but a convincing inventory of Mahan’s influences and how his work remains relevant today. Sumida writes:

Mahan’s role as a pioneer and extender of the work of others has been widely misunderstood and thus either ignored or misused. The general failure to engage his thought accurately is in large part attributable to the complexity of his exposition, the difficulties inherent in his methods of dealing with several forms of contingency, changes in his position on certain major issues, and his contradictory predictions about the future and application of strategic principles…His chief goal, however, was to address difficult questions that were not susceptible to convincing elucidation through simple reasoning by analogy. He thus viewed history less as a ready-made instructor than a medium that had to be worked by the appropriate intellectual tools.. Mahan’s analytical instruments of choice were five kinds of argument: political, political-economic, governmental, strategic, and professional.

The first three were used in grand naval strategy, the latter two with the “art and science of command.” The section of Command and History is particularly relevant given two recent posts, one at the USNI Blog, The Wisdom of a King, by CDR Salamander, and the other in a September 2012 Proceedings article by LCDR B.J.Armstrong, Leadership & Command. Here’s why: Sumida quotes Admiral Arleigh Burke, who latter became Chief of Naval Operations, during WWII. Of “Decentraliztion,” Burke wrote:

…means we offer officers the opportunity to rise to positions of responsibility, of decision, of identity and stature—if they want it, and as soon as they can take it.

We believe in command, not staff. We believe we have “real” things to do. The Navy believes in putting a man in a position with a job to do, and let him do it—give him hell if he does not perform—but be a man in his own name. We decentralize and capitalize on the capabilities of our individual people rather than centralize and make automatons of them. This builds that essential element of pride of service and sense of accomplishment.

The U.S. Navy could do worse than return to this “father” of naval strategy and give his ideas more attention; Professor Sumida’s little book would be a good place to start.

Strongest recommendation—particularly to active duty Navy personnel.

Cross-posted at To Be or To Do.

Turning Away From Strategy

Thursday, August 23rd, 2012

It appears that the Pentagon no longer intends to educate the most talented members of the officer corps to think strategically.

I say this because the status of the premier professional military education institutions – the war colleges and NDU – have been devalued, their leadership slots demoted and their educational mission degraded. As a guest columnist for Tom Ricks noted back in June:

….The new uniformed leadership of the Armed Forces, i.e., General Dempsey and his staff, apparently intend to prune NDU back to where it was a few decades ago. There will be some modest resource savings, but since the entire university budget doesn’t amount to the cost of a single joint strike fighter, one has to wonder what is motivating all of what is happening here. In the cuts that have been discussed, Dempsey’s deputy, Marine Lt. Gen. George J. Flynn has wielded the meat axe, often with the aid of micromanaging action officers. No one here in the rank-and-file is sure if the urbane chairman is on board with the details of all of this. (Ironically, both the chairman and J-7 are NDU graduates with advanced degrees.)

This set of changes took place in stages. First, while very few general or flag officer slots were cut in the armed forces, the three-star president of the university slot was downgraded to two, and the school commandants, downgraded from two to one star. No big deal, one might say, but one would be wrong, very wrong. A three star in Washington can go head-to-head with a principal on the joint staff or a senior OSD bureaucrat to protect the university. To compound the problem, the last three star president was retired in the spring and the university was left for a few months under the command of a senior foreign service officer, a former ambassador, a woman of great diplomatic talent and experience with no clout in the Pentagon. The new commandant — a highly regarded Army two-star — will not report until deep into June, when all or most of the cuts have been set in concrete. (Interesting question: can an employee of the State Department legally or even virtually assume command of a DoD organization?)

….A new “charter” was subsequently published by the Chairman. It focused the university on joint professional military education and training, which in itself, is a good thing. Immediately, however, the research and outreach activities of the university, often more focused on national strategy than military affairs, came under intense scrutiny. These outfits had grown way beyond their original charters and had become effective and highly regarded servants of a wider interagency community. Much of their work was not done for the joint staff but for OSD Policy, and some of that in conjunction with civilian think-tanks. The research arm of the university was productive, even if not always useful in a practical way to the joint staff. It also was helpful to the colleges in a much more proximate and direct fashion than other think tanks, like RAND.

….The research, gaming, and publications arms of the university — a major part of the big-think, future concepts and policy business here — will be cut to somewhere between half and a third of their original sizes. To make things worse, many of the specific cuts appear to have been crafted in the Pentagon, and nasty emails have come down from on high, about how the university is bankrupt and going into receivership, which was never the judgment of the military and civilian accrediting officials, who inspect us regularly and have generally given the university high marks.

If it would be impressive if some of our senior generals had been as effective on the battlefield as they are in the bureaucracy.

Uncreative destruction of intellectual seed corn is a bureaucrat’s way of telling everyone to shut up, don’t question and get in line. There’s nothing wrong with having excellence at joint operations as an educational goal for most future brigadiers and major generals but our future theater commanders, combatant commanders, service chiefs and their respective staff officers need something more – they need strategy.  More importantly, the Secretary of Defense, the President, the Congress and the American people need the DoD to have an in-house capacity to generate deeply thought strategic alternatives, question assumptions and red-team any self-aggrandizing options the services or bureaucracy feel like offering up in a crisis.

The motivation here is simple, really. If you put out all the strategic eyes of the Pentagon, then the one-eyed men can be King. Or he can always contract out his strategic thinking to highly paid friends to tell him what he wishes to hear.

Naturally, this will have bad effects downstream in a superpower whose civilian leadership seldom has as good a grasp of geopolitics and the fundamentals of classical strategy as they do of law or the partisan politics of running for office. They will be in need of sound strategic advice from uniformed military leaders and they will be much less likely to get it. Instead, they will have senior officers who are less likely to balk when the President’s back-home fixer turned “adviser” or superstar academic with delusions of grandeur pushes a half-baked plan at an NSC meeting to “do something”. When that happens, the jackasses kicking down this particular barn will have long-since retired and cashed out with consultancies and sinecures on boards of directors.

While a lack of strategic thinking can undermine even a lavishly funded and well-trained military, the reverse is also true; strategic leadership can revive an army that is but a half-dead corpse.

A brief illustration:

 

After WWI the two states that made the most extreme cuts in military power were defeated Germany and the victorious United States. Germany was forced to do so by Versailles, but responded by opting under General von Seeckt to reduce to 100,000 men by making the Reichswehr a qualitatively superior nucleus of a future expanded German Army. Prohibited from having mass, the Germans opted for class with every long-serving recruit being considered officer material and being superbly trained (even to the extent of covert training and weapons testing jointly with the Red Army deep inside the Soviet Union to evade Allied inspections). Von Seeckt also instituted a shadow general staff office that thought deeply about tactical lessons, operations and strategy for the next war. Without the Reichswehr being what it was it is highly dubious that Hitler could have so rapidly expanded the Wehrmacht into a world-class land fighting force in so few years time.

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In contrast, the United States radically reduced the size of the regular Army and starved it of weapons, ammunition, gasoline, training and basic supplies. Promotions slowed to a crawl where ancient colonels and elderly majors lingered on active duty and future four and five star generals like Eisenhower, Patton, and Marshall all despaired and contemplated leaving the service. The Army’s – and to extent, America’s – salvation was in the fact that George Marshall persevered as a major and colonel in keeping a little black book of talented, forward thinking, officers and thought deeply and reflectively about building armies, helping enact “the Fort Benning Revolution” in military training. When FDR placed the power in Marshall’s hands as Chief of Staff he knew exactly what to do because he had a well-conceived vision of where the US Army needed to go to meet the national emergency of WWII. He was the American von Seeckt, except that Marshall was an infinite improvement morally, strategically and politically on his German counterpart. We were extremely fortunate to have had him.
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We may not be as lucky next time.

Rethinking Fortification

Monday, August 13th, 2012

John Robb now has a Facebook page for Global Guerrillas, where he posts quick snippets of big ideas. It seems to be a replacement for his old, informal, personal blog which served a similar purpose some years back. In any event, John had a spectacular picture of Mexico City and an intriguingly dystopian caption:

Mexico City. 

Future of warfare. Megacities + millions of drones.

I wandered into a Mexican shantytown once, back in the 1990’s . Not sure I would care to repeat the experience at the present time.

Robb’s facebook post started me thinking. If drones of all sizes and functions become ubiquitous someday, it creates a great incentive for the powerful, at least to safeguard their privacy, to apply human ingenuity toward concealment, countermeasures and postmodern “citadels”.

All the moreso, if “megacities’ are all girdled in vast seas of slums. Imagine the LA or London riots with 20 times the underclass population. The bloody experience of the New York City Draft Riots during the Civil War taught the Robber Barons of the Gilded Age to support the building of public and private armories to defend the gentle classes from the great uprising that never came.

Fortification is something of a lost art, but it was up until recent history, a critical military capability. After castles went into a temporary decline with the advent of cannons blasting apart their high walls, post-renaissance architects redesigned European fortifications to endure the new bronze siege guns and defense again triumphed over offense. Military engineers like Vauban were more valuable than field marshals and kings staked their strategies on the strength of chains of fortifications and arsenals.  Obsolete by the time of the Napoleonic wars, massive fortresses nonetheless enjoyed a long twilight march to military irrelevance, ending in WWII with the ignominious capture of Belgium’s mighty Eben-Emael fortress by 75 lightly armed Germans and the utter uselessness of the extremely expensive Maginot Line during the Battle of France.

Fortification began to receive renewed interest as governments sought defensive measures to allow their leadership to survive a nuclear attack, such as the Cold War era secret bunkers for USG officials at Greenbrier or Raven Rock or efforts by rogue dictatorships to build facilities carved deep into a mountain to protect their leadership or nuclear weapons programs from American attack. The ancient arms race of defense and offense continues with the designers of “bunker-busters” as a peripheral military activity.

Governments and occasionally corporations and superwealthy individuals will continue to build and tweak these doomsday bunkers but as strategic investments they do not offer very good ROI. For one thing, if your national leadership is cornered fifty stories underground, it will be little comfort to you and your fellow citizens as the nuclear bombs are exploding; the game is pretty much over at that point. Secondly, the ultimate risk they are hedging against is far more remote and the benefits infinitesimal compared to what rethinking fortification as a concept would do to minimize more mundane and probable risks faced by the rest of us.

A great fortress conjures the idea of impregnability and, ironically, usually achieves eternal fame for falling or being breached – the walls of Constantinople,  the Great Wall of China, Masada, Alamut, Murud-Janjira and the aforementioned Maginot Line. “Impregnability” is a misnomer, what a good fortification really does is raise operational costs for adversaries, hopefully high enough to discourage them from making the effort to attack in the first place. Raising costs for those who bear us ill-will by adaptation and a priori design should be our paradigm.

What are the primary risks we will face in coming years as individuals and societies? Erosion of privacy and the security of our persons, property and data at the hands of criminals, avaricious elites, government and private surveillance and bouts of civil disorder, all in a number of forms. For example

  • Drones: As John Robb suggested in his FB post and at Global Guerrillas, drone usage could potentially become ubiquitous by governments, corporations and individuals with an axe to grind or an interest in stalking, terrorism or committing mayhem.  Imagine the Unabomber or Osama bin Laden with a drone swarm controlled from a laptop – superempowerment will go robotic.Drones will/are becoming semiautonomous. They are easily modified to carry cameras, recording/SIGINT devices, imaging systems, weapons, toxic substances or explosives.
  • Civil Unrest: The UK Riots were an excellent reminder that, as with the LA Riots, in the case of dangerous criminal-class rioting, elites will be unable to reestablish order or rescue law-abiding citizens until their reticence becomes a political debacle (and they may, as in Britain, initially restrain law enforcement personnel from suppressing the rioters). This contrasts with elite willingness to mobilize vast police and paramilitary forces against mere embarrassing political protests.
  • Cybersecurity: This adds a new dimension to fortification that is not limited to a physical space and place, even securing your home networks, but to your identity.

How might we adapt individually and collectively to these risks?

First, we are managing risk within reasonable costs and means while living a normal life. If you imagine something to hold off  an angry mob indefinitely or that will allow you to defy the US government then you need to come out of fantasyland or have a Bill Gates budget to play with. Here are some more practical possibilities:

Privacy architecture: Building design embedded with the idea of  promoting privacy, adjusted to the surrounding environment, which today includes thwarting advocates of a panopticon society. You want a structure that breaks clear fields of vision from the outside to the interior. Overhangs, angled exterior surfaces, material surface to reflect heat and light, ornaments/catwalks/netting and  landscaping to break up spatial fields. Perhaps layered walls of different materials to diffuse or mislead spectral/thermal imaging. This could be incorporated in public spaces in neighborhoods or campuses improving both aesthetics as well as privacy.

Underground: Increasing useful space by building down to sub-basement level gives you more possible points of egress, protection from surveillance technologies, storage and living quarters while concealing the true extent of your property from street level view. Best of all, it usually does not count toward your property tax assessment. Substreet complexes, like the system at Disneyworld, could easily planned into the development stage of residential and commercial construction.

Unobtrusive but Unconventional:  Attracting large amounts of attention is helpful in commerce or branding but generally disadvantageous to security. A home should be designed to frustrate opportunistic predators and delay determined ones with the most interesting elements reserved for the interior and (if possible) the rear with the street view presenting a target that is visually more bland than adjacent structures and also unattractive for forced entry. Windows should be treated to make it more difficult to see in or observe when residents are home vice away.

Defensive Security: This is something to consider individually and cooperatively. I once lived in a house in a town with a modestly high crime rate but never had a problem because the house was in a cul-de-sac with a wide oblong court and a long bottleneck entry. The neighbors knew one another and it was impossible (unlike on a conventional street) to not notice a strange car or pedestrian as every home faced the court.  Aside from alarm systems, simple things like better quality doors and locks buys you time to react. If multilevel, you should have at least two ways to escape from an upper floor (when I designed my second home, there were three) which also increases the interior complexity for an unfamiliar intruder. First floor windows should be out of easy reach from ground level.

Manage your Connectivity: Aside from normal cybersecurity precautions, you might consider managing, blocking or at least being aware of your geolocational activity by being selective about tracking devices (like smart phones) and your exposure to “the internet of things”. Do you really need to hook your fridge up to the internet or pay for everything with a debit card?

Fortification is largely about thinking ahead to put objects and systems between yourself and the world.

The Journal of Military Operations

Tuesday, August 7th, 2012

The Journal of Military Operations  

A new peer-review “journalzine” from the IJ  Group, which publishes Infinity Journal.  The difference between the two is that Infinity focuses on strategy while the former, as the masthead implies, is dedicated to military operations as well as tactics. If you do not know what the difference between strategy and tactics are….well….reading these should help. The Editor is Dr. Jim Storr, a.k.a  Colonel Storr, author of the well regarded The Human Face of War.  Registration is free.

The maiden issue of JoMO has articles from two friends of ZP, Deputy Editor Wilf Owen and Adam Elkus.

Ironically, Wilf is  arguing against the existence of an operational level of war or the utility of separating operational art from sound understanding of tactics and strategy and criticizes Soviet strategist A.A. Svechin:

“The Operational Level of War Does Not Exist”

….Thus the definitions of strategy and tactics were and are simple, coherent and highly workable. While armies conducted ‘operations’, such activity did not impinge on the delineation of strategy and tactics. Conducting operations did not an operational level of war make!

The operational level of war is strongly associated with Soviet military thought. A.A. Svechin is often seen as the originator of the idea, when he discussed ‘Operational Art’ (operativnoe iskustvo) as conceptual connection between tactics and strategy.[iii] He defined an operation as ‘the effort of troops directed towards the achievement of a certain intermediate goal in a certain theatre of military operations without interruptions.’[iv] In the very next sentence he went on to explain that operations were designed to destroy or encircle a portion of the enemy forces to force a withdrawal of other forces, to capture or hold a ‘certain line or geographical area.’ Destroying a portion of the enemy’s armies is what battles traditionally sought to do. Svechin’s description equates strongly with battle and thus tactics, at least in terms of the outcome described.

Much Soviet and Russian writing (and Western analysis of it) on the Operational Level of War is, once subject to rigour, paper-thin and mostly a sophistry that arbitrarily creates a false and unneeded link between strategy and tactics. The extremely high losses suffered by Soviet Forces in WW2 are not symptomatic of anything other than bad tactics poorly executed. If the acme of operational art is encirclement operations, then at what level of command does this operational level of war take place? A platoon can encircle an enemy section, just as much as an army group can encircle an enemy army.

Svechin’s fundamental intellectual problem was not that he did not understand strategy or tactics, but how to function as a strategist in a society where politics as normally understood no longer existed and adherence to yesterday’s policy could be regarded as today’s evidence of treason. Indeed, this is what ultimately resulted in Svechin’s demise during the Great Terror despite his best effort to the contrary. Whatever the other merits of defining an “operational level of war” or “operational art” Sevechin was looking for an ideological safe harbor, a purely “technical” realm where military officers could do the campaign planning war required without the act of planning or doing strategy itself being ideologically suspect in Stalin’s eyes.  In 1937, this was a hopeless task, but Svechin’s legacy carved out a degree of professional autonomy for Red Army general staff officers in milder times that was unthinkable under Stalin’s rule.

Adam Elkus explains “D&D”:

“The Continuing Relevance of Military Denial and Deception”

….From the end of the Cold War onwards, Western militaries have rightly assumed that military competitors would attempt to disguise their power and deceive to draw attention away from their real capabilities and intentions. Moreover, the West’s enemies also are frequently authoritarian states for whom cheating and deception is basic political behavior. The attractiveness of deception operations and capabilities to opponents ranging from Mao’s China to Saddam Hussein’s Iraq provides empirical support for this prejudice.

But democracies are also capable of information manipulation and deception. The United States was able to exercise remarkable control over information in the 1991 Gulf War, not only shaping the media coverage’s tenor, but also protecting secrets. It is true that America cannot do so today in regards to its remotely piloted vehicle (‘drone’) program and its cyber operations in Iran. But while this demonstrates the difficulty of conducting D&D in democracies, it is not proof that D&D is impossible.

Now that the West has become fiscally weaker and weary of war, denial and deception will be crucial to engaging and destroying both conventional and irregular forces. Currently, the United States is employing special operations forces, paramilitary intelligence capabilities, and regular air and sea military platforms to acquire and target al-Qaeda affiliated groups in Africa, the Middle East, and South Asia. Information denial is key to this campaign, lest press leaks alert al-Qaeda to ongoing operations. The US reliance on human intelligence also presents opportunities for adversary deception operations, like the Jordanian double agent who executed a hit against an American spy base in Khost in 2009.

Future conventional campaigns are likely to also hinge on the employment of denial and deception. Information denial has always been a hallmark of successful Western operations, but deception has been neglected due to the brute fact of Western qualitative and material superiority. If one marches with big battalions and has better troops, platforms, and weapons, why do any extra effort to engage in deception? At times, such as during Operation Moshtarak in Afghanistan and Israeli operations in Lebanon and Gaza, operational objectives have been served by telegraphing the attack in advance in order to allow civilians to leave the target zone and intimidate the enemy.

I think Adam is on the right track here with his analysis. In an age of austerity, as the advanced states field shrinking, increasingly expensive, militaries, this will force a return to the employment of force-multiplying stratagems that are supplementary to and supportive of the employment of military force and coercion.

Scarcity is the mother of strategic invention.


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