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 Octavian Manea continues his excellent series at SWJ, interviewing the leading theorists, practitioners and critics of pop-centric COIN.  This most recent interview is with Dr. John Nagl, formerly president of CNAS, author of Learning how to Eat Soup with a Knife and currently a professor at the Naval War College.

Nagl has been, it hardly need be said, one of the major proponents of pop-centric COIN and an important figure in the debate over the “Surge” in Iraq and it’s second iteration in Afghanistan:

COIN Is Not Dead: An Interview with John Nagl 

Q: Have we basically relearned, in Iraq and Afghanistan, the old lessons and principles in countering an insurgency? Are the broad historically proven principles of countering an insurgency, still valid guidelines for today?

Nagl: History does not repeat itself, but it rhymes. I am currently teaching a course at the US Naval Academy on the history of modern counterinsurgency campaigns. And it is interesting to see how the same principles continue to present and reassert themselves, that the same mistakes are made early as armies adapt to the challenges of counterinsurgency and they learn the same lessons time and time again. They learn lessons like the importance of being keenly sensitive to the human terrain, of understanding its hierarchy of needs, of comprehending the culture, the ethnicity, the religion of the insurgents and of the population. Protecting the population is the key to success. It is important to get the population on your side in order that you can derive intelligence from them on who the insurgents are. It is important that you reform governance to give people hope that if they do side with the government and the counterinsurgents, their lives will be better. It is important to provide inducements to the insurgents. Very rarely are you going to kill or capture every insurgent, although you may coerce some of them away from the fighting. All of those lessons could be drawn from the headlines of the past few weeks on the fight in Afghanistan. I am increasingly convinced that the classic historically tested counterinsurgency principles broadly apply across cases and they continue to apply today, although with variations for the particular country, region, ethnicity, and grievances faced by the population.

[….]

Q:What would you respond to the many critics that point out that pop-centric COIN is just a “collection of tactics” and techniques not a strategy in itself?

Nagl: I would say that they missed the first chapter of the FM 3-24. The strategy is to strengthen the government while weakening the insurgents in order to reach an end state in which the government with minimal outside assistance can defeat internal threats to its security. There are a number of tactics required to achieve that, both the killing and capturing of insurgents, strengthening host nation security forces, and improving governance. It all adds up to diminishing the strength of the insurgency, increasing the capabilities of the government and its forces and reaching a crossover point where the host nation forces can carry on with minimal outside assistance. We are about to test this hypothesis in Afghanistan over the course of the next two years.

Read the whole interview here.

It may be that Dr. Nagl uses the word “strategy” in a different sense than I do, or perhaps in a much narrower, context.

Strengthening a third-party government could be a broad US policy expressed in a variety of ways.  Or it may mean, the US military training and equipping certain host nation agencies for particular tactical skills, or leading these allies in counterinsurgency operations.  By itself, “strengthening” appears to me to be better described as a form of “Ways” in the classic “Ends-Ways-Means” triad of strategy. It may or may not be the best option to take – some governments are truly their own worst enemies.

Whether it is a good idea for the US to take upon itself the task of strengthening the host nation state in the first place, is a more strategic question.

Dr. Steve Metz, a friend of ZP blog and Chairman of the Regional Strategy and Planning Department and Research Professor of National Security Affairs at the Strategic Studies Institute, has new and heavily footnoted article up at SWJ:

Psychology of Participation in Insurgency 

 It’s common sense: to make insurgents quit the fight or to deter other people from joining them, to understand their appeal, we must know what makes them tick.   This is easier said than done as we Americans face a mental barrier of our own creation–we insist on approaching insurgency (and counterinsurgency) as a political activity.  This entails a major dose of mirror imaging.  We are a quintessentially political people, but it is politics of a peculiar type, born of the European Enlightenment.  We assume that the purpose of a political system is to reconcile competing interests, priorities, and objectives.  From this vantage point, we see insurgency as a form of collective, goal-focused activity that comes about when nefarious people exploit the weaknesses of a political system.  It occurs when “grievances are sufficiently acute that people want to engage in violent protest.”[1]  The state cannot or will not address the grievances.  And since insurgency is political, so too are its solutions: strengthen the state so it can address grievances and assert control over all of the national territory.  The improved state can then return to its mission of reconciling competing interests, priorities, and objectives.

            Much of the world–including the parts prone to insurgency–sees things different.  Most often the political system is used by an elite to solidify its hold on power and defend the status quo.  Most insurgents do not seek a better political system but rather one that empowers them or, at least, leaves them alone.  People become insurgents because the status quo does not fulfill their needs.  This is a simple observation with profound implications.  It means that the true essence of insurgency is not political objectives, but unmet psychological needs (although political objectives may serve as a proxy for psychological needs as insurgent leaders seek to legitimize and popularize their efforts).

This coincides with the observation of David Kilcullen that many insurgents are purely localized “accidental guerrillas“, motivated by other drivers than political calculation – such as opportunity for excitement, the dictates of an honor culture, fear of being considered a coward, prospects for glory or booty or the aggressive territoriality of young men.  Looking at historical examples of warlords as diverse as “General Butt Naked“, the Mad Baron Ungern von Sternberg and General Abdul Rashid “Heavy D”  Dostum, it is evident that some men fight and kill because they revel in slaughter for it’s own sake, are skilled at combat and find purpose in war.

Indeed, as Metz writes:

….Boredom also contributes to a sense of being lost.  In rural areas and urban slums, insurgency seems to provide excitement for those whose lives are devoid of it.[21] This theme appears over and over when former insurgents explain their motives.  Ribetti, for instance, heard it from Colombians, particularly from the female insurgents she interviewed who sought to escape the tedium of a woman’s life in rural areas.[22]  Louise Shelley observed that youth violence and association with terrorism is often linked to “the glamour of living dangerously and the adrenalin flow that is associated with living precariously.”[23]  States not susceptible to insurgency have proxies for youth boredom and the need for excitement which drains these impulses into less destructive channels, whether video games, violent movies, sports, or fast cars.  Societies without alternatives–particularly ones where the educational system has collapsed like Sierra Leone, Afghanistan, and he tribal areas of Pakistan can see boredom be channeled into political violence.[24]

            The Thugs:  There are people in every society–usually young males–with a propensity for aggression and violence.  Insurgency attracts them since it is more prestigious and legitimate than crime, and has a better chance of gaining internal or external support.  It offers them a chance to justify imposing their will on others.  This is amplified when a nation has a long history of violence or major military demobilization which increases the number of thugs and puts many of them out of work.  In many parts of the world, whole generations have never known a time without brutality and bloodshed.  Sierra Leone is a perfect example of this.  The RUF emerged from a group of young people from the slums of Freetown known for their antisocial behavior.[25]  While this group sometimes provided violent muscle for politicians, it also served up the raw material for the RUF, leading Ibrahim Abdullah and Patrick Muana to label it the “revolt of the lumpenproletariat” (a word coined by Karl Marx to describe society’s lowest strata).[26]  Thugs seldom create or lead insurgencies, but they do provide many of its foot soldiers.

All In: The Education of General David Petraeus by Paula Broadwell, with Vernon Loeb

The official biography of CIA Director General David Petraeus, by Harvard researcher Paula Broadwell, has long been anticipated in the .mil/COIN/NatSec/Foreign Policy communities and blogosphere.  I can hear pencils scrawling furiously away in the margins even as I type this post. 🙂

Broadwell,  herself a reserve Army officer, West Pointer, Harvard grad, doctoral student at King’s College War Studies Department , and by all accounts, an impressive up and coming individual,  had very extensive access to her subject – allegedly, far more than the official Army historian assigned to General Petraeus’ last command. Given the subject is General Petraeus, the precarious state of American policy in Afghanistan and 2012 as a circus of political excess, All In will be one of the few “must read” books this year.

And, I must commend Miss Mrs. Broadwell highly here, she will be donating 20 % of her net proceeds to help wounded veterans.

That said, in terms of reaction to this book, there will be blood.

Reviews of All In will afford the opportunity to tear the scabs off of the well-worn COINdinista/COINtra debate and rub salt in the exposed wounds – I for one am especially looking forward to reading future back to back reviews by Carl Prine and Thomas Ricks and Abu Muqawama vs. Colonel Gian Gentile. In the mainstream press, the opportunity for newspaper columnists to get in gratuitous potshots against figures like Presidents Bush and Obama, Dick Cheney, Don Rumsfeld, Robert Gates, Joe Biden, Hillary Clinton, Stan McChrystal and numerous others or grind partisan axes will be too tempting to resist, regardless of how relevant these remarks are to Broadwell’s biography of Petraeus. The looming specter of draconian cuts to defense budgets will also add to the rancor of the discussion of the book within the defense community.

Somewhere in that debate will be the book Broadwell actually wrote and within the book, perhaps, we will come to see David Petraeus. Or not.

Get your popcorn ready!

Right now, I am deep into reading the superb George Kennan biography by eminent diplomatic historian John Lewis Gaddis but All In is definitely next on my list.

And it will be reviewed.

Discussion has been emerging in the foreign policy blogosphere of   late  regarding sovereignty and the other day, Afghanistan scholar Antonio Giustozzi opined on coercion, a necessary tool of a state seeking to wield a monopoly of force.

Theory is good and the discussion is an important one with implications for US foreign policy, but it helps when debate is informed by empirical examples from practitioners.  Quesopaper, a blog by  someone out in the field  in Afghanistan has been dormant for a while, but sprang alive again with a timely post:

Rule of Law, The Afghan Springer Show 

….Rule of Law is one of the key aspects to “fixing” Afghanistan. When the Taliban dominated the country, they controlled the “courts.” As Taliban influence waned, the US and partner nations have sought to create a more traditional court system. I can’t speak intelligently on why “WE” decided to create a more western form of law in Afghanistan, but I can say, it’s not the correct approach.

I work in a remote district. It’s over an hour to the main provincial (think state) government center. The difference between the two places is about as extreme as possible. The villages, even the district center (think country govt) lack ANY essential services. There are no plumbing systems, no electricity, no garbage service…nothing. Yet, the people here survive; and dare I say? Thrive.

Like most farming folks, the people here like to be left alone. The people appreciate the Govt–Government of the Islamic Republic of Afghanistan aka “GIRoA”–but they only want so much help. Rule of Law doesn’t fit into their needs.

So, how do rural locals settle disputes?

I just recently worked with a local governor as he negotiated the resolution of a 25 year dispute. Dispute doesn’t really describe what happened…feud is more appropriate. Each side had multiple murders, one family had 1300 fig trees destroyed. Decades of money in dispute. The feud was complicated enough that the Taliban failed to resolve the issue in nearly seven years of negotiations. Negotiations require buy-in from many parties…I could go on about this, but I doubt I can make it any clearer…

Land disputes are among the thorniest local civil society issues in Afghanistan, and one where the generally corrupt and inept Karzai regime draws a particularly poor comparison with the Taliban insurgency’s ability to provide “rough justice” where the richer, more influential party to the dispute does not automatically win through bribery. Land claims are blood issues in peasant-agrarian societies in general and all the worse in honor cultures that tolerate vendettas – that the brutal Taliban could not force a settlement in this case, or did not dare to try – speaks volumes.

….Finally, our district (county govt) governor is called upon to start the process of reconciliation. This BTW is MAJOR progress for the legitimacy of GIRoA. It means the people trust this man to handle this dispute. It might become national news (for Afghanistan) though you will never hear this story on any US network or .com site (except quesopaper.com). After weeks of massaging each side, pulling out their story, commitments (commitment to settle is vital in these things) and “evidence.”

An aside about evidence…in a society that is mostly verbal and illiterate, nearly anything written can become something that it is not…WTF are you talking about Pietro? What I mean is, give someone who can’t read a document. That paper is written in a foreign language, with foreign letters. Tell him its a deed to a piece of land…wait 35 years. Now, tell that man’s grandson that the land he’s been farming for 10 years; that his family has worked for generations, isn’t actually his.

Now he has nothing; he can’t provide for his family. Tell him, his paper is a receipt for a Persian rug, not a deed…explain that he owes the real land owner for the use of that property and revenues generated. Let me know how that goes…if you smell cordite it probably didn’t go to well.

For very poor people who live at the margins of subsistence, the stakes could not be higher, which can make rolling the dice on private violence attractive (this is also why land reform programs are only a short term stopgap in economic development and reform. Agrarian population almost always exceeds arable land and as the plots get smaller, they are less productive).  Dying on your feet with a weapon in hand looks a lot more honorable to a hard-pressed farmer than watching your children waste away from starvation as the other villagers gossip about your plight.

A state with legitimate authority can preempt or suppress such private violence, but is also expected to solve the problem.

….Back to our story…The governor calls in Sharia/Islamic law experts and elders from both tribes and other community elders. Mix that group into a bunch of small rooms and start shifting groups from room to room…hours of discussions (which looks like arguing to me). Don’t forget, this thing hasn’t been settled before, it’s serious business, and here serious business is settled with an AK. At anytime the whole ordeal can melt into violence.

Success is fleeting. I have a gun, no fooling…I’m armed….

Go to quesopaper to find out what happened next. 🙂

Part of the problem is, as quesopaper indicates, our Western framework. We began experimenting with rule of law to settle property claims and commons rights starting, oh, in 14th century England with land enclosures and we did not really finish for good until after Reconstruction in the very late 19th century. That’s 500 years for the “Rule of Law” as we understand it to become the standard for 100 % of the population, 100% of the time.

And along the way, there was blood. Rivers of it. From the Highlands of Scotland, to the piney woods upcountry of Appalachia to the Black Hills and the great Western Range Wars. The gavel of the judge had to be preceded by the soldier’s rifle, the settler’s six shooter, the rebel’s musket and knives used in the dead of night.

Are Afghans in far rural villages closer to a Manhattan attorney or an English tenant whose access to the pasture has been closed off by his noble lord against all custom and ancient right? What quesopaer is seeing is “state building” from scratch, from the bottom up. Slow, painful, difficult to be certain, but more likely to be durable than imported abstractions imposed from the top down.

We are leaving Afghanistan, it is clear. Any state that we leave behind that can resist the Taliban must be able to stand behind and enforce a rule of law as Afghans understand and accept it.

As I had predicted, a global recession, budgetary chicken in Congress and national weariness after a decade of war in Afghanistan and Iraq have forced a public rethink of the prominence of counterinsurgency doctrine in America’s military kit.  Colonel Gian Gentile, long the intellectual archenemy of FM 3-24 and the “Surge narrative” has pronounced COIN “dead” and even CNAS, spiritual home of COIN theory inside the Beltway, is now advocating COIN-lite FID (Foreign Internal Defense). As this entire process is being driven by a global economic crisis, there is another aspect to this American inside-baseball policy story.

While COIN as the hyperexpensive, nation-building, FM 3-24 pop-centric version of counterinsurgency is fading away, irregular warfare and terrorism are  here to stay as long as there is human conflict. Moreover, as economic systems are to nation-states as vascular systems are to living beings, we can expect an acceleration of state failure as weak but functional states are forced by decreased revenues to reduce services and diminish their ability to provide security or enforce their laws. The global “habitat” for non-state, transanational and corporate actors is going to grow larger and the zones of civilized order will shrink and come under internal stress in the medium term even in the region that Thomas P.M. Barnett defined as the “Core” of globalization.

The theory of Fourth Generation Warfare is helpful here. Many people in the defense community object to 4GW thinking, arguing that it is a poor historical model because it is overly simplified, the strategic ideas typified by each generation are cherrypicked and are usually present in many historical eras (albeit with much different technology). For example, eminent Clausewitzian strategist Colin Gray writes of 4GW in Another Bloody Century:

….The theory of Fourth Generation Warfare or 4GW merits extended critical attention here for several reasons. It appears to be a very big idea indeed. It’s author [ William S. Lind] and his followers profess to be able to explain how and why warfare has evolved over the past 350 years and onto the future….

….Talented and intellectually brave strategic theorists are in such short supply that I hesitate before drawing a bead on Lind and his grand narrative of succeeding generations of warfare. Nonetheless, there is no avoiding the judgment that 4GW is the rediscovery of the obvious and the familiar. 

4GW theory is not something that can be defended as having sound historical methodology. However, it works well enough as a strategic taxonomy of mindsets and political environments in which war is waged; particularly with the inclusion of the van Creveldian assumptions of state decline, it is a useful tool for looking at warfare in regions of weak, failing and failed states. The same global region Dr. Barnett has termed “the Gap” in his first book, The Pentagon’s New Map.

Tom predicated his geostrategy on the power of globalization being harnessed with judicious use of Core military power to “shrink the Gap” and provide connectivity as an extremely powerful lever to raise up billions of the world’s poor into a more stable, freer and middle-class existence. While that still holds, the flipside is that times of  sharp economic contraction limit the ability of the Core, led by the United States, to intervene robustly, permitting the “bad guys” to make use of connectivity and black globalization for their own purposes. Where the great powers are disunited, disinterested or increasingly in the case of European power projection, disarmed, the Gap could potentially grow.

A new Iraq or Afghanistan sized campaign is not in the American defense budget for at least a decade. Or NATO’s. Hence the newfound interest in cheaper alternatives to massive intervention on the ground, for which the Libyan campaign might charitably be classed as an “experiment” ( where it was not simply bad strategy and negotiated operations) or as a multilateral reprise of Rumsfeldian ideas of transformative, light and fast military force mashed up with Reagan Doctrine proxy warfare, justified under a new ideological theory of R2P.

These are rational policy responses to conditions of parsimony, but it also indicates a coming era of strategic triage rather than grand crusades in using military force to stabilize parts of the global system.  The US and other great power  are going to be more likely to follow Teddy Roosevelt’s advice to “Do what you can, where you are, with what you have” than they are to heed JFK’s call “to pay any price, bear any burden”. The politics of hard times means that we will be minimizing our burdens by replacing, where we can, boots with bots, bullets with bytes and Marines with mercs. Not everywhere, but certainly on the margins of American interests.

Beyond those margins? We will aid and trade with whatever clients can maintain a vestige of civilized order without too much regard to the niceties of  formal state legitimacy. Too many states will be ceding autonomy to subnational and transnational entities on their territory in the next few decades and we will have to abide by that reality if regions of the world become Somalia writ large. What to do? A number of recommendations come to mind:

• Get our own economic house in order with greater degrees of transparency and adherence to rule of law in our financial sector. Legitimacy and stability, like charity, begins at home.
• Adopt policies that strengthen the principle of national sovereignty and enhance legitimacy rather than weaken or erode it. This does not mean respecting hollow shells of fake states that are centers of disorder, but respecting legitimate ones that effectively govern their territory
• Foreign policies that reject oligarchical economic arrangements in favor of encouraging liberalization of authoritarian-autarkic state economies prior to enacting political reforms ( democracy works better the first time on a full stomach).
• Create a grand strategy board to advise senior policy makers and improve the currently abysmal level of strategic calculation and assessment prior to the US assuming open-ended commitments to intervention
• Accept that the Laws of War require a realistic updating to deal with the international equivalent of outlaws, an updating that contradicts and rejects the 1970’s era diplomatic effort to privilege irregular combatants over conventional forces.
• Fighting foreign insurgencies is something best done by primarily by locals, if willing, with our aid and advice. If those with the most to lose are not willing to stand, fight and die then they deserve to lose and the US should either eschew getting involved at all or resolve to secure whatever vital interest that exists there by brute force and make certain that reality is clearly communicated to the world (i.e. Carter Doctrine).  Truly vital interests are rare.