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Previously, I took a look at an academic paper by David Martin Jones and M.L.R. Smith that engaged in a critical analysis of COIN theory and found fault with its underlying premises. Now, I would like to examine the rebuttal offered by John Nagl and Brian Burton of CNAS.

David Martin Jones* and M.L.R. Smith**. “Whose Hearts and Whose Minds? The Curious Case of Global Counter-Insurgency”. The Journal of Strategic Studies. Vol. 33, No. 1, 81-121, February 2010.

*University of Queensland, Australia. ** King’s College London, UK.

John A. Nagl and Brian M. Burton. “Thinking Globally and Acting Locally: Counterinsurgency Lessons from Modern Wars – A Reply to Jones and Smith.  The Journal of Strategic Studies. Vol. 33, No. 1, 123-138, February 2010.

Center for New American Security (CNAS), Washington, DC, USA.

The rebuttal of Nagl and Burton, at a mere 15 pages including bibliography, was a more persuasive and focused argument than the COIN opus offered by Jones and Smith. Their tone was less academic and more practitioner-oriented, both in terms of policy shapers and soldiers in the field. Strategist Dr. Thomas P.M. Barnett, thought the entire debate was “too inside baseball” but nonetheless, that Nagl and Burton had the better of the exchange:

It is a sadly ghettoized argument–very inside baseball. And I am dismayed to see it happening in a sub-field that should be more inclusive than the usual war-discussed-within-the-context-of-war with the added dimension of the fight for political control in developing/failed economies (the whole national liberation bit, references to Maoism, etc.). So we’re still basically treated to two legs of the stool: security with the addition of politics/culture, but the economics remains a no-go-land that elicits the mention of jobs on occasion (the assumption usually being, public-sector financed with aid), but that’s it.

….I thought Nagl’s closing comment in response was fine: difference in degree but not kind. The first article reminded me of nuclear targeting theory, it was so esoterically wrapped around itself.

The intellectual insularity to which Tom complains arguably stems from COIN, an operational doctrine, being required to “pinch-hit” as a long-term strategy due to the abdication of responsibility by the civilian political elite to come to a strategic consensus among themselves on the war that would frame our global conflict with radicalized Islamist terror groups and insurgencies and enunciate the objectives we hope to achieve.

This unwillingness or inability of deeply divided USG civilian leaders to effectively, coherently and consistently articulate the nature of the war itself and our adversaries deprives our senior military leaders of appropriate policy guidance in designing campaigns and carrying out military operations. It is also a partial explanation for the determined resistance of COIN policy advocates like John Nagl and David Kilcullen to address the religious ideology dimension raised by Jones and Smith.

In “Thinking Globally and Acting Locally: Counterinsurgency Lessons from Modern Wars – A Reply to Jones and Smith”, Burton and Nagl firmly showcase “Neo-COIN’s” formidibile strengths as policy but cannot escape its’ enduring weakness. Here most concisely:

“Insurgencies, like other forms of armed conflict are better defined by methodologies than by ideologies. While causes change regularly, the fundamentals of insurgent strategy remain relatively constant”

A powerful throwing down of the theoretical gauntlet. It’s an appealing argument rooted in pragmatism, and to some degree, empiricism, becoming more true as one moves down to the level of small unit counterinsurgency and outward from jihadism’s core leadership toward insurgency’s marginal adherents of convenience, the “$10 a day Taliban” and Kilcullen’s “accidental guerrillas”. While it is the case that occasionally in COIN we have actions of “strategic corporals”, most of the warfighting concerns of NCO’s and junior officers will be tactical and eminently practical a majority of the time.

Earlier, Burton and Nagl expounded at greater length and specificity:

But this argument [by Jones and Smith] overemphasizes the superficial features of conflict. While specific characteristics of individual insurgencies have changed with local conditions and the technology of the day, the fundamental dynamics of insurgency remain largely the same. The essential competition remains between the existing power and the insurgents for influence and ultimately control over populations. The insurgent ’cause’, of which extremist religion can be a component, is generalized and malleable in order to mobilize the broadest possible base of followers.

….the fundamental dynamic of any insurgency is that, as David Kilcullen aptly describes, it needs the people to act in certain ways.[It] needs their sympathy, acquiescence and silence, or simply their reactions to provocation, in order to further [its] strategy

[Emphasis in original.]

There are pros and cons to this theoretical position. It is always a good idea to consider who an intended doctrine is written for; instrumentally, COIN doctrine is foremost for the soldiers who are expected to wage that kind of battle on the behalf of the rest of us. Only secondarily, is COIN doctrine intended as a kind of policy talisman for the government officials, politicians, journalists, academics and bloggers whom it has entranced or repelled. It is important to remember, it critiquing the evolving panoply that is USG COIN policy that the fundamental criterion of measurement is not theoretical niceties but real world results, which have been produced. Not perfection, not instantly, not everything we want plus a pony too, but progress in operational and tactical success. Even some strategic success if stabilization of an Iraqi government holds That weighs heavily on the pro side of the ledger.

The cons are of a different nature.

First, in terms of the Maoist paradigm, classical COIN theory is problematic because it extrapolates only from a very short period of Mao’s career as a guerrilla leader, mostly 1946 -1949 when the political dynamic in China’s civil war was a bilateral conflict between Chiang Kai-shek’s Nationalist government and Mao ZeDong Communist Party and Red Army. This was a period when Mao, courtesy of the Soviets, had suddenly inherited a great quantity of Japanese arms and could field divisions of semi-regulars to fight conventional battles in addition to insurgent units. Most of China’s long civil war was actually heterogeneously anarchic and Mao’s Communist armies were usually much inferior not only to those of the Kuomintang, but to those armies fielded by many provincial warlords and certainly inferior to the invading Imperial Japanese Army, which Mao strove to avoid fighting whenever possible. Much of Mao’s legend as a military genius is political myth constructed after the fact, and his ultimate success in China owed at least as much to Chiang, Hirohito, Stalin and Truman as it did to Mao’s real but frequently exaggerated political and military talent for insurgency.

Vietnam, another historical touchstone of COIN, acheived the bilateral conflict dynamic described in COIN theory only because initially the Vietcong, on the orders of Hanoi, tacitly supported Ngo Dinh Diem’s regime by eschewing military activities while Diem and Nhu systematically destroyed or weakened other potential military/political rivals to the Communists in South Vietnam. Namely, General Ba’s Hoa-Hao, the Binh Xuyen gangs and the Buddhist political clergy ( the Vietnamese Nationalist Party had previously been decimated by the French in 1930). Russia after WWI, Lebanon in the 1980’s, Somalia, Afghanistan and the Congo in the 1990’s are others examples of societies devolving into anarchic, social darwinian, violence before some became conflicts that are somewhat recognizable in COIN theory.

The heterodox Iraqi insurgency of the “surge”, where Neo-COIN found its proving ground, is really the recent historical rule and not the exception that classical Maoist COIN theory might lead you to believe. The theory in other words, is based upon flawed premises of a bilateral conflict. John Robb’s “open–source insurgency” concept gets closer to the probable reality of future COIN wars.

Secondly, the strong dismissal of religious drivers by Nagl under his “Kilcullen Doctrine” is tailor made for “disaggregating” the accidental guerrillas at the tactical level, but it seriously misleads us in understanding or effectively countering the “professional guerrillas” at the strategic or the moral levels of war. Instead, it blinds us by projecting our own elite culture’s secular assumption of religion as merely a cynical and antiquated facet of politics on to adversaries for whom such thought is both fundamentally alien and entirely blasphemous. Such a position is what ideologists of  jihad  argue that they are taking up arms against in the first place.

Erasing the religious or ideological motivation makes incisive analysis of the adversaries strategic decision-making impossible because it removes the driver for which he left home, comfort, family for the danger and privation of war. How can we walk in our enemies shoes, get inside his head, if we deny what is in his head has any relevance?

This position makes no sense on the strategic level. Ignoring the influence of Islamism is a prescription for errors and missed opportunities. It is a politically comfortable position for COIN theorists because our political elite are deeply enamored of a PC ideology that provides an excuse to punish and destroy the careers of officials who challenge the orthodoxy of multiculturalism with frank discussion of facts. Avoiding the question of Islamism in front of politicians greases the skids for COIN. Have you heard many members of Congress make a robust defense of liberal, democratic, capitalist, open societies as a morally superior alternative to autocratic Islamism lately? No? Well now you understand why the COIN gurus are not doing it either. Powerful people in Washington and the media do not want to hear thart message.

Yet without confronting Islamism and the attraction of its call to a dissatisfied “pious middle class” in the Islamic world, we can hardly hope to bring the war to a satisfactory close, much less victory.

Read a very interesting theoretical paper critiquing the merits of “Neo-Classical COIN” contrasted with the concept of “Global Insurgency” by Dr. David Martin Jones and Dr. M.L.R. Smith in The Journal of Strategic Studies, which drew a sharp rebuttal from Dr.John Nagl, the president of CNAS, and Brian M. Burton in defense of a universally applicable COIN paradigm (big hat tip to Steve Pampinella). 

The papers deserve much wider circulation and I encourage you to find yourself a copy. Unfortunately, they are behind an irritating subscription wall, so we have to do this in 20th century, stone-age, fashion….

David Martin Jones* and M.L.R. Smith**. “Whose Hearts and Whose Minds? The Curious Case of Global Counter-Insurgency”. The Journal of Strategic Studies. Vol. 33, No. 1, 81-121, February 2010.

*University of Queensland, Australia. ** King’s College London, UK.

John A. Nagl and Brian M. Burton. “Thinking Globally and Acting Locally: Counterinsurgency Lessons from Modern Wars – A Reply to Jones and Smith.  The Journal of Strategic Studies. Vol. 33, No. 1, 123-138, February 2010.

Center for New American Security (CNAS), Washington, DC, USA.

Jones and Smith are dissecting “the extraordinary renaissance of counter-insurgency thinking within the U.S. military establishment” which they argue has “produced two distinctive schools of thought about counter-insurgency”; the “neo-classical” which constructs a framework for waging COIN from the historical understanding of Maoist guerrilla warfare, and “global counterinsurgency” which is “post-maoist”, conceptual and networked rather than territorial and hierarchical and centered in the ideological turmoil or radical salafist-jihadi Islamism. Together, the two schools comprise “neo-COIN” which yields an “incoherent” and “confused and contradictory understanding” of insurgency which is rooted in a hostility and miscomprehension of Clausewitzian thought.

The breezy summary above was, by the way, a gross simplification of a forty page, heavily footnoted, academic argument, which really needs to be read in its entirety.

Jones and Smith go into considerable depth investigating the intellectual orgins of “neo-COIN” and the leading personalities who shaped the doctrine, including Nagl, Sewall, McFate, Kilcullen, Hoffman and commanding generals like Petraeus and Chiarelli.

Of the two schools, the authors find greater flaws on the neo-classical approach to COIN:

….Ultimately though, excessive deference to Maoist theories of guerrilla warfare led neo-classicism into a strategic, Iraq-centric, cul-de-sac….

….Such crude reductionism, ultimately leads to a cdrude Maoist/Counter-Maoist paradigm that assumes holding on to physical territory, no matter the cost, is the ultimate goal of any combatant. This neo-classical reductionism not only implies that any withdrawal of forces from an occupied territory represents a defeat, it also risks inducing the kind of certainties that influenced the French approach to COIN during the Algerian War with manifestly disastrous consequences

But the global insurgency school, while more accurately conceptualizing the transnational nature of the enemy in the view of Smith and Jones, is not without problems either:

However, when it comews to identifying the drivers of jihadism, global COIN theorists are surprisingly coy. Significantly, global neo-COIN writing goes to great lengths to dismiss the religious and ideological motivation for Islamist activism. Instead, it focuses upon organizational characteristics, social networks, psychological profiling, and patterns of recruitment to understand the new global threat….Like the notion of a War on Terrorism, global counter-insurgency denotes an amorphous threat, conceals hidden assumptions and obfuscates the object of the war, namely militant, ideologized Islam or Islamism.

This “negation of ideological motivation” identified by Jones and Smith in global counter-insurgency, is blamed on two sources. First, Dr. David Kilcullen, the deeply influential Australian Army officer and anthropologist who has been the COIN adviser to the Departments of State and Defense and CENTCOM, who argues for the primacy of “sociological characteristics” as drivers to jihadism; secondly, on a fear of the implications of Clausewitzian theory that causes neo-COIN advocates to purposefully “misunderstand” On War:

From a political perspective, however such neo-COIN misunderstanding is not so strange at all. McFate evidently recognizes Clausewitz’s central premise that  ‘War is a continuation of political intercourse, carried on by other means’. It is this recognition though, that unsettles COIN theorists. The reluctance to attribute religious motives to jihadist action, the emphasis on post-Maoism and the dismissal of Clausewitz, all evince a profound neo-COIN discomfort with the political dimension of war. It is the politics of modern jihadi resistance that contemporary counter-insurgency theorists wish to avoid: for politics denotes complexity, particularity, ambiguity, controversy and the need to challenge or defend specific value systems.

COMMENTARY:

Smith and Jones have identified some real weaknesses in COIN theory, a useful service. However, either they commit the same error in diagnosing the inability of COIN theorists to wrestle frankly with Islamism as they accuse Kilcullen, Nagl, McFate etc. of having made and do so for the same reason, or they evince a childish understanding of politics. I lean toward the former.

The ignorance of irhabi-salafist radical religious ideas and internal debates is a very serious analytical problem for the United States. Few scholars or analysts can boast of simultaneously having fluency in critical langues, a deep understanding of Islamist theology and expertise/experience in terrorism/counter-terrorism studies. And really, to make astute judgments, you need to have a grasp on all three. Avoiding the religious ideology dimension is a serious error on the part of COIN thinkers and Smith and Jones are right to call them out on it.  It would be very helpful, if COIN theorists in crafting doctrine, would avail themselves of the deep understanding of Islamism offered by a Gilles Kepel or an Olivier Roy.

That said, the religious ferment of Islamism applies more to the “professional” and not the “accidental” guerrilla. To the recruiter, ideologists, operational planner and other senior leaders of al Qaida and the Taliban and far less to the rootless cannon fodder, idle adventurers, middle-class losers, itinerant tribals and other flotsam and jetsam who compose the foot soldiers of modern jihad. Applying social network analysis or organizational theory adds a useful perspective to understanding to the mass-movement characteristics of violent Islamist groups.

That is not why Kilcullen or Nagl de-emphasize religious motivations though. It is not that COIN gurus at CNAS do not understand or are uncomfortable with political dimensions or are mystified about Islam and Islamism. That’s an absurd assessment. To the contrary, they understand politics exceptionally well. COIN advocates downplay the religious motivations of Islamist terrorists and insurgents because emphasizing them will cost COIN strategy the political support of many liberal-left Democrats in Congress whose PC ideology cannot tolerate such arguments to be heard, the facts be damned. To make such an analysis, before a group that is not overly supportive of the war to begin with, is to be tagged an “Islamophobe” or a “racist” (even though the latter insult makes no sense whatsoever).

For the same reason, academia having its own PC fetishes to an even greater degree than politicians, Smith and Jones do not specifically identify the domestic political incentives COIN advocates have for ignoring religious ideology.

John Arqilla, along with David Ronfeldt, was the pioneering military and security theorist who forseaw the rise of networked non-state adversaries, which they detailed in their now classic book, Networks and Netwars. Below, in a Foreign Policy mag article, Arquilla expounds on the failure of the Pentagon to adapt sufficiently to leverage the power of networks or counter those opponents who have done so.

The New Rules of War

When militaries don’t keep up with the pace of change, countries suffer. In World War I, the failure to grasp the implications of mass production led not only to senseless slaughter, but also to the end of great empires and the bankruptcy of others. The inability to comprehend the meaning of mechanization at the outset of World War II handed vast tracts of territory to the Axis powers and very nearly gave them victory. The failure to grasp the true meaning of nuclear weapons led to a suicidal arms race and a barely averted apocalypse during the Cuban missile crisis.
 
Today, the signs of misunderstanding still abound. For example, in an age of supersonic anti-ship missiles, the U.S. Navy has spent countless billions of dollars on “surface warfare ships” whose aluminum superstructures will likely burn to the waterline if hit by a single missile. Yet Navy doctrine calls for them to engage missile-armed enemies at eyeball range in coastal waters.
 
The U.S. Army, meanwhile, has spent tens of billions of dollars on its “Future Combat Systems,” a grab bag of new weapons, vehicles, and communications gadgets now seen by its own proponents as almost completely unworkable for the kind of military operations that land forces will be undertaking in the years ahead. The oceans of information the systems would generate each day would clog the command circuits so that carrying out even the simplest operation would be a terrible slog.
 
And the U.S. Air Force, beyond its well-known devotion to massive bombing, remains in love with extremely advanced and extremely expensive fighter aircraft — despite losing only one fighter plane to an enemy fighter in nearly 40 years. Although the hugely costly F-22 turned out to function poorly and is being canceled after enormous investment in its production, the Air Force has by no means given up. Instead, the more advanced F-35 will be produced, at a cost running in the hundreds of billions of dollars. All this in an era in which what the United States already has is far better than anything else in the world and will remain so for many decades.
 
These developments suggest that the United States is spending huge amounts of money in ways that are actually making Americans less secure, not only against irregular insurgents, but also against smart countries building different sorts of militaries. And the problem goes well beyond weapons and other high-tech items. What’s missing most of all from the U.S. military’s arsenal is a deep understanding of networking, the loose but lively interconnection between people that creates and brings a new kind of collective intelligence, power, and purpose to bear — for good and ill…..”

Read the rest here.

It was nice to see Arquilla give some props to VADM Art Cebrowski, who is underappreciated these days as a strategic thinker and is much critricized by people who seldom bothered to read anything he actually wrote. Or who like to pretend that he had said a highly networked Naval task force is a good way to tackle an insurgency in an arid, mostly landlocked, semi-urban, middle-eastern nation.

It also occurs to me that one of the reasons that the USAF resisted drones tooth and nail is that robotics combined with swarming points to en end ( or serious diminishment) of piloted warplanes. Eliminating the design requirements implicit in human pilots makes for a smaller, faster, more maneuverable, more lethal aircraft that will probably be infinitely cheaper to make, more easily risked in combat and usable for “swarming”. Ditto attack helicopters.

Of course, nuclear bombers will probably stay in human hands. Probably.

ADDENDUM:

Contentious Small Wars Council thread on Arquilla begun by “student of war” and defense consultant Wilf Owen. I have weighed in as has Shlok Vaidya.

seydlitz89, the clausewitzian analyst and former Marine Corps officer and US Army intelligence officer who wrote articles in the past for Dr. Chet Richard’s DNI site and participated in two Chicago Boyz Roundtables ( Clausewitz and Xenophon), is now blogging at Milpub.

Here is seydlitz89’s most recent post where he asks some tough questions about how US/NATO strategy in Afghanistan comports with classical COIN theory and a basic need for intellectual coherence:

The Current Crisis in US Counterinsurgency

….To me the crisis reflects much deeper issues. Some of these have to do with the contradictions between the actual theory of Counterinsurgency Warfare as developed by David Galula, and the current wars in Iraq and Afghanistan which are presented to the American people as counterinsurgencies (from our perspective) but are not. This confusion in strategic theory and strategy in turn feeds the political confusion on the US side. What is sorely missing is a honest disclosure of what our actual political purposes are and the best way seen to achieve them.In 1964, a professional French Army officer named David Galula had published a short, but first-rate book on strategic theory entitled Counterinsurgency Warfare. Galula’s conclusion based on his own experiences in Greece, Indochina, China and Algeria, was that to be successful against Revolutionary Warfare (read Maoist-influenced strategies of insurgency), the established state would have to adopt a specific form of warfare based on the realities of this type of conflict, or “counterinsurgency warfare”. Galula’s approach while very coherent and compatible with Clausewitz’s general theory, is specific to a certain political context and thus limited in applicability since the strengths and weaknesses he ascribes to each side refer to this specific political context.

Read the rest here.

Charles Cameron, in his latest guest post here, penned a beautiful essay regarding the ongoing exchanges between Australian counter-terrorism scholar Leah Farrall and Abu Walid al-Masri, an adviser to the Taliban and an experienced strategist of Islamist insurgency. Farrall has translated and posted this dialogue on her blog, All Things Counter Terrorism, which has received much attention, commentary and criticism in the blogosphere and on private listservs and quasi-official bulletin boards.

Generally, I leave this sort of subject to Charles, since he has the academic expertise to drill down to a granular level of Islamic theology and Islamist ideology, but al-Masri is an intriguing figure and his public conversation with Farrall is a novelty worth investigating. It would be hard to imagine during the Cold War, an open media debate between a Western CI official and a Soviet spymaster still engaged in espionage in the field ( Kim Philby hurled public jermiads it is true, but that was in retirement in Moscow and only after his long-suffering KGB handlers had managed to get his severe alcoholism under control). In that spirit, I want to offer a few observations.

While there is artifice present, as al-Masri is consciously speaking to a multiplicity of audiences in his remarks, the idea that we should therefore dismiss the dialogue with Farrall, as some suggest, is an error. There is also posturing in purely intra-Islamist-debates on which we eavesdrop and, frankly, within our own arguments inside government and out. We learn from what people do and do not do, from what they say and what is left unsaid. Being able to speak to multiple audiences is a constraint, as well as an advantage, as it shapes the parameters of the premises to be employed and the extent to which the underlying logic can be permissably extrapolated. To quote a Zen saying, if you wish to fence in a bull, give him a large meadow. 

The constraints, if correctly discerned, are illuminating and are analytically useful in constructing our own tactical responses and message strategy (assuming someone can convince the State Department bureaucracy that IO and public diplomacy are important and persuade Congressional leaders to fund such activities with more than pocket change). They are also useful in helping to understand the worldview and governing paradigms of our opponents in more complex and nuanced manner than reflexively saying “they hate our freedoms”. Well, many jihadi types do in fact, viscerally hate our freedoms or deny that democracy is a legitimate form of government in an abstract sense, much the same way they casually disparage Hindus as “cow worshippers” or Thais as “crazy Buddhists”; however those loose attitudes and spasms of hostility are not akin to operational principles or strategic doctrines.

For that, we have to dig deeper into the politico-religious motivations of violent Islamists and listen closely to what our enemies are saying – particularly when they are making an effort to speak to us directly, as al-Masri is doing, his determination to score propaganda points in his little elicitation dance with Farrall notwithstanding. Americans are not very good at listening and our elites are deeply uncomfortable with the entire subject of religion, tending to view pious expressions of Christianity with contempt and Islam as a completely taboo subject. There is a strong preference in government and academia for analytical models of terrorism or insurgency that dwell on DIME spectrum variables because these fit in the personal comfort zones and the educational, social and professional experiences of the American elite. This would be a perfect approach if al Qaida’s leadership were composed of Ivy League alumni and Fortune 500 CEOs.

Economics and military force are always factors in geopolitical conflict, the war of terror included, but until Islamist extremists oblige us by becoming secular Marxist revolutionaries waving little red books, it would behoove us to look with greater scrutiny at the curiously reified religious ideology with which they justify or eschew courses of action to themselves. Our own strategies might be more focused and effective if the operators across our intelligence, military, diplomatic and law enforcement agencies had something approaching a shared understanding of violent Islamism and if they could communicate this understanding along with the benefit of their experience and current intelligence to help political leaders shape American policy.