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Clausewitz and Center of Gravity

Wednesday, July 3rd, 2013

At Small Wars Journal a provocative essay by Col. Dale C. Eikmeier:

Give Carl von Clausewitz and the Center of Gravity a Divorce

….Because we love Carl von Clausewitz and the center of gravity concept, we need to grant them a divorce- for our sake.  We tried for years to make it work, but it’s time to face reality, together they are just too abstract and confusing for us to embrace.

 The center of gravity concept, a mainstay of the US military “operational art” since 1986[1], has never fully satisfied doctrine’s intent.   According to Dr. Alex Ryan, a former School of Advanced Military Studies instructor, the concept is, “so abstract to be meaningless”[2]  Now if a ‘mainstay’ is so ‘abstract’ that subject matter experts declare it ‘meaningless’ we have a doctrinal problem.  The genesis of this problem is a doctrinal foundation built on dubious authorship and editing, underdeveloped theory, imprecise metaphors, and flawed translations. [3]  This Clausewitzian foundation, which was never very solid, is now collapsing under the weight of 21st century warfare.  For this reason it’s time to end our reliance on Clausewitz’s On War as the authority on the center of gravity concept.

….Crack Four.  Another problem is flawed translations.  Clausewitz never used the term “center of gravity”, or in German, “Gravitationspunkt”, he used the word schwerpunkt, which means weight of focus or point of effort which is different from center of gravity, hubs or sources of power. [9]   But it is easy to understand how an English translator when picturing this point of effort could think of a center of gravity which further illustrates the danger of metaphors.  Milan Vigo in Joint Operational Warfare Theory and Practice provides a detailed analysis of the evolution of schwerpunkt from focus of effort to center of gravity which is summarized below:[10]

  1. Schwerpunkt – main weight or focus or one’s efforts.
  2. Mid 19th century, schwerpunkt is associated with an enemy’s capital as the point of focus. Germans and Austrians used the word schwerpunktlinie to mean a line of main weight or effort that links one’s base of operations to the enemy’s capital. This is where the schwerpunkt as ‘the target’ understanding comes from.
  3. Late 19th century it comes to mean a section of the front where the bulk of one’s forces are employed to reach a decision. Schwerpunkt is now the ‘arrow’ not the target.  This is a subtle shift from the point of focus on a target, to the arrow or what is focused.  Count Alfred von Schlieffen and German military practice used the ‘arrow’ understanding up to WW II.
  4. Colonel J.J. Graham’s 1874 English language translation of On War  mistranslated Schwerpunkt as “center of gravity”[11]
  5. Post World War I German military progressively adds a new meaning using schwerpunkt to mean the focus of planning efforts.  This is a natural evolution of the late 19th century hybrid of ‘the arrow’ and the ‘target’ understandings.
  6. The Bundeswehr (German Army) now uses the English term “center of gravity” while the Austrian Army uses the German term “Gravitationspunkt” which translates to “center of gravity”. 

Hence, English translators took Clausewitz’s “schwerpunkt”, ‘the target or point of focus’ meaning mistranslated it into center of gravity which morphed into the source of power or ‘the arrow’ meaning. 

I’m not understanding Eikmeier’s hostility to the employment of metaphor as a device for learning as it is a conceptual bridge for understanding without which human society would not have made much progress.  Yes, metaphors can be misunderstood or abused but so can just about everything else. Most important ideas were either understood by or are most easily explained by metaphor and analogy.

“Center of gravity” in Clausewitzian theory is often misunderstood by non-experts or incorrectly identified in the enemy in practice in the midst of a war, but the same can be said of many other valuable concepts. Ask people to explain “gravity” itself and see how precisely scientific an explanation you receive, but that hardly means we should abandon the concept.

Regarding translation from On War, Eikmeier may have a more valid point but I am not qualified to assess it. I have a fair grasp of the political-historical context but not the linguistic and cultural nuances of early 19th century German language expression. Maybe Seydlitz89 will care to weigh in here?

A Sustainable National Security Posture?

Wednesday, May 22nd, 2013

[ by Charles Cameron — and what about climate change, Mike Mazarr? ]
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Is there even a Cheney-esque one-percent possibility that 97% of climate scientists (NASA’s estimate) are right?
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I just opened up Michael Mazarr‘s NDU Strategy Study Group report, Discriminate Power: A Strategy for a Sustainable National Security Posture. It’s quite far from my usual apocalyptic and more generally religious interests, but he and I once co-led a Y2K scenario role-playing game at the Center for Strategic and International Studies, so I have a friendly interest in what he’s up to.

What interested me next, though, was the overview to their report that Mazarr and company present in their Introduction. Their purview:

In the coming decade, the constraints on U.S. foreign and defense policy — fiscal, social, Geopolitical — are likely to intensify. At the same time, the security environment is evolving in ways that pose a more diverse array of risks, threats and opportunities. While foreign threats have dominated national security planning in the past, for example, future wars may more typically involve nontraditional foes and means threatening the homeland. This will change how we perceive and provide for national security, even as we confront new constraints.

This paper summarizes the work of a study group chartered to assess strategy under austerity for the next ten years. A core conclusion was that the United States is buying systems, forces and capabilities increasingly mismatched to the challenges, threats, and opportunities of the emerging environment. Military power, for example, cannot resolve many of the most complex and pressing challenges we confront — and yet our investments in national security remain vastly over-weighted to military instruments. The most likely threats to the U.S. homeland will come from nontraditional challenges such as biological pathogens, terrorism, cyber, and financial instruments, and yet resources for these issues remain minimal compared to traditional military instruments. At the same time, on our current trajectory, we will end up with a national security establishment dominated by salaries, health care, retirement costs, and a handful of staggeringly expensive major weapons systems. We are spending more and more to get less and less, in terms of relevant tools and influence.

There’s some ambiguity in here. There’s a segue from “foreign threats” to “future wars” without so much as a hiccup — but the actual threats our National Security strategy will need to address are presented as “nontraditional challenges such as biological pathogens, terrorism, cyber, and financial instruments”.

That’s a far broader array than “future wars” to be sure — but maybe still within the ambit of “foreign threats”. What I’m interested in, in the present context, however, is climate change. And unless my .pdf search function is deceiving me, I can find no mention of either “climate” or “warming” in the entire report.

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Compare these Remarks by Tom Donilon, National Security Advisor to the President At the Launch of Columbia University’s Center on Global Energy Policy from a month ago:

The national security impacts of climate change stem from the increasingly severe environmental impacts it is having on countries and people around the world. Last year, the lower 48 U.S. states endured the warmest year on record. At one point, two-thirds of the contiguous United States was in a state of drought, and almost 10 million acres of the West were charred from wildfires. And while no single weather event can be directly attributed to climate change, we know that climate change is fueling more frequent extreme weather events. Last year alone, we endured 11 weather-related disasters that inflicted a $1 billion or more in damages – including Hurricane Sandy.

Internationally, we have seen the same: the first twelve years of this century are all among the fourteen warmest years on record.

Or the White House’s National Security Strategy of 2010:

Climate Change: The danger from climate change is real, urgent, and severe. The change wrought by a warming planet will lead to new conflicts over refugees and resources; new suffering from drought and famine; catastrophic natural disasters; and the degradation of land across the globe. The United States will therefore confront climate change based upon clear guidance from the science, and in cooperation with all nations — for there is no effective solution to climate change that does not depend upon all nations taking responsibility for their own actions and for the planet we will leave behind.

And given what WSJ SWJ calls the Obama administration’s strategic shift to the East — what about Navy Admiral Samuel J. Locklear III?

America’s top military officer in charge of monitoring hostile actions by North Korea, escalating tensions between China and Japan, and a spike in computer attacks traced to China provides an unexpected answer when asked what is the biggest long-term security threat in the Pacific region: climate change.

Harvard’s 2012 Climate Extremes: Recent Trends with Implications for National Security report?

Or the Council for Foreign Relations report, Climate Change and National Security: An Agenda for Action — from 2007?

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I know, the CIA has (quietly) closed its Center on Climate Change and National Security, although as the NYT’s Green blog told us:

Todd Ebitz, a C.I.A. spokesman, said that the agency would continue to monitor the security and humanitarian challenges posed by climate change as part of its focus on economic security, but not in a stand-alone office.

But if you’re still interested, take a look at The Center for Climate & Security’s page On the Record: Climate Change as a Security Risk According to U.S. Administration Officials.

Their list is far more comprehensive than mine.

Okay. I know Mazarr’s report will have been written to fulfill certain criteria, specified or unspecified, and I’m not the one who set them — but isn’t climate change a part of the context that would need to be addressed, if “how we perceive and provide for national security, even as we confront new constraints” is the topic under discussion?

On getting it right, eh?

Thursday, April 25th, 2013

[ by Charles Cameron — with a little help from the Buddha, fake quotes, self-referential paradox, a pinch of salt, and two tbsps of anthropology ]
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Over the last ten days we have seen a whole lot of speculation, misinformation, spin and gossip masquerading as analysis and journalism, and that was on my mind when I ran across an alleged Buddha-quote that told me to use my common sense — and since my common sense told me there probably wasn’t a phrase in Pali, the language of the earliest Buddhist texts, that would correspond too closely to the highly idiomatic English usage, common sense, I thought I should check it out with Fake Buddha Quotes, my go-to place for checking what the Buddha is supposed to have said:

I’m pretty sure the Buddha never said “Pretty sure I never said that” too, for much the same reason.

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But what delights me most about all this is just how self-referential this all is: the Buddha allegedly warns us against trusting what we read even when it’s attributed to him, in what turns out to be a faux quote attributed to him, based on a real quote that reads (in one translation):

Any teaching should not be accepted as true for the following ten reasons: hearsay, tradition, rumor, accepted scriptures, surmise, axiom, logical reasoning, a feeling of affinity for the matter being pondered, the ability or attractiveness of the person offering the teaching, the fact that the teaching is offered by “my” teacher. Rather, the teaching should be accepted as true when one knows by direct experience that such is the case.

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Fpr what it’s worth, the abbreviated version doesn’t mean the same as the original. From Koun Franz at Sweeping Zen:

his is a very different idea. The original says we need to verify through direct experience; the popular version says that we can stand back from the practice, at a distance, and use reason to determine its authenticity.

Or this, from Bodhipaksa, the Fake Buddha Quotes guy, :

The Buddha of course isn’t saying we should jettison reason and common sense. What he’s implying is that both those things can be misleading and what’s ultimately the arbiter of what’s true is experience. It’s when you “know for yourselves” that something is true through experience that you know it’s true.

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Another comment on the same page led me to this first comment on cultures and languages —

which in turn reminded me of the second, a long-time favorite of mine from the time when I was some sort of Anthro professor in dreamy Oregon…

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And, y’lnow, both those quotes in my second pair give you a visceral sense of what today’s SWJ article by Robert R. Greene Sands and Thomas J. Haines, Promoting Cross-Cultural Competence in Intelligence Professionals is very rightly on about, though it’s all phrased in a manner so abstract you might easily miss the point…

Mitigating cognitive, cultural and a host of tradecraft biases is essential for intelligence professionals to navigate through today’s culturally complex environments. Adopting the perspective of contemporary cultural groups, including nation-states, often defies understanding because the intelligence professional is challenged to both appreciate and consequently discern meaning of behavior that is predicated on vastly different beliefs and value systems. Fundamental to this dissonance is a markedly different cultural reality resulting from different histories, traditions and the stasis of culture. The professional’s western and deeply seated worldview impedes either the analysis itself, or is perjured by the cognitive restrictions imposed by the structured analytic strategies used.

The quote about the Wintu — it’s from Dorothy Lee, Linguistic Reflection of Wintu Thought, Chapter 9 in Dennis and Barbara Tedlock‘s Teachings from the American earth: Indian religion and philosophy — goes on to say:

The Wintu relationship with nature is one of intimacy and mutual courtesy. He kills a deer only when he needs it for his livelihood, and utilizes every part of it, hoofs and marrow and hide and sinew and flesh. Waste is abhorrent to him, not because he believes in the intrinsic virtue of thrift, but because the deer had died for him.

Now there‘s “a markedly different cultural reality” for you!

Octavian Manea interviews MIT’s Roger D. Peterson

Friday, April 19th, 2013

Another installment of Octavian Manea’s excellent COIN interview series at SWJ. This one focuses on social science and varieties of insurgency:

Breaking Down “Hearts and Minds”: The Power of Individual Causal Mechanisms in an Insurgency 

….OM: In your research you pointed out to a spectrum of conceivable individual roles in an insurgency. What is the methodology behind this typology?

RDP: This methodology comes from my 2001 book (Resistance and Rebellion: Lessons from Eastern Europe) which focused on Lithuanian resistance to Soviets in the 1940’s. Insurgency is a complex phenomenon, especially in how violent organization and networks are created and sustained, and the methodology of that book involved breaking down this complexity into component parts and then building back up into a coherent whole. At the base of this process is the way individuals position themselves relative to the dramatic and violent events of insurgency. Most people may wish to remain neutral and just take care of their families but events push significant numbers of individuals into roles of unarmed support of insurgents, or local armed position of a militia, membership in a mobile non-local organization, or equivalent positions in support of the government.  Furthermore, individuals may move back and forth along this spectrum of roles. If one is skeptical of broad and vague theories at a high level of aggregation, as I am, then you need to get down and observe dynamics at a basic level. Observing movement along this spectrum of roles is one way to do that. 

…..Is it FM 3-24 and the whole contemporary Western COIN discourse too narrow, too much focused on rational, cost/benefit models of decision-making? Is it too restrictive when making this inventory of driving motivations or causal mechanisms?

RDP: I think there is a tendency in the Western academic analysis to focus on rational theories. Those theories are straightforward.  But they also might be too straightforward, too simple.  In Iraq, the coalition did not plan on the emotion of resentment stemming from a status reversal affecting Sunni calculations in the beginning stages of the conflict. We did not understand the revenge norms that exist in some of the places. We did not fully understand the social norms that helped to produce the tribal militias in Anbar province.  We did not understand the psychological mechanisms underlying the Sunni view of the new world they were living in. 

The last part is a curious lacuna.

The incompetence of the planning for the occupation of Iraq has been amply recorded – the high level disdain of General Tommy Franks and Secretary Rumsfeld for what befell the day after victory, the keeping of professional Arabists at arms length in preference for Beltway contractors and college kids with AEI connections, the haplessness of Jay Garner and the political obtuseness of Paul Bremer ad so on. This is not what I mean about lacuna.

I mean something more fundamental, in terms of understanding human nature as the root of political behavior and therefore political violence. We are all familiar with the Clausewitzian trinity (or should be) but less attention is paid to the motivational factors that make men decide to stand, fight and die or stand aside. Thucydides also had a trinity that did not attempt to capture the nature of war but rather explain why wars happened and it seems to me to be of particular use for evaluating the decision in small wars to pick up a gun or not, to side with the government or join the rebellion:

“Surely, Lacedaemonians, neither by the patriotism that we displayed at that crisis, nor by the wisdom of our counsels, do we merit our extreme unpopularity with the Hellenes, not at least unpopularity for our empire. That empire we acquired by no violent means, but because you were unwilling to prosecute to its conclusion the war against the barbarian, and because the allies attached themselves to us and spontaneously asked us to assume the command. And the nature of the case first compelled us to advance our empire to its present height; fear being our principal motive, though honour and interest afterwards came in. And at last, when almost all hated us, when some had already revolted and had been subdued, when you had ceased to be the friends that you once were, and had become objects of suspicion and dislike, it appeared no longer safe to give up our empire; especially as all who left us would fall to you. And no one can quarrel with a people for making, in matters of tremendous risk, the best provision that it can for its interest. 

Fear, honor and interest are ever present in “calculation” both by men and by the political communities they compose and the factions that threaten to tear them apart. All the more so in a defeated and broken country divided by ethnicity and sect where all parties were uneasily eyeing the conqueror. No special knowledge of Arab culture should have been required to anticipate that Iraqi men, if made desperate by uncertainty and circumstance, might have at least seen it in their interest to achieve some measure of security with the gun and to enact policies of carrots and sticks a priori to discourage that, before the insurgency gained critical mass.

Awareness of the universality of the Thucydidean trinity would not have in itself guaranteed success in Iraq but knowing it is a rudimentary minimum of political competence upon which you can at least build.

“The Galula Doctrine”

Wednesday, January 23rd, 2013

Small Wars Journal has published another edition of the excellent COIN interview series conducted by Octavian Manea. Here he interviews A.A. Cohen, author of Galula: The Life and Writings of the French Officer who Defined the Art of Counterinsurgency 

The Galula Doctrine: An Interview with Galula’s Biographer A.A. Cohen

OM: Which were the role of Mao and the exposure to Chinese civil war in Galula’s story? It seems to be his decisive formative lab experience like Russia was for George Kennan.

AAC: Unquestionably, of all the influences exerted on Galula’s treatise, Mao and the Chinese Civil were the greatest. Galula had a strong intellectual admiration for Maoist revolutionaries, despite being very opposed to what they stood for. Before the Chinese Civil War, Galula had no interest in insurgency or counterinsurgency. He had not fought as a Partisan during WW2; he had no experience or interest in these fields until he was exposed to China as of late 1945, in the thick of its civil war. There, his analytical penchant led him to see himself as the decipherer of Mao, intent on getting to the bottom of what the revolutionaries were fundamentally about. Galula cut through the egalitarian propaganda and all that surrounding the People’s revolution. Above all, he wanted to understand why these guys were gaining momentum as they were despite the unfavorable odds. When he figured it out, he reverse-engineered their methods to arrive at a counter-process to revolution and insurgency. His embrace of Chinese dialectics, and with these, the notion of unity of opposites or yin and yang, was helpful in achieving this.

Is counterinsurgency to Galula more of a strategy or  more of a technique and a methodology?

What Galula offers, first and foremost, is a doctrine – not a strategy. His doctrine is underpinned by an important theory about people and what motivates them to take up arms, or to side with those who do. The theory goes that in times of danger (war), the majority of people will be motivated primarily by a fundamental need for security. Galula is adamant about this. But he also recognizes that there will be a minority of people – the instigators at the core of a movement – that will be ideologically, or even fanatically motivated. These are the true believers. He makes no qualms about prescribing that this is the group that the counterinsurgent or counterterrorist will need to find and neutralize, while protecting the rest of the population that aspires to a normal, if not better life. If you buy into this theory, Galula’s doctrine offers a multi-step framework for operations; in other words, a method to counterinsurgency. His famous eight steps are there to provide some logical linearity to what is otherwise a very nonlinear form of warfare. Within that framework, you have the flexibility to formulate your strategy and to conduct your operations to achieve your objectives.

Read the rest here.

I agree that Galula was not offering a strategy. Even more strongly, I think Cohen is correct about the historical importance of China’s long period of disorder, from the overthrow of the Q’ing dynasty to Mao ZeDong’s declaration of the People’s Republic, for Galula. However, not just for him but for anyone interested in questions of war and statecraft where insurgency, warlordism, state failure, state-building, foreign intervention, balance-of-power politics, ideological mass-movements, 4GW, revolution and total war coexisted and co-evolved.

The best comparison in our lifetime to China in this period would have been Lebanon  in the 1980’s, except that China’s polycentric conflict was even more complex and on an epic scale.


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