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A Short Analysis on The Whyte-Barnett Sino-American Grand Strategy Proposal

Tuesday, January 4th, 2011

 

A few comments on the proposed Whyte-Min-Barnett Grand Strategy Executive Agreement for a Sino-American partnership that Dr. Barnett has been deeply engaged with the past few months.

First, a caveat: while Tom has involved me in aa few of his past projects, I was not involved in this one and know only what I have read recently. Secondly, while I know a bit about China in an academic sense, it is not an area of research for me nor am I up to speed on the  current politics of China’s generational transfer of power/power struggle. Those readers who are avid China watchers should chime in with comments.

As an overview, I think the proposal’s specific terms should be viewed less seriously individually than the gesture itself, which represents in my view a very significant trial balloon signal from China’s leadership that they see a need to negotiate a successor to the long outgrown cornerstone of Chinese-American relations, the Shanghai Communique, signed during Nixon’s historic summit with Mao. A new agreement would provide some updated “rules of the road” that would defuse potential and existing tensions and allow the US and China to tackle some urgent problems in the global economy. By using a semi-official independent set of pundits ( Whyte and Min) and a maverick private sector American geostrategist ( Tom) with close ties to the Pentagon, China can advance it’s talking points and interest in negotiating without any loss of face that an official inquiry risks as a result of America’s fractious domestic partisan politics.

Read up on the secret diplomatic minuet that ensued between the US and China 1969-1972.

China’s leadership seems to have invested a sizable heavyweight participation in this proposal, Tom cites:

– Former Minister of Foreign Affairs;
  – Former UN ambassador,
  – Former U.S. ambassador,
  – Former Deputy Chief of the General Staff of the PLA,
  – Former Military Attaché to North Korea and Israel,
  – Former Vice Minister of Commerce,
  – President of Shanghai Institutes of International Studies,
  – China’s Central Party School Institute of International Strategic Studies,
  – Chinese People’s Institute of Foreign Affairs,
  – China Center for International Economic Exchanges,
  – China Institute For International Strategic Studies,
  – China Foundation for International & Strategic Studies,
  – Boao Forum,
  – China Institutes of Contemporary International Relations.

This has resulted in a document that unsurprisingly leans strongly towards China’s interpretation of a good Sino-American partnership but this proposal is not holy writ, it is a red flag ( pun intended) for bargaining to begin. A plea, really by a leadership craving greater certainty, medium term security and “recognition” ( i.e. “face” or “respect” – this is very much like Brezhnev and Kosygin deeply desiring that the USSR be seen as an equal to the US, except unlike the Soviets, China actually has a productive economy) Imagine a US doc shepherded by a comparable set of former and current powerbrokers, the Council of Foreign Relations, CNAS, Carnegie, CNA, SSI, Brookings, AEI, Hoover, the chairmen of the Republican and Democratic Parties and the president of Harvard. Would that catch the attention of foreign observers?

I am not sure if it is being received that way over here. My perception – and I freely admit to having large gaps of knowledge – is that US policy toward China is determined below the NSC level and not in a strategic fashion by a) Treasury b) the Fed c) PACOM in that order , pursuing contradictory policy goals and without proper coordination while State, which should be taking a lead role, is a quiet secondary voice relegated to managing lower level, day to day, routine problems in ad hoc fashion. Some carping and special pleading from Congress is erratically inserted into the mix. If someone in the Obama administration is the China policy “czar” it is obscure to me. It must be obscure to Beijing as well or they would be having their ambassador or foreign minister pushing these proposals to their American counterparts in a normal fashion instead of Tom.

Barnett, Whyte and Min devote a great deal of space to bilateral and global economics relationships. They should. The magnitude of the Sino-American monetary and trade relationship and it’s evolved distortions between two nations that are radically dissimilar, understand one another poorly and are not allied are actually scary. Immense quanties of locked up capital – and we are talking epic figures  that dwarf the interwar period European “dollar gap” or even that of the postwar era remedied by the Marshall Plan – ultimately create money scarcity elsewhere in the global economy until trade breaks down in political reaction or the ebb of a medium of mutual exchange.  That money needs to begin circulating via productive investment and Chinese policies creating this structural imbalance need to be phased out. How exactly this should be done is beyond my ken, but that something needs to be done is obvious.

Dr. Barnett, as I understand his strategic thinking, takes the long view and is willing to concede in the short term what would be impossible to sustain in the long term anyway (“locking in tomorrow’s China at today’s prices” ) and is concerned about defense contractors eager to make China the justification for hyperexpensive weapons mega-platforms ultimately inculcating over time thinking that carelessly slides the United States toward a needless great power war with China. A position mirrored by China’s own ambitious self-dealing military asshats.

Is Tom’s view the last word? No. but it is disturbing to me that a strategic relationship as we have with China is not being handled by American officials with the same attention and degree long term focus we give to Europe.

What do the Sinologists out there say?

The Strategist as Demiurge

Saturday, August 7th, 2010

“Genius is above all rules” – Carl von Clausewitz

“Creativity is the ability to introduce order into the randomness of nature.” – Eric Hoffer

An intriguing, thought-provoking and frequently on-target paper by Dr. Anna Simons of SSI  (hat tip to SWJ Blog). First the summary excerpt and then some comments:

Got Vision? Unity of Vision in Policy and Strategy: What It Is and Why We Need It (PDF)

….Moving beyond “unity of effort” and “unity of command,” this monograph identifies an overarching need for “unity of vision.” Without someone at the helm who has a certain kind–not turn, not frame, but kind–of mind, asymmetric confrontations will be hard (if not impossible) to win. If visionary generals can be said to possess “coup d’oeil,” then unity of vision is cross-cultural coup d’oeil. As with strategic insight, either individuals have the ability to take what they know of another society and turn this to strategic–and war-winning–effect, or they do not. While having prior knowledge of the enemy is essential, strategy will also only succeed if it fits “them” and fits “us.” This means that to convey unity of vision a leader must also have an intuitive feel for “us.”

[ For the readers for whom military strategic terminology is unfamiliar, “coup d’ oeil” is an instant, intuitive, situational understanding of the military dynamics in their geographic setting. The great commanders of history, Alexander, Caesar, Belisarius, Napoleon – had it]

The key concept  here is “visionary generals” creating a mutually shared “general vision” of policy and its strategic execution. While military figures who hold high command – Eisenhower, MacArthur, Petreaus – are obvious examples, technically, it doesn’t have to be a “general” in immediate combat command, so much as the final “decider”. A figure whose authority is part autocrat and part charsmatic auctoritas. Abraham Lincoln and Winston Churchill epitomized this role, as did George Marshall, the orgainizer and architect of the Allied victory in WWII. On a less exalted scale, we see Edward Lansdale (cited by Simons) or Thomas Mann, LBJ’s behind the scenes, Latin America “policy czar” during the Dominican Crisis of 1965

Simons is arguing for finding “great men” of strategy rather than explaining how to contruct a strategic vision per se. There is a very strong emphasis here of successful strategy as an act of great creativity, with the strategist as a master artist of force and coercion, imposing their will on allies and the enemy to shape the outcome of events. Colonel John Collins, wrote of this article by Dr. Simons at his Warlord Loop:

Be aware that the following article is NOT about unity of vision. It is about visionaries who convinced a majority that their vision was the best available policy at a given time and place in a certain set of circumstances. Implementing plans, programs, and operations follow. Most successful visionaries indeed must be supersalespersons, because priceless theories and concepts otherwise gather dust.  

I agree. There’s a combination of actions here – strategic thought, proselytizing the vision, competent execution, empirical assessment and strategic adjustment – that feeds back continuously (or at least, it should). While Simons argues her point well and draws on several case studies from India from which I learned new things, there is a flaw in one of her premises:

Take Andrew Krepinevich’s and Barry Watts’s recent assertion that it is “past time to recognize that not everyone has the cognitive abilities and insight to be a competent strategist.”4 As they note, “strategy is about insight, creativity, and synthesis.”5 According to Krepinevich and Watts, “it appears that by the time most individuals reach their early twenties, they either have developed the cognitive skills for strategy or they have not.”6 As they go on to write:

If this is correct, then professional education or training are unlikely to inculcate a capacity for genuine strategic insight into most individuals, regardless of their raw intelligence or prior experience. Instead, the best anyone can do is to try to identify those who appear to have developed this talent and then make sure that they are utilized in positions calling for the skills of a strategist.7

Mark Moyar concurs. The point he makes again and again in his new book, A Question of Command: Counterinsurgency from the Civil War to Iraq, is that “counter-insurgency is ‘leader-centric’ warfare, a contest between elites in which the elite with superiority in certain leadership attributes usually wins.”8

Watts and Krepinevich are statistically correct regarding the rarity of strategic thinking and are probably largely correct regarding the effects of professional military education and the career path of most military officers. They are most likely wrong on the causation of the lack of strategic thinking ability. It is not exclusively a matter of winning the genetic lottery or losing it at age thirty, cognitively we are what we frequently do. Discourage a large number of people by regulation or culture from taking the initiative and making consequential choices and you will ultimately have a group bereft of strategic thought. Or possibly, thought.

As with most professionals, military officers tend to be vertical thinkers, or what Howard Gardner in Extraordinary Minds calls “Masters” – as they rise in rank, they acquire ever greater expertise over a narrower and more refined and esoteric body of professional knowledge. This tendency toward insularity and specialization, analysis and reductionism is the norm in a 20th century, modern, hierarchical institutional culture of which the US military is but one example.

However, if you educate differently, force officers out of their field (presumably into something different from military science but still useful in an adjunctive sense), the conceptual novelty will promote horizontal thinking, synthesis and insight – cognitive building blocks for strategic thinking. While we should value and promote those with demonstrated talent for strategic thinking we can also do a great deal more to educate our people to be good strategists.

Metz on Grand Strategy

Wednesday, July 14th, 2010

Dr. Steven Metz of SSI is the author of Iraq and the Evolution of American Strategy.

I will have some comments on Big Steve’s presentation in an update here later tonight.

UPDATE:

The presentation was informative and thorough and I often found myself in agreement.

Liked Metz’s emphasis of affordability/efficiency, vertical/horizontal and especially internal vs. external variables and would suggest that in the future he compact elsewhere to expand that section. Perhaps this is not the most significant aspect for the military officers that come to study at NDU and SSI, but the internal-external dynamic is the “third rail” of grand strategic thought – the connection between the domestic political conception of what Walter Lippmann called  “The Good Society” and the capacity of that good society to survive and thrive in a hostile world ( John Boyd emphasized this point – what Metz calls “augmenting”, Boyd referred to variously as “constructive”, “pumping up”, “attracting”or “vitality and growth” and considered it a definitive characteristic of grand strategy).

When there is what Steve in his lecture called a “strong consensus” on grand strategy, a nation’s  state and political economy are in sync with its foreign relations and military posture. For example, the Founding Fathers, aware of America’s great potential but weak condition, erected the Constitution and Federalism, Hamilton’s plan for economic development and Washington’s “no entangling alliances”, modest navy and small military establishment. FDR and Truman realized that the American system of liberal capitalist democracy could not last in a world dominated by depression, totalitarianism and autarky and delivered the Atlantic Charter, the UN, Bretton Woods, the IMF and World Bank, the GATT, the Marshall Plan and NATO, imparting American values into global institutions and importing global institutions into America. Where there is a “weak consensus” – as there is today – it is because the nation is divided on the nature of a good society and/or its role in the world leaving grand strategy flawed or absent.

Worth watching.

Following up on the Strategy Links with….More Strategy! And a Few Comments

Friday, July 2nd, 2010

Wiggins  at Opposed Systems Design responds to Kenneth Payne at CI/ KoW:

On Strategists

….Strategy – thinking about how to achieve goals with one’s given resources (in the face of an opponent), which generally requires one to find asymmetric advantages to exploit because one’s resources are finite – is a distinct activity from managing military operations or storming a building. National security strategy requires a familiarity with the nature of military operations and power, but it is not a simple extrapolation from these activities. It is a distinct skill (perhaps, as Watts argues, at least partially an innate skill that can be developed but not completely taught) and the way the U.S. military is currently structured, civilians may be better positioned to cultivate strategic expertise. To go back to Biddle’s example. He compared his career trajectory to that of a military officer. If he’d been a career officer, Biddle was about the age of an O-6, meaning that he’d have – at best – spent a few years in graduate school and perhaps a tour teaching at a service academy. Let’s say roughly six years where one’s primary task was to think, write and read about the elements of strategy. Much of his time would have been spent in managing increasingly large groupings of military force. Biddle, on the other hand, had spent the entirety of his career studying these dynamics.

I find myself largely in agreement with the salient points of my Wohlstetterian amigo, Wiggins. Or, as Herman Kahn once said ” How many nuclear wars have YOU fought, general?”

I am not knocking military expertise with that quote. Civilian appointees, politicians, newspaper editors, political activists or bloggers who have never heard a shot fired in anger have no business telling active duty military personnel which tactical response they should make in the heat of battle or much of the day to day, nuts and bolts, operational business of planning or running a military campaign. That’s why we have military professionals, unlike civilians, they know what the hell they are doing.

Strategy, in the sense of national objectives is quite another matter.

Military expertise, like all forms of expertise, is by definition, narrowly focused. Military people, from the most part, look at strategy from the perspective of how well a proposed strategy fits with the military’s capabilities and operational/doctrinal/cultural preferences and as they move further away from things military into other aspects of the DIME spectrum, their knowledge becomes less certain, their awareness of geopolitical opportunities and costs more vague or prone to error. I find this to be the case especially with economic implications, which are a crucial component of national power.  Strategy is not supposed to be about what the institutional military likes or understands best, but it is difficult for such a systemic bias not to creep in if a nation leaves its formulation of strategy exclusively to dudes in uniform with stars on their shoulders. Nor is that how a democratic system is supposed to work when existential questions are being entertained.

Strategy, unlike expertise, is broad . It applies to more forms of conflict and competition than war alone and requires an ability to connect a panoramic vision with the drill-down focus of application. More than likely, on average, the best strategists will have some expertise in more than just one narrow field and will know a fair amount about many things and have spent a long time thinking matters through from all angles prior to acting. As a consequence, they will be able to shift cognitive perspectives more easily, a fundamental characteristic of strategic thinking.

The costs of a poorly conceived strategy are likewise broad. If tactics are bad, the soldiers on the batlefield will pay the price; if the strategy is bad, we all may pay the price.

Cameron on “A Translation of Abu Walid al-Masri’s Reply”

Thursday, June 17th, 2010

Charles Cameron, my regular guest blogger, is the former Senior Analyst with The Arlington Institute and Principal Researcher with the Center for Millennial Studies at Boston University. He specializes in forensic theology, with a deep interest in millennial, eschatological and apocalyptic religious sects of all stripes.

Zen here – some background prior to Cameron’s guest post. As I mentioned previously, Charles, a while back, posted a deeply reflective essay here at ZP and at Leah Farrall’s  All Things Counterterrorism, in response to the unusual dialogue that Farrall, a former Australian counterterrorism official, was having with  Abu Walid al-Masri, an Egyptian strategist of jihad, a sometime critic of al Qaida and an adviser to the Taliban. In other words, al-Masri is an influential voice on “the other side” of what COIN theorists like Mackinlay and Kilcullen call the “globalized insurgency” and a theorist of insurgency himself. After some delay, al-Masri responded to Charles, as Farrall described:

Abu Walid al Masri responds to Charles Cameron

Abu Walid  has responded a letter from Charles Cameron. Abu Walid’s response  to Charles can be found here.  You’ll notice when following the link, that he has a new website.It’s well worth a look. There is also an interesting comment from a reader below Abu Walid’s response to Charles; it’s from “one of the victims of Guantanamo”.

As you’ll see from his website Abu Walid is also engaging in a number of other interesting dialogues at the moment, which I am interested to read as they progress.Charles wrote his letter in response to the dialogue Abu Walid and I had a little while back. For those of you new to the site, you can find this dialogue to the right in the page links section.  The letter from Charles can be found on my blog here.

….These letters may not change anything, but they are important because  in mass media sometimes only the most controversial and polarising views tend to make it into the news.I think person to person contact, especially via mediums like this, can go some way to providing opportunities for all of us to discover or be reminded that there is more than one viewpoint and along with differences there are also similarities. Contact like this humanizes people, and in my book that’s never a bad thing.

With that context in mind, we will now let Charles take it away:

A TRANSLATION of ABU WALID al-MASRI’S REPLY

by Charles Cameron

I asked a native-speaking grad student associate of mine to give me a literal translation of Abu Walid’s response to my post, and then tweaked it to give it a reasonable combination of accuracy and fluency, and my associate has kindly given the result his thumbs up — so what follows is probably fairly close to the sense of Abu Walid’s original.

Is this a return to the Age of Chivalry? — Comments on the Response of Charles Cameron

May 31, 2010

Author: Mustafa Hamed, Abu al-Walid al-Masri

MAFA: The Literature of the Outlaws

Charles Cameron’s words, in his comment on the dialog between myself and Ms. Leah Farrall, were wonderful, both for their humanitarian depth and in their high literary style, which makes it difficult for any writer to follow him. He puts me in something of a dilemma, fearing any comparison that might be made between us in terms of beauty of style or depth and originality of ideas — but in my capacity as one of those adventurous “outlaws”, I will try to contemplate, rather than compete with, his response, since this is what logic and reason call for.

Charles Cameron was deeply in touch with the roots of the problem that the world has (justly or unjustly) called the war on terror: it is a cause that relates to the sanctity of the human individual, and his rights and respect, regardless of any other considerations around which the struggle may revolve.

No one can argue about the importance of peace, or the need all humans have for it, nor can anyone argue that war is not hideous, and universally hated.  And yet wars are still happening, and their scope is even increasing.

And now the West claims: it is terrorism — as if war on the face of the earth were the invention of Bin Laden and al-Qaida — and all this, while many others are arguing ever more forcefully that the opposite is true, that al-Qaida and Bin Laden are the invention of war merchants, and that no one can definitely declare as yet — in an unbiased and transparent way — who caused the events of September 11 and the deaths of three thousand persons.

It is not only the one who pulls the trigger who is the killer, as we know —  the one who set the stage for a crime to be committed, who arranges the theatre, and opens the doors, and lures or hires the one who pulls the trigger is even more responsible. He’s the one, after all, who carries away the spoils of the crime, then chases down the trigger-man and finishes him off — not for the sake of justice, nor for love of humanity, but to hide the evidence of the crime, to erase his own fingerprints, and assassinate the witnesses who could implicate him.

For example: was the execution of Saddam Hussein really about bringing justice? Of course not. They executed him after a travesty of a trial for the most trivial of his crimes. Nobody, however, asked him about his most significant crimes — they killed him before he could admit to them, or name the major partners who brought him to the apex of his power, and provided him with a full range of lethal weaponry including weapons of mass destruction, so he could perform mass murder with confidence in his own impunity.

I personally (and here I speak only for myself, so Ms. Farrall need not get irritated) would have preferred to have Charles Cameron as President of the US and a united Europe and the leader of NATO — then there would have been no wars in Afghanistan or Iraq, and the problem of terrorism would have ended in minutes, along with the problems in the Middle East, and nuclear militarization, and even those of poverty and pollution. Why? Because not a single one of these problems can be solved except through the logic of humanitarianism, of justice, and love for people and peace, and hatred of oppression and discrimination between people in any form — we are all the creatures of God, and to Him we shall all return.

I am reminded of Richard the Lionheart, who came to lead a big crusade to capture Jerusalem from Muslim hands. The bloody wars he led brought fatigue to everyone and benefited neither the religious or nor the day-to-day interests of either party. Leading the Muslim campaign was Sultan Salah al-Din al-Ayyubi (Saladin), King Richard’s peer in courage, chivalry and wisdom.

Both parties finally agreed that Jerusalem should remain in Muslim hands — hands which would guarantee its security and that of its people, and of both the Islamic and Christian sanctuaries, preserving their interests and protecting the sanctuaries of all, in peace.

Thereafter, King Richard retreated from Muslim lands, carrying with him a most favorable impression of the Muslims and of Saladin as he returned to his own country, while leaving a continuing memory of respect and appreciation for himself and his chivalry with Saladin and the Muslims — which is preserved in our history books down to the present day.

It was Mr. Cameron’s spirit of fairness, chivalry and true spirituality that reminded me of King Richard’s character — but sadly, it is very difficult to find a ruler in the west like King Richard, and I find it even more regrettable that Muslims should have even greater difficulty finding among themselves a ruler like Saladin.

This is because things are on the wrong track, and people are not in their rightful positions. The wrong people are in power and leading us, while the best among us are weak and under siege.

No human likes or wants this state of affairs — but are the people who are in control of this planet real human beings? Can we consider those who own 50% of the earth’s wealth human, even though they comprise no more than 2% of the human population?

In my opinion, the situation is much worse than these international statistics suggest. I believe the number of those who rule the world is far fewer, and that they own much more. They are the ones who invest in all kinds of wars wherever, and under whatever name or banner, they may be found. The mention of war translates to these people as an immediate waterfall of gold tumbling into their usurious bank vaults, which hold the world — both leaders and led — by the neck.

I speak here of all wars without exception, whether they be the First and Second World Wars, or the wars in Korea and Vietnam, or the First and Second Gulf Wars, or the Third and Fourth, yet to come — whether it be a war in Afghanistan (to hunt for the “Bin Laden and al-Qaida” mirage) or in Iraq (looking for illusory “weapons of mass destruction”) or in Bosnia, Somalia or Africa — that continent of eternal wars for the sake of gold or oil fields — Africa, that colonized continent of disease, covertly modernized in the labs of the secret services and giant pharmaceutical companies.

I wish we could return to the age of chivalry– of courageous and rightly religious knights — for then wisdom would prevail and peace would spread, and we could leave this age of the brokers and merchants of war behind us.

Muslims always call on God to bless them with a leader such as Saladin , and I think they should also pray for God to bless the West with a ruler such as Richard the Lionheart — because without a Saladin here and a Richard there, the fires of war will continue to blaze. That’s the reason the brokers of wars will not allow the appearance of a Saladdin here, nor a Richard there.

By means of the laws to fight terrorism, the emergency laws, NATO, the Security Council and the International Court of Justice, the various counter-terrorism forces around the world, the CIA and FBI, and the Army and National Guard, the Patriot Act in the US, the jails at Guantanamo and Abu Ghraib and Bagram — and the secret “black sites” and “floating prison ships”– by all these means and many others, they kill and jail and start wars, so that humans (and terrorists) are not threatened by the likes of the two great kings, Saladin and Richard.

Therefore in the situation we find ourselves in now — despite our noble dreams of an age of knighthood and chivalry as an alternative to this age of broker kings — the destiny of all humanity, and even planet earth itself, remains in question. Of course there will be an end to all this someday… but how??… and when?? I do not think any one of us has the answer.

Finally I would like to thank Charles Cameron for his care in writing and commenting, and to express again my thanks to Ms. Leah Farrall, who deserves all the credit for initiating these dialogues.

Signed: Mustafa Hamed, Abu al-Walid al-Masri


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