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The flute that sets Kurosawa’s Kagemusha in motion

Saturday, April 19th, 2014

[ by Charles Cameron -- also the battle of Gaixia, 200 BCE, with an echo late in the Korean War -- and a tip of the hat to Emlyn ]
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Kagemusha, the flute call:

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There’s a sequence near the start of Akria Kurosawa‘s masterpiece, Kagemusha, when a flute player on the ramparts of a besieged castle belonging to Tokugawa Ieyasu so captivates the men of the daimyo Takeda Shingen‘s besieging force that everyone listens for the flute each night:

Our men are impressed. They can’t wait for night to come.

This flute, in turn, becomes the primary indicator of whether the besieged castle will or will not fall after the besiegers cut its water supply. The daimyo’s general and close confidant suggests whe asked:

The castle can stand longer. The garrison leader is a fine warrior. He lets us hear the flute at night. …

If we hear him tonight the garrison will hold. The castle will not fall. But if we do not hear the flute, the castle is doomed. Its fall is near.

To which the daimyo responds:

I want to hear if the flute is played tonight. Prepare my seat.

The daimyo’s seat is prepared, the flute plays, a shot rings out… the daimyo is mortally wounded… and the narrative of the film unfurls.

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I was watching Kagemusha with son Emlyn last night, saying how close the film seemed to come to my current interests, and remarked on the scene with the flute because it illustrates so perfectly the ideas that morale may prove more powerful than materiel, and the arts as valuable in coflict as ballistics.

Emlyn spent a short while at the computer, and found two web-pages he thought might interest me.

The first page pointed me to the battle of Gaixia in 202 BCE, in which Han Xin trapped Xiang Yu‘s Chu forces in a box canyon,

To further break the Chu army’s spirit, Han Xin employed the “Chu Song from Four Sides” tactic. He ordered the Han soldiers and captured Chu troops to sing Chu songs. The Chu songs made the Chu troops remember their families back home, greatly reducing their will to fight.

Increasingly homesick, the Chu soldiers began to desert, Han Xin’s brilliant tactic gave him the vistory, and the Han dynasty was established.

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The second page Emlyn pointed me to was titled The Use of Music in Psyops. In it, SGM Herbert Friedman takes a long (67 pp.) and detailed look at this general topic, and made a fascinating “DoubleQuote” style connection with the first in its near-final paragraph:

The Communist Chinese used music against American troops on several occasions during the Korean War. Soldiers from the U.S. Army 2nd Infantry Division recalled that when the enemy played Joni James’ rendition of Hank Williams “Your Cheatin’ Heart,” on dark and foggy nights it gave soldiers some reason to pause and think of home.

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For your edification and delight, Joni James sings Hank WilliamsYour Cheatin’ Heart:

Here Liu Fang plays the celebrated pipa solo that depicts the stages of the battle, The Ambush from all Sides:

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For what it’s worth, the banner and motto of the Takeda clan, Wind, Forest, Fire, Mountain — given in the subtitles as —

Swift as the wind
Quiet as a forest
Fierce as fire
Immovable as a mountain

— which adds much to the poetry of our understanding of Japanese warfare, is known as the Furinkazan, and derives from Sun Tzu‘s seventh chapter:

Therefore the army is established on deception, mobilized by advantage, and changed through dividing up and consolidating the troops.
Therefore, it advances like the wind,
it marches like the forest,
it invades and plunders like fire,
it stands like the mountain,
it is formless like the dark,
it strikes like thunder.

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Beautiful film, great film.

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Commentary on Politics and Strategy

Thursday, April 17th, 2014

[by Mark Safranski, a.k.a. "zen"]

Infinity Journal has a good article by eminent Clausewitzian strategist Colin Gray on the interrelationship of politics and strategy (free registration required):

Politics, Strategy and the Stream of Time

….Second, many scholars appear to be resistant to the conceptually, perhaps even morally, necessary recognition of the implications of the fact that all ‘policy’ is made by political process, and that that process, everywhere and in all periods, is run and dominated by the people who succeed in being influential over others. The substantive content of policy is made in a process of political negotiation among the people and organizations who contend for power, as they must. Decisions on national defence are taken politically, usually with input from subject-specific experts and interests. But, in all systems of governance politics ultimately rules. Prudent assessment concerning the maintenance of their preeminent popular influence flags to political leaders where the limits of the politically tolerable most probably lie. This is not to be critical, it is simply to recognize that we humans run our affairs, including our security affairs, by the means of a political process that is geared to generate power as influence, not prudent policy. Policy does not emerge, pristine and unsullied by unduly subjective emotions, as the ever dynamic product of objective expert analysis.[xviii] This is not to claim that political process will be indifferent to arguments that are armed with evidence of apparent national danger. But it is to say that strategic theorists and defence analysts (like this author) need to appreciate the humbling professional truth that their contribution to debate on public policy can always be trumped by politics.

Third, civil-military relations may well be said to lie at the heart of strategy, as Eliot Cohen claims, but it would probably be more correct to argue that public political tolerance is as, if not even more, vital.[xix] As a very general rule, people will go only whither they are content to be led. Great leaders always require willing, even if somewhat politically passive, followers. Civil-military relations vary in detail, of course, given the breadth of unique historical circumstance that is their particular foundation in every polity. However, this critically important subject does allow authority to an elementary golden rule: the military power of the state must always be subject to authority that is accepted very widely as politically legitimate. The substantive reason for this is that the well-being of society and state cannot prudently be entrusted, or surrendered, even to their coercive instruments. It is only common sense to deny those coercive instruments the opportunity to be more than they should be, given the temptations to organizational mission creep that can come opportunistically to soldiers. Military culture often differs from public and private political culture(s), and it would be imprudent to have one’s national security policy and strategy decided by professional military experts (or their civilian defence analytical associates and frequent functional allies). The price one pays for insisting upon civilian political authority over defence matters is, naturally, necessarily an acceptance ultimately of the sovereignty of a public political will that is ever likely to be inadequately understanding of security problems. It is worth noting that the danger of undue military influence over the policy realm is understandably enhanced when the polity is committed to war (even only to ‘armed politics’ or ‘politics with arms’). However, the peril to civilian (political) supremacy in war lies not only in the scope and weight of the burdens of actual armed conflict, but also in the nature of war itself. By this I mean that the balance of relative influence between the civilian and the soldier is likely to alter simply because of the dynamic and ever unpredictable course of a (necessarily unique) particular war. Whatever the constitutional niceties and formalities in relations, in wartime the state can find itself serving the present and near-term future apparent necessities of a conflict that has evolved beyond expectation, let alone confident anticipation. There is in effect a natural and inevitable tendency for the needs of an on-going conflict to subordinate and even subvert civilian society so that national priorities are reordered more and more in practice in favour of the plausible necessities of war. Not infrequently in strategic history, this re-prioritization in favour of the military security interest has occurred with good enough reason. My point is that even when military leaders are not seeking to reduce or subvert civilian political authority, a context of armed conflict may itself achieve that end.

I think in the second paragraph Gray is correct in the broad historical sense of major wars and existential conflicts. As violence escalates, the war tends to become a Darwinian (or Clausewitzian) ratchet turning in the direction toward “absolute war“. We can see examples of this tendency in historical conflicts as diverse as the Peloponnesian War, the Punic Wars, the Thirty Year’s War and of course, the Second World War, which culminated in nuclear fire.

Curiously,the United States since the end of WWII has had the exact opposite tendency than the one described by Gray: the politicization of war as a mere prop for or tool of civilian domestic politics -and strategy being subordinated to (increasingly trivial) political matters- without regard to combat effectiveness, the external strategic effects or the ultimate outcome of victory or defeat. There are, in my view, many reasons for this. Most of them are particular to the sad state of American culture and our current generation of “leaders”, but some are intrinsic to the epistemological natures of strategy and politics themselves.

Strategy, if it is to be done well, requires a clarity of vision that is willing to strip away cherished illusions, unfounded assumptions and more intentional forms of intellectual dishonesty. This is because making effective strategic decisions depend upon having a realistic calculus of actual and potential power, situational probabilities, material resources, psychological frameworks and other variables with which to work. In a trite and overused phrase, strategy has to be “reality-based” in the sense of being empirical, to the greatest extent feasible, even as it tries to shape future outcomes. As strategy is an iterative process and in warfare something done by tactics, the feedback provided by combat (“lessons learned”) and intelligence about the enemy needs to be understood in context as accurately as possible. This means that enforcing party-lines, shooting the messenger, “not-invented-here” syndrome, putting turf battles over real ones and bowing to ideological fantasies (“the Slavs are subhumans”, “they will greet us with flowers”, “they are only agrarian reformers”) in making strategic assessments is inherently a form of self-defeating intellectual derangement, a willful blindness likely to bring loss or even ruin.

By contrast, Politics is not harmed by expressions of fabulism, mythmaking, self-delusion or the construction of elaborate, closed systems of thought predicated upon ideological fantasies. Arguably, such visions are empowering and inspiring by helping to craft an attractive narrative that men find compelling, unifying and motivating to action, including the will to power or a call to arms to stand, fight and die in a “higher” cause.  That political ideas may only bear a passing resemblance to reality or may be entirely composed of ahistorical nonsense, irrational hatreds and conspiracy theories is not always relevant to their memetic success or failure. To a degree, the process of political radicalization itself, as ideas become more extreme and demanding, tend to attract the kind of true believer personalities given to turning the ideas into violent or even apocalyptic action. Furthermore the intensity of belief or the closed system nature of the ideology tends to make the followers anti-empirical – highly resistant to information (or even the outcomes of physical reality) that run contrary to deeply held beliefs, as seen in the historical examples of die-hard Communists, Imperial Japanese ultranationalists and fanatical Nazis.

If politics trumps strategy then strategy can only prosper if the political mind is rationally sound.

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The Darkness behind Colonel Nightingale’s Two Great Truths

Saturday, April 12th, 2014

[by Mark Safranski, a.k.a. "zen"]

Colonel Keith Nightingale, was featured  at Thomas Rick’s Best Defense blog  ”future of war” series at Foreign Policy.com. It is a strong piece, well worth reading:

The seven ingredients of  highly adaptive and effective militaries  

The there are two great truths about the future of war.
The first is that it will consist of identifying and killing the enemy and either prevailing or not. We can surmise all sorts of new bells and whistles and technologies yet unknown, but, ultimately, it comes down to killing people. It doesn’t always have to happen, but you always have to prepare to make it happen, and have the other guy know that.
The other great truth is that whatever we think today regarding the form, type, and location of our next conflict, will be wrong. Our history demonstrates this with great clarity.
Well then, how do we appropriately organize for the next conflict if both these things are true? There are a number of historical verities that should serve as guides for both our resourcing and our management. In no particular order, but with the whole in mind, here are some key points to consider that have proven historically very valuable in times of war. The historic degree of support for any one or all within the service structures usually indicated the strengths and shortfalls of our prior leadership vision, preparation, and battlefield successes or failures at the time…..
Read the rest here.
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Nightingale goes on to explain the important variables of technology, intelligence, personnel quality eccentric or maverick thinkers, linguistic and cultural expertise, deployability and leadership. His points are sound and I recommend them with general agreement.
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One area I wish he had spent more time expounding upon was the part “prevailing or not“. We face a major problem here in that the current generation of  American leaders, our bipartisan elite, our ruling class – call them whatever you will – do not seem to care if America wins wars or not.
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Certainly, our civilian leaders stand ever ready to claim political credit from any tactical success or bask in the reflected glory of the admirable heroism of individual soldiers, Marines, pilots and sailors. And no one wants to be the guy blamed for an overseas disaster (“Who lost China?”, the Vietnam Syndrome, Desert One,  Iraq) or losing a war, but winning one? Victory in a strategic sense? Not really a priority for this administration or its prominent GOP critics. Not even close.
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While the Beltway elite are generally fairly enthusiastic about starting wars, once begun the orientation of our officials appears to be one of “management” rather than “leadership”. The war is perceived a problem to be “managed” – like unemployment, sex scandals or high gas prices – in terms of how short term public perceptions of the war impact domestic politics and the fortunes of politicians, donors, lobbyists and other credentialed, upjumped ward heelers. Victory, if it comes, is as likely to be a product of chance rather than design. Few nations as fantastically wealthy and militarily puissant as the United States could lose a war to an enemy as backward and impoverished as the Taliban without an impressively clueless political culture wallowing in narcissism and moral retardation.
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Perhaps this astrategic or anti-strategic posture is merely the natural course of cultural evolution in complex, imperial powers.  Did Roman senators,  patricians or the plebian masses living on the dole in Rome circa 180 ad trouble themselves to look beyond the pleasures of the bath house or the table and worry overmuch about the sacrifices of the legions manning the the forts on the Rhine that kept them safe? Did the British aristocracy and gentry of Hanoverian Great Britain cease their addictions to gambling and whoring long enough to preserve their empire in North America?
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Has human nature changed enough in the last two hundred or two thousand years that it is reasonable to expect that we are any different?
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There is time to turn away from the path of decline, oligarchy and creeping authoritarianism – America is an incredibly wealthy and powerful nation, blessed in many ways, which is why we can survive periodic bouts of corruption and gross mismanagement. However, this time we have raised a new class among us; children of the sixties and seventies, now turning gray, and this Manhattan-Beltway nomenklatura have the ethical compass of the locust and the spirit of the courtier as a form of class solidarity. They seem to view their fellow Americans with a mixture of paternalism, disdain and fear,
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They will go neither easily nor quietly.
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Quick Link: Manea interviews General John Allen

Tuesday, April 8th, 2014

[by Mark Safranski, a.k.a. "zen"]


Octavian Manea, the David Frost of SWJ, interviews General John Allen, USMC on the lessons learned on the Post-9/11 military campaigns.

Lessons from the Post 9-11 Campaigns

Octavian Manea

General John R. Allen, U.S. Marine Corps (Ret.) is a distinguished fellow in the Foreign Policy program at Brookings, working within the Center on 21st Century Security and Intelligence. Prior to joining Brookings, Allen commanded the NATO International Security Assistance Force and United States Forces in Afghanistan from July 2011 to February 2013.

“The outcome in Afghanistan was not going to be decided by military operations alone. It was to create the security platform operating in the hard end of the hard-power spectrum that then permitted us to leverage those outcomes in governance, economic development and civil society, which was going to deliver the knockout blow to the Taliban.”

SWJ: In the past, the US military trained for high-end maneuver warfare and intensive firepower – historical key ingredients of the American way of war. Since 9/11 we’ve seen a totally different approach. What has changed, in your experience, in the nature and the character of war, in how you wage war?

General John R. Allen: War is fundamentally a human endeavor; the character of war may change, but not its nature. Conflict may be characterized by high intensity firepower and maneuver dominated operations and campaigns or we may find that the character of war is dominated by counterinsurgency operations, or even cyber operations. But the nature of war still continues to remain the same, a human endeavor. What was unique about Iraq and Afghanistan was what we undertook after the decisive phase of the campaign, because both of them were seen as part of a paradigm that emphasized the traditional application of the American way of war. In the aftermath of those campaigns we ultimately undertook the kind of capacity building and nation-building that would be necessary for that state to endure. We wanted to make sure that what emerged after the destruction of both central governments is something that we could live with. That required and caused us fundamentally to change the manner in which we conduct operations in both theaters.

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The Death of 4GW Revisited

Friday, March 28th, 2014

Dr. Chet Richards is having seconds thoughts about “4GW is dead“:

When I proclaimed the death of 4GW in this very blog about a year ago? Of course not. But there are disturbing developments, at least in its decline-of-the-state/road-warrior variant (aka, the Bill Lind definition).

Did you know, for example, that groups espousing an ultra-orthodox salafist interpretation of Islam, those iconic 4GW warriors we call “al-Qa’ida,” now control an area larger than that of the United Kingdom? This zone includes much of western Iraq and eastern Syria. It’s worth reminding ourselves that before March 2003, they controlled exactly none of this (or any other) territory. Patrick Cockburn offers his explanation of how we got ourselves into this mess in “Al-Qa’ida’s second act,” a five-part series in The Independent.

Bill Lind is not alone in seeing this as a general, global trend. Robert Reich finds it happening right here at home. He writes in a blog yesterday, “The New Tribalism and the Decline of the Nation State

….If, on the other hand, you consider 4GW as evolved transnational insurgency, then … maybe. I have to admit, it’s hard to explain the renaissance of al-Qa’ida (in whatever form) otherwise.

When Chet originally reviewed the predictive/empirical shortcomings of 4GW as a model, I weighed in with some examples regarding the conceptual silver lining that came with the dross that I still regard as valid:

Whatever one thinks of 4GW as a whole, the school drew attention to the threat of non-state irregular warfare, failed states and the decline of state vs. state warfare and did so long before it was Pentagon conventional wisdom or trendy Beltway talking head spiels on Sunday morning news programs.

While the state is not in decline everywhere in an absolute sense, it sure is failing in some places and has utterly collapsed elsewhere. Failed, failing and hollowed out states are nexus points for geopolitical problems and feature corruption, black globalization, insurgency, tribalism, terrorism, transnational criminal organizations and zones of humanitarian crisis. Whether we call these situations “irregular”, “hybrid”, “decentralized and polycentric”, “LIC”, “4GW” or everyone’s favorite, “complex” matters less than using force to achieve political aims becomes increasingly difficult as the interested parties and observers multiply. Some of the advice offered by the 4GW school regarding “the moral level of war”, de-escalation and the perils of fighting the weak in such a conflict environment are all to the good for reducing friction.

The emphasis of the 4GW school on the perspective of the irregular fighter and their motivations not always fitting neatly within state-centric realpolitik, Galula-ish “Maoist Model” insurgency, Clausewitzian best strategic practice or the Western intellectual tradition, were likewise ahead of their time and contrary to S.O.P. Even today, the effort to see the world through the eyes of our enemies is at best, anemic. Red teams are feared more than they are loved. Or utilized.

The bitter criticism the 4GW school lodged of the American political elite being allergic to strategic thinking and ignorant of strategy in general was apt; that American strategy since the end of the Cold War has been exceedingly inept in thought and execution is one of the few points on which the most rabid 4GW advocate and diehard Clausewitzian can find themselves in full agreement.

Should Islamist radicals be considered, as Chet suggests, core elements of 4th generation warfare?  There’s a kaleidoscopic ideological, theological and political variation among Islamist and jihadi extremists that requires a Gilles Kepel, Tim Furnish, J.M. Berger or Aaron Zelin to parse.  Shia radicals in Iran are pillars of the Iranian state but subvert the state in Lebanon through Hezbollah. The Sunni Muslim Brotherhood in Egypt attempted to take over the Egyptian state through political infiltration while al Qaida aligned groups in Iraq, Syria and the Mahgreb established non-state “emirates” as did the Taliban. Radical jihadi strategist Abu Musab al Suri, the closest example of a 4GW theorist in the jihadi world, disdained the emphasis on Salafi theological purism as a counterproductive distraction from the military struggle while radical Salafi fighters everywhere trampled on local, tribal religious customs as “haram” if not evidence of apostasy and idolatry.

Individually these groups have to be evaluated for their political behavior in their local environment ( anti-state, anti-nation-state, separatist, tribalist or “national” pro-state) but as a net global effect the Islamist jihad as a mass-movement  is anti-state, entropic, revolutionary and miserably dystopian.

The “tribal” aspect Chet considers is often artificial (ex. La Familia narco-cartel) rather than real (Pushtuns in Paktia) but as David Ronfeldt’s TIMN theory implies, “tribes” are a core component of human identity and they can be made or improvised where they are not born.

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