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[by Mark Safranski / “zen“]

Rule of the Clan by Mark Weiner

I often review good books. Sometimes I review great ones. The Rule of the Clan: What an Ancient Form of Social Organization Reveals about the Future of Individual Freedom  by Mark S. Weiner gets the highest compliment of all: it is an academic book that is clearly and engagingly written so as to be broadly useful.

Weiner is Professor of Law and Sidney I. Reitman Scholar at Rutgers University whose research interests gravitate to societal evolution of constitutional orders and legal anthropology. Weiner has put his talents to use in examining the constitutional nature of a global phenomena that has plagued IR scholars, COIN theorists, diplomats, counterterrorism experts, unconventional warfare officers, strategists, politicians and judges. The problem they wrestle with goes by many names that capture some aspect of its nature – black globalization, failed states, rogue states, 4GW, hybrid war, non-state actors, criminal insurgency, terrorism and many other terms. What Weiner does in The Rule of the Clan is lay out a historical hypothesis of tension between the models of Societies of Contract – that is Western, liberal democratic, states based upon the rule of law – and the ancient Societies of Status based upon kinship networks from which the modern world emerged and now in places has begun to regress.

Weiner deftly weaves the practical problems of intervention in Libya or counterterrorism against al Qaida with political philosophy, intellectual and legal history, anthropology, sociology and economics. In smooth prose, Weiner illustrates the commonalities and endurance of the values of clan and kinship network lineage systems in societies as diverse as Iceland, Saudi Arabia, Kenya, India and the Scottish highlands, even as the modern state arose around them. The problem of personal security and the dynamic of the feud/vendetta as a social regulator of conduct is examined along with the political difficulties of shifting from systems of socially sanctioned collective vengeance to individual rights based justice systems. Weiner implores liberals (broadly, Westerners) not to underestimate (and ultimately undermine) the degree of delicacy and strategic patience required for non-western states transitioning between Societies of Status to Societies of Contract. The relationship between the state and individualism is complicated because it is inherently paradoxical, argues Weiner: only a state with strong, if limited, powers creates the security and legal structure for individualism and contract to flourish free of the threat of organized private violence and the tyranny of collectivistic identities.

Weiner’s argument is elegant, well supported and concise (258 pages inc. endnotes and index) and he bends over backwards in The Rule of the Clan to stress the universal nature of clannism in the evolution of human societies, however distant that memory may be for a Frenchman, American or Norwegian. If the mores of clan life are still very real and present for a Palestinian supporter (or enemy) of HAMAS in Gaza, they were once equally real to Saxons, Scots and Franks. This posture can also take the rough edges off the crueler aspects of, say, life for a widow and her children in a Pushtun village by glossing over the negative cultural behaviors that Westerners find antagonizing and so difficult to ignore on humanitarian grounds. This is not to argue that Weiner is wrong, I think he is largely correct, but this approach minimizes the friction involved in the domestic politics of foreign policy-making in Western societies which contain elite constituencies for the spread of liberal values by the force of arms.

Strongest recommendation.

[by Mark Safranski / “zen“]

Last week I posted on Human Sacrifice and State-Building, which focused on research findings published in Nature regarding the role of human sacrifice in establishing hierarchical societies. My interest was primarily in the way the gory practices of ISIS today seem to mirror this dynamic from prehistoric, ancient and chiefdom societies. Bogfriend T. Greer helpfully alerted me to the fact that noted scholar and cultural evolutionist, Peter Turchin also blogged regarding this research and took a critical posture.  Turchin, also addressed human sacrifice to some degree in his latest book, Ultrasociety, which has been on my list to read for his take on the role of warfare but which I have yet to do.

Turchin’s reasons for blogging this article are different from mine, so I suggest that you read him in full as I intend to comment only on selected excerpts:

Is Human Sacrifice Functional at the Society Level?

An article published this week by Nature is generating a lot of press. Using a sample of 93 Austronesian cultures Watts et al. explore the possible relationship between human sacrifice (HS) and the evolution of hierarchical societies. Specifically, they test the “social control” hypothesis, according to which human sacrifice legitimizes, and thus stabilizes political authority in stratified class societies.

Turchin is correct that study focuses on Austronesian islanders in clan and tribal settings and that’s a pretty narrow of a base from which to extrapolate. OTOH, the pre-Cortez estimated population of the Aztec empire begins at five million on the low end. Estimates of the population of Carthage proper, range from 150,000 to 700,000. That’s sufficiently complex that the Mexica and Carthaginians each established sophisticated imperial polities and yet both societies remained extremely robust practitioners of human sacrifice at the time they were conquered and destroyed.

Maybe a more useful approach than simply expanding the data set would be to ask why human sacrifice disappears earlier in some societies than in others or continues to be retained at high levels of complexity?

An alternative theory on the rise of human sacrifice and other extreme forms of structural inequality is explained in my recent book Ultrasociety ….

….Briefly, my argument in Ultrasociety is that large and complex human societies evolved under the selection pressures of war. To win in military competition societies had to become large (so that they could bring a lot of warriors to battle) and to be organized hierarchically (because chains of command help to win battles). Unfortunately, hierarchical organization gave too much power to military leaders and their warrior retinues, who abused it (“power corrupts”). The result was that early centralized societies (chiefdoms and archaic states) were  hugely unequal. As I say in Ultrasociety, alpha males set themselves up as god-kings.

Again, I have not read Ultrasociety, but the idea that war would be a major driver of human cultural evolution is one to which I’m inclined to be strongly sympathetic. I’m not familiar enough with Turchin to know if he means war is”the driver” or “a major driver among several” in the evolution of human society.

Human sacrifice was perhaps instrumental for the god-kings and the nobles in keeping the lower orders down, as Watts et al. (and social control hypothesis) argue. But I disagree with them that it was functional in making early centralized societies more stable and durable. In fact, any inequality is corrosive of cooperation, and its extreme forms doubly so. Lack of cooperation between the rulers and ruled made early archaic states highly unstable, and liable to collapse as a result of internal rebellion or conquest by external enemies. Thus, according to this “God-Kings hypothesis,” HS was a dysfunctional side-effect of the early phases of the evolution of hierarchical societies. As warfare continued to push societies to ever larger sizes, extreme forms of structural inequality became an ever greater liability and were selected out. Simply put, societies that evolved less inegalitarian social norms and institutions won over and replaced archaic despotisms.

The question here is if human sacrifice was primarily functional – as a cynically wielded political weapon of terror by elites – or if that solidification of hierarchical stratification was a long term byproduct of religious drivers. It also depends on what evidence you count as “human sacrifice”. In the upper Paleolithic period, burial practices involving grave goods shifted to include additional human remains along with the primary corpse. Whether these additional remains, likely slaves, concubines or prisoners slain in the burial ritual count as human sacrifices in the same sense as on Aztec or Sumerian altars tens of thousands of years later may be reasonably disputed. What is not disputed is that humans being killed by other humans not by random violence or war but purposefully for the larger needs of a community goes back to the earliest and most primitive reckoning of what we call “society” and endured in (ever diminishing) places even into the modern period.

This also begs the question if burial sacrifices, public executions of prisoners and other ritualistic killings on other pretexts conducted by societies of all levels of complexity are fundamentally different in nature from human sacrifices or if they are all subsets of the same atavistic phenomena binding a group through shared participation in violence.

….The most complex society in their sample is Hawaii, which is not complex at all when looked in the global context. I am, right now, analyzing the Seshat Databank for social complexity (finally, we have the data! I will be reporting on our progress soon, and manuscripts are being prepared for publication). And Hawaii is way down on the scale of social complexity. Just to give one measure (out of >50 that I am analyzing), polity population. The social scale of Hawaiian chiefdoms measures in the 10,000s of population, at most 100,000 (and that achieved after the arrival of the Europeans). In Afroeurasia (the Old World), you don’t count as a megaempire unless you have tens of millions of subjects—that’s three orders of magnitude larger than Hawaii!

Why is this important? Because it is only by tracing the trajectories of societies that go beyond the social scale seen in Austronesia that we can test the social control hypothesis against the God-Kings theory. If HS helps to stabilize hierarchical societies, it should do so for societies of thousands, tens of thousands, hundreds of thousands, millions, tens of millions, and so on. So we should see it persist as societies grow in size.

Well, human sacrifice persisted into the classical period of Greece and Rome, though becoming infrequent and eventually outlawed, though only during the last century of the Roman republic. That’s a significant level of complexity, Rome having become the dominant power in the Mediterranean world a century earlier. Certainly human sacrifice did not destabilize the Greeks and Romans, though the argument could be made that it did harm Sparta, if we count Spartan practices of infanticide for eugenic reasons as human sacrifice.

What muddies the waters here is the prevalence of available substitutes for human sacrifice – usually animal sacrifice initially – that competed and co-existed with human sacrifice in many early societies for extremely long periods of time. Sometimes this readily available alternative was sufficient to eventually extinguish human sacrifice, as happened with the Romans but other times it was not, as with the Aztecs. The latter kept their maniacal pace of human sacrifice up to the end, sacrificing captured Spanish conquistadors and their horses to the bloody Sun god. Human sacrifice did not destabilize the Aztecs and it weakened their tributary vassals but the religious primacy they placed on human sacrifice and the need to capture prisoners in large numbers rather than kill them in battle hobbled the Aztec response to Spanish military assaults.

Comments? Questions?

[by Mark Safranski / “zen“]

A while back I had a longish post that argued that the mass executions practiced by ISIS drew from the long pagan tradition of ritualistic human sacrifice. Today in the news, some social scientists see evidence of human sacrifice as the catalyst for establishing and maintaining stratified, hierarchical and (usually) oppressive societies:

Human sacrifice may seem brutal and bloody by modern social standards, but it was a common in ancient societies.

Now, researchers believe the ritualised killing of individuals to placate a god played a role in building and sustaining stable communities with social hierarchies.In particular, a study of 93 cultures across Asia, Oceana and Africa, has found the practices helped establish authority and set up class-based systems.

Human sacrifice was once widespread throughout these Austronesian cultures, which used it as the ultimate punishment, for funerals and to consecrate new boats.Sacrificial victims were typically of low social status, such as slaves, while instigators were of high social status, such as priests and chiefs, installing a sense of fear in the lower classes.

….Analysis revealed evidence of human sacrifice in 43 per cent of cultures sampled.

Ritualistic killing of humans was practiced in 25 per cent of egalitarian societies studied, 37 per cent of moderately stratified societies and 67 per cent of highly stratified societies.The researchers constructed models to test the co-evolution of human sacrifice and social hierarchy and found that human sacrifice stabilises social hierarchy once the system has arisen. They said it also promotes a shift to strictly inherited class systems, so that people of a high social class will continue to stay important over time, because of ritualistic killing.

‘In Austronesian cultures human sacrifice was used to punish taboo violations, demoralise underclasses, mark class boundaries, and instill fear of social elites  – proving a wide range of potential mechanisms for maintaining and building social control,’ they wrote. ‘While there are many factors that help build and sustain social stratification, human sacrifice may be a particularly effective means of maintaining and building social control because it minimises the potential of retaliation by eliminating the victim, and shifts the agent believed to be ultimately responsible to the realm of the supernatural.’

Supernatural forces….like for example, because Allah wills it.

This Austronesian study conclusions sounds remarkably similar to the role of (allegedly) Sharia sanctioned horrific punishments meted out by ISIS and fetishistically recorded and widely disseminated in video propaganda. A religiously ritualistic rein of terror as a mechanism to reengineer Sunni Arab society in areas under the group’s control and cement the state-building efforts of ISIS.

For details of ISIS use of extremely ghoulish violence for propaganda and state-building, I heartily recommend ISIS: the State of Terror by Jessica Stern and J.M. Berger.

[by Mark Safranski, a.k.a “zen“]

“And thou shalt not let any of thy seed pass through the fire to Moloch, neither shalt thou profane the name of thy God: I am the LORD.”

– Leviticus 18:21 

“They rejected the commandments of the Lord … and served Baal. They consigned their sons and daughters to the fire”

– 2 Kings 17:16–17

“And do not kill your children for fear of poverty. We provide for them and for you. Indeed, their killing is ever a great sin”

  – Qur’an 17:31

In a recent comment section conversation with Charles Cameron and RAND scholar David Ronfeldt on the character of Fascism and its resurgence, I remarked that ISIS adopting a Fascist style in its propaganda and governance may be drawing upon a ghastly and ancient lineage:

ISIS is really embracing Fascism. It’s ceremonial public executions actually supercede what the Nazis and Fascists did only symbolically with blood flags and heroic cenotaphs and so on. It is reaching back to something very dark and protean, human sacrifice, as a political symbol. I think [ Moshe] Halbertal’s book On Sacrifice, is a useful reference here on how deep this goes culturally, to the bronze age or earlier.

ISIS has for some time been making quite a perverse spectacle of its executions of prisoners, combatant and non-combatant alike, releasing videos to international fanfare and glorying in the resultant horror and global infamy. The precedent for this macabre “propaganda of the deed“was initially set by the forefather of ISIS, the Jordanian jailbird upjumped to “terrorist mastermind”, the late Abu Musab al-Zarqawi, who originally led al Qaida in Iraq during the American occupation of Iraq. Prior to expiring after U.S. forces dropped a 500 lb bomb on his head, al-Zarqawi pioneered the use of  beheading videos, usually featuring himself being filmed incompetently and gruesomely sawing off an orange jumpsuit-clad captive’s head with a large knife, blood spraying everywhere.

Zarqawi’s ghoulish innovation in terrorist messaging admittedly held a certain fascination for the psychopathic segment of Sunni Islamist extremists and it attracted foreign fighters of this nature to Iraq who in turn lionized Zarqawi as “the Sheikh of Slaughterers”; but the beheading videos also generally horrified public opinion in the Muslim world and repelled even hardened jihadis, earning Zarqawi a rebuke from al Qaida number two, Ayman al-Zawahiri:

….Among the things which the feelings of the Muslim populace who love and support you will never find palatable – also- are the scenes of slaughtering the hostages. You shouldn’t be deceived by the praise of some of the zealous young men and their description of you as the shaykh of the slaughterers, etc. They do not express the general view of the admirer and the supporter of the resistance in Iraq, and of you in particular by the favor and blessing of God.

….However, despite all of this, I say to you: that we are in a battle, and that more than half of this battle is taking place in the battlefield of the media. And that we are in a media battle in a race for the hearts and minds of our Umma. And that however far our capabilities reach, they will never be equal to one thousandth of the capabilities of the kingdom of Satan that is waging war on us. And we can kill the captives by bullet. That would achieve that which is sought after without exposing ourselves to the questions and answering to doubts. We don’t need this. 

Zarqawi’s Iraqi bloodlust ended only because it was interrupted by the American military, but the leaders of ISIS have carried on. Far from accepting Zawahiri’s advice, they have doubled down, greatly upgrading the marketing of ritualistic murder from Zarqawi’s crude snuff films to slick videos with professional editing and high production values that have become central to the online “brand” of the ISIS “caliphate”. Like the hosts of a sinister game show, ISIS spokesmen have found the time to murder creatively in order to keep their audience of Islamist terrorist wannabes in the West tuned in and captivate the attention of the global media (though sometimes, things do not work  out as planned).

However effective this circus of horrors has been at daunting their enemies and attracting the allegiance of “zealous young men” to ISIS, it reveals an atavistic impulse at play that no amount of Quranic hand-waving can paper over and conceal. Jurisprudence is absent here; not even the grim and rough Islamic “justice” of the Taliban is given to prisoners of ISIS, which violates the customary protections given under Islamic law or historical Muslim judicial practices. These choreographed and sensationalized executions by ISIS are really a cryptic revival of the ancient and terrible practice of human sacrifice, that in most cultures and religions had long been replaced by symbolic ritual, but once reigned supreme during the Bronze Age, not least in ancient Iraq, which if new findings are to be believed was like Aztec Mexico, a charnel-house of slaughter.

Originating in the Stone Age, human sacrifice in the religious sense of an offering to the gods or God, lasted a surprisingly long time. Setting aside the pre–Columbian cultures of the New World, the ancient Romans, for example, did not formally outlaw human sacrifice until the first century BC, though the practice had become archaic and Rome vigorously sought to stamp it out among the Gauls and Britons, among whom human sacrifice was an accepted part of Druidic religion. Nor was human sacifice entirely unknown among the ancient Greeks of the classical period while child sacrifice was probably central to Carthaginian state rites to such a degree that other peoples of the time, including the Romans, found abhorrent.

What occurred in many cases is that as civilizations evolved in social complexity, substitutionary practices for human sacrifice developed that served the same impulse, to propitiate and honor their God(s) and create powerful emotional bonds among the participants:  animal sacrifice, burial ceremonies, mysteries, religious ritual, necromancy, symbolism in theater and political matters of state religion. The Biblical tale of Abraham and Isaac is itself a scriptural admonition to the ancient Hebrews to adopt animal sacrifice as most pleasing to God, a practice the Israelites and Jews of the classical period continued until the destruction of the second temple by the Roman general Titus. From that point on, from the close of the first century AD, Jews and the early, still Judaic, Christians moved away from the practice of animal sacrifice and substituted prayer and theology of salvation, respectively. Sacrifice, especially human sacrifice, became a distinguishing mark of paganism and the subject of Christian crusades in the middle-ages, like the brutal war waged by the Teutonic Knights against the human sacrificing Old Prussians and Lithuanian barbarian tribes.

The Binding of Isaac

The end of late medieval European religious warfare and the rise of the Westphalian system after the Thirty Year’s War slowly shifted the symbolic moral center of sacrifice from God to the State, with divine right monarchy serving as a waystation for the incubation of modern nationalism. There was an epistemic shift, as Halbertal argues in On Sacrifice from a sacred and mystical “sacrificing to” the sovereign God borrowed from the examples of Jewish martyrdom by early Christians who shared in the Romans the same persecutors. This shift opened the gates of permissible sacrifices, legitimating a new secular and political “sacrificing for” the glory of the State.

It is a profound difference but occurring within the same phenomena, as illustrated by two quotes:

…And it came to pass after these things, that God did tempt Abraham, and said unto him, Abraham: and he said, Behold, here I am.

And the Lord said, Take now thy son, thine only son Isaac, whom thou lovest, and get thee into the land of Moriah; and offer him there for a burnt offering upon one of the mountains which I will tell thee of.

                                                                              – Genesis 22:2

And:

….But, in a larger sense, we can not dedicate – we can not consecrate – we can not hallow, this ground – The brave men, living and dead, who struggled here, have hallowed it, far above our poor power to add or detract. The world will little note, nor long remember what we say here; while it can never forget what they did here.

It is rather for us, the living, we here be dedicated to the great task remaining before us – that, from these honored dead we take increased devotion to that cause for which they here, gave the last full measure of devotion – that we here highly resolve these dead shall not have died in vain; that the nation, shall have a new birth of freedom, and that government of the people, by the people, for the people, shall not perish from the earth.

     – Abraham Lincoln

Gettysburg and Antietam were not Mount Moriah. Neither were the Somme or Stalingrad the same as the Tophet. From time of the Patriarch Abraham to the presidency of Abraham Lincoln, nations of men ceased to sacrifice usually helpless others but moved to sacrifice themselves in what they reckoned as the highest cause. Movement away from human sacrifice as practiced by ancient Carthaginian or animal sacrifice as practiced by most peoples of antiquity, including the Jews, to gentler substitutionary practices, Moshe Halbertal has called the “cataclysmic shift” in the history of civilization.

If so, it is a shift that ISIS has begun to reverse.

In their outstanding ISIS: The State of Terror, counterterrorism scholars Jessica Stern and J.M. Berger analyze the dark obsession ISIS has demonstrated in its propaganda messaging with exquisitely orchestrated executions:

….As we have noted, ISIS’s psychological warfare is directed at its potential victims. But it is also directed at those it aims to control. It is deliberately attempting to blunt its follower’s empathy by forcing them to participate in or observe acts of brutality. Over time, this can lead to secondary psychopathy, or a desire to harm others, and contagion of violence. Beheadings are one such tool for blunting empathy.

Berger and Stern are likely correct that the methodical character of ISIS demonstrations of brutality are intended to desensitize the participants and (as they further explained) a tendency to cultivate secondary psychopathology in ISIS recruits, especially the young. A similar process occurred during the Holocaust with Nazi Einsatzgruppen and reserve unit police battalions detailed to assist the SS mobile killing squads on the Eastern front. Many serving in these units, already fanatical National Socialists, became inured to the suffering of women, children and the old who were shot and dumped still alive into mass graves, though some SS men showed signs of PTSD, depression and higher rates of severe alcoholism, desertion and suicide.

The comparison between the genocidal cruelty of the SS and ISIS, while natural, is limited by a very important distinction. However zealous their ideological fanaticism and dedicated in their murderous mission to exterminate European Jewry, the SS lacked the context of moral certainty and the psychological reinforcement effects of religious exaltation enjoyed by ISIS killers. Even the malevolent Heinrich Himmler, in his secret speech to Nazi gauleiters and SS leaders, regarded the Final Solution as a terrible burden that the SS shouldered on behalf of the Fuhrer to assure Germany’s future; a “glorious” crime that Himmler believed must be kept forever hidden from history and the German people.

Not so ISIS, which revels in its bloody terror. Worse, the repetition of garish executions as public celebrations by ISIS, with a vague but constant religious context, devoid of any shred of Islamic legality, inevitably acquire over time the theological characteristics of Halbertal’s “sacrificing to”  – what began as harsh jihadi jurisprudence and psychological warfare mutated under conditions of lazy, sociopathic brutality and totemic invocations of Islam into ritual “offering” by ISIS of its prisoners of war as human sacrifices in the manner of the ancient pagans. A perverse blasphemy, but one that draws on a powerful archetype deeply buried in the human psyche.

ISIS leaders have not only looked into the Abyss, they have descended into and become one with it.

[by J. Scott Shipman]

Imperial China, by F.W. Mote

Mountains of Fame, John W. Wills (not pictured)

Liao Architecture, by Nancy Steinhardt

The Seven Military Classics of Ancient China, by Ralph D. Sawyer

Inner Asian Frontiers of China, by Owen Lattimore

Empires of the Silk Road, Christopher I. Beckwith

The Perilous Frontier, by Thomas Barfield

The Horse, The Wheel, and Language, by David W. Anthony

3,000 Years of Chinese Statecraft, by Dennis Bloodworth

The Imjin War, by Samuel Hawley

The Tyranny of History, by W.J.F Jenner

The Wars for Asia 1911-1949, by S.C.M. Paine

Hard Road Home, by Ye Fu (not pictured, and a specialty publisher with great customer service Ragged Banner Press)

After the first of the year I commenced yet another “modern” assessment of China as a potential adversary, and had not gotten too far before the author attempted to channel ancient Chinese history to explain current Chinese policies. The author’s confidence and specious use of history made me aware of just how illiterate I am in that portion of the world. I don’t know about you, but when I’m faced with a known gap and seam in some area of knowledge, I do a (fill in the blank) study. (I’ve done studies on central Africa, cognition, neuroeconomics, strategy (which seems on-going), and naval tactics to name a few.) My normal process is to find a syllabus from someone I trust or admire, or ask my network to offer five or six must read books on the topic. T. Greer at Scholar’s Stage, is a well known to the readers here at Zenpundit as a commenter and very knowledgeable on Chinese history. He recommended most of the books in the list above.

Sawyer’s Seven Military Classics was already in my library, and often read as a reference. Also I’d read large chunks of Empires and Horse, Wheel, Language (these books were already in my library, too, and are very complementary in their approach). And while the Imjin War book is focused on Japan, someone on Facebook suggested the addition. The only books purchased new was the Imperial China volume by Mote and Imjin. The remainder were purchased used and cost less than $75 total on the secondary market (I use both Amazon and ABE.com).

I’m a little more than a third through Imperial China, and while it is textbook, Mote’s writing style is engaging and exhaustive. Halfway through Mountains of Fame; it has been my go-to travel book—hence I forgot to include in the picture as the volume remains in an unpacked bag from a recent trip. I have read the introductions to all of these titles and by far the Paine book seems the most intriguing—I love the writing style. The only two likely to be relegated to the anti-library are the architecture book and the volume by Lattimore.

So, along with Zen, what new books are you reading?